Chief Compliance Officer

Our Client

Is a leading Financial Services, Real Estate and Asset Management company.

Responsibilities

• Develop and maintain Regulatory Compliance Management Program, ensuring adherence to mandates and protocols.
• Manage Compliance budgeting, risk assessment, and planning activities.
• Conduct Compliance Monitoring, Testing, and subject matter reviews, covering various areas such as credit risk and property management.
• Perform Annual Compliance Self-assessment and participate in ICAAP Planning and Risk Assessment.
• Review monthly compliance reports and provide Quarterly and Annual Compliance Reporting to Board and Senior Management.
• Prepare and submit Regulatory Reporting, and respond to surveys and information requests.
• Coordinate on-site and desktop regulatory examinations and implement new regulatory developments.
• Stay updated on regulatory changes through research, conferences, and communications.
• Develop and deliver Compliance training programs for employees, including management and ongoing sessions.
• Oversee Corporate Governance tasks, including corporate secretarial duties, board training, governance guideline assessments, and new director coordination.

Requirements

• Possess a minimum of 10 years of compliance and / or risk management experience within an OSFI regulated Deposit Taking Institution, such as a Bank or Trust Company.
• Hold a degree from a post-secondary institution, with specialization in commerce, accounting, business, finance, economics, or related fields.
• Additional qualifications such as a post-graduate degree or relevant professional designation / certification would be advantageous.
9 days ago