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Compliance officer Jobs in Toronto, ON

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Compliance Officer

Compliance Officer

Royal Bank of Canada>TORONTO, Canada
Full-time
As Compliance Officer, you will support the RBC Investor Services (RBCIS) Compliance team for Canada.Your responsibilities will include providing compliance support to RBCIS business teams, managin...Show moreLast updated: 21 days ago
Senior Compliance Officer - Operations Compliance

Senior Compliance Officer - Operations Compliance

BMOToronto, ON, CAN
Part-time
Reporting into the Director, Trade Surveillance, this role will be responsible for : .Providing expert regulatory compliance support, guidance and advice to Capital Markets International Operations (...Show moreLast updated: 7 days ago
Bilingual Legal Compliance Officer

Bilingual Legal Compliance Officer

StafflinkToronto, ON
Full-time
Altis Recruitment is grateful to partner with an organization within the Broader Public Sector for a Bilingual Legal Compliance Officer (French and English) in Toronto. This is a contract position f...Show moreLast updated: 30+ days ago
Compliance Officer

Compliance Officer

CIBCToronto, ON
Full-time
Nous bâtissons une banque axée sur les relations pour un monde moderne.Nous recrutons des professionnels talentueux et passionnés qui ont à cœur de faire ce qu’il faut pour nos clients.À la Banque ...Show moreLast updated: 13 days ago
Compliance Officer

Compliance Officer

0000055528 RBC Investor Services TrustToronto, Ontario
Full-time
As Compliance Officer, you will support the RBC Investor Services (RBCIS) Compliance team for Canada.Your responsibilities will include providing compliance support to RBCIS business teams, managin...Show moreLast updated: 20 days ago
Senior Compliance Officer

Senior Compliance Officer

Alterna SavingsToronto, ON, CA
Full-time
The compensation for this position is determined by a combination of skills, experience and is aligned to the market in which the job is posted. Your recruiter will provide additional details about ...Show moreLast updated: 30+ days ago
Compliance Manager

Compliance Manager

VeemToronto, ON, CA
Full-time
Quick Apply
Job Title : Compliance Manager Location : Fully Remote (Canada) Preferred Locations : Toronto or Ottawa Overview We are seeking an experienced Compliance Manager to lead and evolve our compliance fram...Show moreLast updated: 28 days ago
Compliance Officer, P&C and L&H

Compliance Officer, P&C and L&H

Swiss ReToronto, ON, CA
Full-time
Located in Toronto and reporting to the Americas Head of P&C and L&H Compliance, this role is part of the Global Compliance team, the Global Reinsurance Compliance team, the Americas Reinsurance Co...Show moreLast updated: 1 day ago
Compliance Officer, Trade Surveillance (Listed Products)

Compliance Officer, Trade Surveillance (Listed Products)

ScotiabankToronto, ON, CA
Full-time
Conduct near real-time and post‑trade surveillance for Listed Products (Equities, Options, Futures).Analyze and address alerts generated by Nasdaq Trade Surveillance (NTS / SMARTS) and identify poten...Show moreLast updated: 14 days ago
Analyst, Compliance

Analyst, Compliance

First NationalToronto, ON, Canada
Full-time
We are hiring an Analyst, Compliance!.This position will play an important role in assisting with the planning and completion of regulatory compliance reviews and the delivery of high quality, prof...Show moreLast updated: 30+ days ago
regulatory compliance officer

regulatory compliance officer

Hercules Moving CompanyNorth York, ON, CA
Permanent
Experience : 2 years to less than 3 years.Analyze and provide advice on the managerial methods and organization of an establishment. Develop quality management and quality assurance standards.Conduct...Show moreLast updated: 30+ days ago
Compliance Manager

Compliance Manager

ThriveToronto, ON, CA
Full-time
Quick Apply
Thrive is a NextGen global technology outsourcing provider that empowers small and mid-market organizations to transform their technology into a strategic advantage. Offering a breadth of services f...Show moreLast updated: 30+ days ago
financial compliance officer

financial compliance officer

C&GToronto, ON, CA
Permanent
Private company, corporation or industry.Analyze clients' financial records.Review and examine financial services and institutions to ensure compliance with governing legislation and regulation.Inv...Show moreLast updated: 26 days ago
Tax & Compliance Officer

Tax & Compliance Officer

HaysNorth York
Full-time
Position : Tax &pliance Officer Location : Toronto(Yorkdale) – in office roleSalary : $105,000 Your NewpanyYou’ll be joining the Family Office of a growing international organization with operations a...Show moreLast updated: 29 days ago
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Compliance Officer

Compliance Officer

Royal Bank of Canada>TORONTO, Canada
21 days ago
Job type
  • Full-time
Job description

Job Description

What is the opportunity?

As Compliance Officer, you will support the RBC Investor Services (RBCIS) Compliance team for Canada. Your responsibilities will include providing compliance support to RBCIS business teams, managing inquiries from regulatory bodies, and supporting the team’s activities under the Regulatory Compliance Management (RCM) program.

What will you do?

Work with the Compliance team in developing and conducting monitoring activities as described in the RCM Framework, applicable Control Standards and other relevant documents

Support the Compliance team’s performance of other RCM functions, and with special initiatives and projects as needed.

Intake, track and, with business team support, process correspondence and inquiries from regulatory bodies

Support the Compliance team’s oversight of RBCIS’ pension contribution monitoring and regulatory reporting

Administer updates to compliance policies, procedures and intranet websites

What do you need to succeed?

Must-have

2+ years of relevant experience in compliance and / or audit

Ability to multi-task with exceptional level of accuracy

Strong ethics and values to ensure regulations are met and adherence to RBC standards

Experience and ability to communicate to impact and influence with all levels of management / staff

PC literacy with good working knowledge of Microsoft applications (Word, Excel, PowerPoint) with an automation mindset

University degree in business, finance, economics or other related discipline

Nice to have

Previous banking sector experience

Fluency in French

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable

Leaders who support your development through coaching and managing opportunities

Ability to make a difference and lasting impact

Work in a dynamic, collaborative, progressive, and high-performing team

A world-class training program in financial services

Flexible work / life balance options

Opportunities to do challenging work

Job Skills

Audits Compliance, Critical Thinking, Data Gathering Analysis, Decision Making, Industry Knowledge, Internal Controls, Interpersonal Relationship Management, Product Services, Risk Management, Strategic Thinking

Additional Job Details

Address :

RBC CENTRE, 155 WELLINGTON ST W : TORONTO

City : Toronto

Country : Canada

Work hours / week : 37.5

Employment Type : Full time

Platform :

CHIEF LEGAL & ADMIN OFFICE GRP

Job Type : Regular

Pay Type : Salaried

Posted Date : 2026-01-28

Application Deadline :

2026-02-27

Note : Applications will be accepted until 11 : 59 PM on the day prior to the application deadline date above

I nclusion and Equal Opportunity Employment

At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

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RBC is presently inviting candidates to apply for this existing vacancy. Applying to this posting allows you to express your interest in this current career opportunity at RBC. Qualified applicants may be contacted to review their resume in more detail.