Description
Department Overview :
The Global Compliance Department is responsible for overseeing regulatory compliance across TD Bank Group (TDBG) in accordance with the Global Compliance Operating Framework.
The team is accountable for promoting regulatory compliance by developing and maintaining compliance programs, including identifying and disseminating regulatory developments to businesses they support, maintaining Compliance policies, managing complaints and regulatory filings, providing relevant training, carrying out independent monitoring and oversight activities, reporting on the state of compliance to the Board, UDP and senior management, as needed, and providing advice and support, as required.
Team Overview
The Business Management & Governance team within Global Compliance provides business and financial insights, strategic planning, business management coordination, and facilitates One TD relationships across Global Compliance and Risk Management.
The team plays a key role in the Global Compliance business continuity management, strategy development and implementing pan-Compliance initiatives through data insights and executive reporting.
The Role & Key Accountabilities
The Senior Business Management Analyst reports to the AVP, Business Management & Governance and will primarily coordinate the management of the Compliance recruitment strategy and onboarding processes.
The Senior Business Management Analyst will :
- Own and manage activities related to the onboarding and management of Global Compliance resources and third-party vendors for Compliance Transformation and Road to Strong
- Support in the management of the Compliance recruitment strategy and process
- Develop and provide reporting on activities and outcomes aligned to the Compliance recruitment strategy.
- Coordinate with other Compliance partners and business governance and control partners to promote consistency in the application of Compliance programs and standards across the Enterprise
- Identify opportunities for enhancements to Compliance policies and procedures and communicate recommendations to management
- Be knowledgeable of practices and procedures within own area of responsibility and keep abreast of emerging trends for Compliance
- Foster relationships with internal and external contractors to resolve issues
- Participate fully as a member of the team, support a positive work environment that promotes service to the business, quality, innovation and teamwork and promote timely communication of issues / points of interest
- Support the Business Continuity Management plan and maintain the contact list(s) within the book of record system
Job Requirements :
- Minimum 5 years of relevant industry work experience
- University degree required
- Strong verbal and written communication skills
- Strong relationship management skills
- Ability to work independently on projects end-to-end, generally within short-to medium term horizons and manage tight deadlines and multiple competing priorities.
- Proficient with MS Office applications
Who We Are :
TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches / stores.
Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world.
More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support.
We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.
TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing.
As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking.
Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential.
Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals.
As an organization, we keep growing and so will you.
Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals.
Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.
Additional Information :
We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.
Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.
Colleague Development
If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.
Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD and we’re committed to helping you identify opportunities that support your goals.
Training & Onboarding
We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.
Interview Process
We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.
Accommodation
Your accessibility is important to us. Please let us know if you’d like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.
to help us remove barriers so that you can participate throughout the interview process.
We look forward to hearing from you!
Language Requirement (Quebec only) :
Sans Objet