Investment Operations Analyst

Job Title : Investment Operations Specialist

Employment Type : 6 Month Contract to Start + Possibility of Extension or Permanency

Compensation : $23

Schedule : Monday to Friday, Between the hours of 8 : 00am 6 : 00pm EST

Overview :

The role : Provides end-to-end support for our client’s mutual funds, ETFs, segregated funds, term investments, and savings products for internal and external stakeholders.

Delivers operational processes and provides after-sales support to the personal wealth and asset management businesses and stakeholders.

Areas of operational expertise include Broker / Dealer and Private Bank support, Asset Management, Investment Funds, and Life Insurance.

Your daily work will consist of backoffice processing. You will be given a set number of items to work on that may include auditing a file, data entry, ticketing systems, documentation, and tracking requests.

You can go through a ticketing platform and work through a queue of action items. The ticketing systems are AWS and BPM.

You may also be responsible for incoming requests that could include escalations, general questions, general audit, etc.

This is not a customer facing role, as you will be working with internal business support groups. You internal stakeholders may include : Nesbitt Burns team, Investorline team, and private banking agents.

You will be communicating with your internal partners through emails, calls, and internal meetings.

Responsibilities :

• Gathers and formats data into regular and ad-hoc reports, and dashboards.
• Supports change management of varying scope and type; tasks typically focused on execution and sustainment activities.
• May function as a problem-solving resource for more junior staff.
• Organizes work information to ensure accuracy and completeness.
• Executes routine tasks such as service requests, transactions, queries, etc. within relevant service level agreements.
• Provides accurate and timely processing of transactions, activities, services, etc. to respond to stakeholder requests in compliance with regulatory and risk controls.
• Provides accurate, consistent, and knowledgeable responses to internal / external stakeholder questions and requests.
• Follows documented policies and procedures to execute day-to-day transactions, activities, processes and meet all Service Level Agreements (SLAs).
• Checks and reconciles information and documentation to ensure accuracy and completeness.
• Analyzes data and information to provide insights and recommendations.
• Identifies and analyzes issues and problems and resolves in a timely manner or escalates as required.
• Communicates and collaborates with internal and external stakeholders to deliver on business objectives.
• Develops and maintains effective relationships with internal and external stakeholders to execute work and fulfill service delivery expectations.
• Develops and maintains an understanding of the regulatory requirements and risks inherent in the operations to take appropriate actions and maintain operational integrity.
• Collaborates in the development / implementation of new processes / systems and changes / improvements to existing systems and processes.
• Supports the development of tools and delivery of training focused on delivering business results.
• Completes complex & diverse tasks within given rules / limits and may include handling escalations from other employees.
• Analyzes issues and determines next steps.
• Broader work or accountabilities may be assigned as needed.

Requirements :

• 6+ Months of Banking Operations Experience or Financial Services Experience within the Top 5 Banks or Financial Institutions
• Knowledge of all Investment Products
• Excel Proficiency
• Soft Skills including : Attention to detail, organizational skills, analytical skills, Professional Communication, and Reliability

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À propos de TEKsystems :

Nous sommes partenaires dans la transformation. Nous aidons les clients à activer des idées et des solutions afin de profiter d’un nouveau monde d’opportunités.

Nous sommes une équipe solide de 80 000 personnes, nous travaillons avec plus de 6 000 clients, dont 80 % faisant partie du Fortune 500, partout en Amérique du Nord, en Europe et en Asie.

En tant que chefs de file de l’industrie des services technologiques complets, des services aux talents et des applications du monde réel, nous travaillons avec des leaders progressistes pour favoriser le changement.

C’est le pouvoir d’un vrai partenariat. TEKsystems est une société du groupe Allegis.

About TEKsystems :

We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity.

We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500, across North America, Europe and Asia.

As an industry leader in Full-Stack Technology Services, Talent Services, and real-world application, we work with progressive leaders to drive change.

That's the power of true partnership. TEKsystems is an Allegis Group company.

The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.