Job Description
- Market Conduct and Sales Reviews (LIA’s, advisors and MGA’s) :
- Collection of Documentation
- Follow up and negotiation for missing documentation, as required.
- Tracking workflow and progress.
- Reviewing documentation per standardized compliance process to assess sales practices and other information against regulatory and Foresters / Canada Protection Plan requirements and expectations.
- Writing review observations and findings.
- Corresponding with reviewed entity.
- Escalation to Complaints, SIU, Management, as required.
- Other functional support to the Manager and Compliance team. This may include, but is not limited to :
- Assisting the Manager with training, record keeping, research, etc.
- Providing assistance to team members.
- Identifying areas for improvement and attention.
- Representing Compliance at various internal functions or on internal committees or projects.
- Representing Foresters / CPP on external Compliance committees.
- A minimum of 2-3 years of progressive experience in Sales, Customer Service, New Business or other relevant experience in the life insurance industry.
- College / University education or equivalent experience.
- Knowledge of key regulators and regulatory requirements applicable to Life Insurance Market Conduct.
- Familiarity with, and commitment to, the principles of Fair Treatment of Customers.
- Proficient at Microsoft applications and CPP / Foresters in-house applications.
- Highly developed written and oral communication skills, including the ability to build relationships, engage and influence others.
- Ability to work independently as well as in a team and manage multiple priorities and timelines.
- Heightened sense of curiosity, urgency, and courage.
- Practices sound judgement; a high level of integrity and trust.
- Knowledge of the business operations of Canada Protection Plan / Foresters Financial is preferred.
This is a 12 month contract role.
LI-Hybrid
Audit Manager - 12 month Contract
Provide assistance as required, to external auditors in conducting audits. Proven record of designing and conducting audit tests using data analytics(vlookup, pivot table in excel), and to formulate appropriate conclusions and insights. Applied knowledge and experience of retail industry including m...
Senior Caseworker - 12 Month Contract
Administer and adhere to case-management protocols, including clinical monitoring, data collection, on-going patient follow-up, compliance, therapy disruption/discontinuation monitoring, adverse event reporting and liaison with primary healthcare providers;. Implementing pharmaceutical and biotechno...
Insurance Quality Assurance Specialist - PD Claims (12 months contract)
The QA Specialist is a subject matter expert and possesses technical management:.Lead the build and execution of the QA programs.Perform quality and technical evaluations on technical insurance professionals.Perform trend analysis, identify performance gaps and quality improvement opportunities.Crea...
Sales, Field Sales Representative - Oral Healthcare 12 Month Contract (South West Ontario)
Sales, Field Sales Representative - Oral Healthcare 12 Month Contract (South West Ontario). This position is a 12 - 15 month contract role. Total On-Target Earning (composed of base + target incentive) from 85% to 120% performance achievement of Target Incentive is $95,000 to $125,000 per year plus ...
Director, GBM First Line Supervision, Internal Controls - Toronto (12 Month Contract)
Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating globally for over 100 years. Global Banking & Markets provides a full range of investment banking, credit and risk management products...
Manager, Compensation (12 Month Contract) - Fully Remote
Assists in the design specifications for new base pay and incentive plans or recommends modifications to existing plans in order to maintain AB’s competitive position in the labor market. Strong staff development skills; ability to coach and mentor intermediate or junior level analysts. As of Octobe...
Field Case Manager (12 Month Contract)
Our team members are at the heart of everything we do.At Cencora, we are united in our responsibility to create healthier futures, and every person here is essential to us being able to deliver on that purpose.If you want to make a difference at the center of health, come join our innovative company...
User Experience Designer (12 Month Contract)
Collaboration with Product Managers, Web and Mobile Developers and QA Analysts to deliver the planned user experience. Work cross-functionally with other TVO departments to ensure accessibility compliance and best practices. Stay abreast of trends in information design including conducting research ...
Senior Analyst, Commercial Quality Assurance (6 Month Contract)
Conduct Commercial Credit Reviews in line with the relevant policies and procedures in order to assess the soundness of underwriting procedures and processes and determine if they are being followed. This includes a specific focus on risk rating assignments in order to ensure they are conducted in a...
Administrative Support - Mailroom Machine Clerk (12 Month Contract)
This position is being offered initially as a 12 month contract based out of the 700 University Ave Toronto office location. No Canadian work experience required however must be eligible to work in Canada. ...