Chief compliance officer Jobs in East York, ON
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Chief compliance officer • east york on
Last updated: 17 hours ago
Role Title : Compliance Officer • • • •Reports to : Corporate Compliance & Risk Director • • • •Location : Canada • • • •Business unit : Compliance and Risk • • • •Role purpose : • •Responsibility & Accountability for su...Show moreLast updated: 17 days ago
Job Description • • • •Compliance Officer • •\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_\_ • •...Show moreLast updated: 15 days ago
Best Workplaces in Canada 2020 - 2025 Best Workplaces with Most Trusted Executive TeamsBest Workplaces in Financial Services & Insurance 2020 - 2025 Best Workplaces for Mental Wellness 2023 -...Show moreLast updated: 30+ days ago
A leading fintech company in Canada seeks a Compliance Officer to develop and monitor internal policies, conduct audits, and ensure adherence to regulations.
Candidates should have over 6 years of e...Show moreLast updated: 3 days ago
Goldrush Gaming Group is a leading and innovative player in the gaming and entertainment industry.We specialize in providing immersive, next-generation gaming experiences through a diverse portfoli...Show moreLast updated: 2 days ago
Be among the first 25 applicants Direct message the job poster from PICTON Investments One of Canada’s Most Trusted Investment Brands.
Picton Mahoney Asset Management (PICTON Investments),.Founded b...Show moreLast updated: 20 days ago
About Us We are a dynamic and growing wealth management firm registered with the Ontario Securities Commission (OSC) as both a Portfolio Manager (PM), Investment Fund Manager (IFM), and Exempt Mark...Show moreLast updated: 11 days ago
At Raymond James, we develop, we collaborate, we decide, we deliver, and we improve together.Canada’s leading independent investment dealer offering high quality investment products and services to...Show moreLast updated: 17 hours ago
A leading financial institution in Toronto is seeking a Chief Compliance Officer for its investment firms.The role involves managing regulatory compliance, providing advisory services, and conducti...Show moreLast updated: 11 days ago
Chief Officer Primary Location : .On MV Isabelle X / Saga-Company Vessels alongside Squamish, BC Employee Status.Bridgemans Crew Management Ltd.
Yukon St, Vancouver, BC V5Y 0H2 Terms of Employment.Rota...Show moreLast updated: 20 days ago
Reporting to the CEO and working closely with executive leadership in both Canada and the U.Chief Compliance Officer (CCO) will be responsible for the design, implementation, and leadership of the ...Show moreLast updated: 20 days ago
AIG Canada is part of American International Group Inc.AIG operations and network partners.For over 50 years AIG Insurance Company of Canada (AIG Canada) has been a national leader of insurance sol...Show moreLast updated: 30+ days ago
General Bank of Canada is a Schedule 1 Chartered bank headquartered in Edmonton, Alberta, and part of the Wheaton Group.Our journey began in the 1950s with an entrepreneurial spark that has grown i...Show moreLast updated: 20 days ago
Role Title : Compliance Officer.Reports to : Corporate Compliance & Risk Director.Business unit : Compliance and Risk.Responsibility & Accountability for supporting the Compliance and Risk Manager wit...Show moreLast updated: 18 days ago
Interim Chief Compliance Officer (CCO).A regulated real estate finance platform is seeking an experienced.Interim Chief Compliance Officer (CCO).
The role offers a hybrid / flexible work model with in...Show moreLast updated: 26 days ago
Are you eager to contribute to the purpose of a company that aims to help its clients feel confident and secure about their future? As a Compliance Officer you will play a key role in investigating...Show moreLast updated: 16 days ago
Locations 789 Don Mills Road, North York, ON, M3C 1T5, CA.The Compliance Officer will oversee adherence to regulatory, contractual, environmental, and safety standards on the project.This role will...Show moreLast updated: 25 days ago
Onex is an investor and asset manager that invests capital on behalf of Onex shareholders and clients across the globe.Formed in 1984 we have a long track record of creating value for our clients a...Show moreLast updated: 9 days ago
Onex is an investor and asset manager that invests capital on behalf of Onex shareholders and clients across the globe.Formed in 1984, we have a long track record of creating value for our clients ...Show moreLast updated: 4 days ago
Compliance Officer
Travelex LimitedToronto, ON, CAFull-time
- Promoted
Compliance Officer
IaawgToronto, CanadaFull-time
Chief Compliance Officer
Picton Mahoney Asset ManagementToronto, Ontario, CanadaFull-time
Chief AML & Compliance Officer – Fintech Growth Leader
VennToronto, ON, CAFull-time
- Promoted
Compliance Officer
Goldrush Gaming GroupToronto, ON, CanadaFull-time
- Promoted
Chief Compliance Officer
PICTON InvestmentsToronto, CanadaFull-time
- Promoted
Chief Compliance Officer (CCO)
Bellwether Investment ManagementToronto, CanadaFull-time
- New!
Compliance Officer
Raymond James FinancialToronto, ON, CAFull-time
Chief Compliance Officer, Digital Investments
RBCToronto, ON, CAFull-time
- Promoted
Chief Officer
Bridgemans ServicesToronto, CanadaFull-time
- Promoted
Chief Compliance Officer
Bellwether Investment Management Inc.Toronto, CanadaFull-time
Canada Chief Compliance Officer
AIG InsuranceToronto, Ontario, CanadaFull-time
- Promoted
Chief Risk & Compliance Officer
General Bank of CanadaToronto, CanadaFull-time +1
- Promoted
Compliance Officer
TravelexToronto, ON, CanadaFull-time
Chief Compliance Officer
BJRC RecruitingToronto, ON, CATemporary
Compliance Officer
iA Financial GroupToronto, ON, CAFull-time
Compliance Officer
AmicoToronto, ON, CAFull-time
Chief Compliance Officer
ONEXToronto, Ontario, CanadaFull-time
- Promoted
Chief Compliance Officer
OnexToronto C6A, ON, CanadaFull-time
- Vancouver, BC (from $ 60,450 to $ 197,774 year)
- Winnipeg, MB (from $ 119,550 to $ 190,917 year)
- Montreal, QC (from $ 67,500 to $ 180,000 year)
- Montreal-Ouest, QC (from $ 67,500 to $ 180,000 year)
- Toronto, ON (from $ 94,029 to $ 175,500 year)
- Old toronto, ON (from $ 84,747 to $ 175,500 year)
- North York, ON (from $ 115,000 to $ 172,050 year)
- East York, ON (from $ 115,000 to $ 172,050 year)
- North Bay, ON (from $ 76,050 to $ 155,000 year)
- Mississauga, ON (from $ 93,973 to $ 142,000 year)
Compliance Officer
Travelex LimitedToronto, ON, CA17 days ago
Job type
- Full-time
Job descriptionRole Title : Compliance Officer Reports to : Corporate Compliance & Risk Director Location : Canada Business unit : Compliance and Risk Role purpose : Responsibility & Accountability for supporting the Compliance and Risk Manager with analytical and reporting activity in the relevant country area including Corporate and partners sales areas. Key accountabilities : Technical Activities : Compliance and Risk analysis & support of all activity in the country area as relevant / required, including Corporate and partners sales areas, across processes relevant to the role, including : Regulatory analysis & reporting for the country relevant e.g. IUAR / SAR & Sanctions alerts / escalations & report filings, FIU / LEA engagement Analysis & support of Operational Compliance Control for onshore processes for their country e.g. Due Diligence (Corporate & Consumer), control checks, training, transaction monitoring alerts and escalations Support the Risk management framework as relevant / required in the country. Internal Reporting – compilation, provision & support of the relevant & appropriate global & local Compliance & Risk reporting frameworks are functioning & operational within the country area; ensure feeds & consistency with Global Standards & Approach. Produce accurate, timely and relevant MI for the Global Compliance & Risk Reporting Framework including : + Local internal reporting + External regulatory reporting + Relevant Country area Management Teams + Relevant Country area Legal Entity Boards & Risk Committees Relationship management : Maintain sound professional working relationships with other Compliance & Risk Teams, Business Development Management as well as Support & Shared Service colleagues, business staff and management, building their confidence and acquiring an understanding of the business. Provide support to the functional Compliance & Risk team. Engage in two-way discussion about changes that affect the team, Participate in a PDR at least annually. Communication : Responsible for supporting & maintaining pro-active and regular communication with other areas of Compliance & Risk and the business in relation to the Country, including and support / shared services. Actively communicate and seek feedback from colleagues and customers. Communicate daily and weekly delivery performance levels to your team. Be supportive and encourage support for “people initiatives” e.g. Your Voice, Travelex Awards etc Play a participative part in Team Briefs. Be proactive in the provision of feedback and the delivery of ideas to develop and improve solutions relating to Travelex Compliance & Risk General : Undertakes any necessary training associated with the duties of the post and participates in training and development procedures. Complies with all Company Health and Safety policies and legislation in the performance of their duties and responsibilities. Maintains confidentiality and observes data protection guidelines. Manage expenses in accordance with Company Expense Policy. Carries out any other reasonable duties commensurate with their capability. Experience and personal qualities Essential : Compliance and risk awareness with a good understanding of the compliance challenges facing the business. Understands the impact of wider compliance issues on the business. Able to present solutions and influence final decision of line manager. Able to challenge and influence business decisions. Excellent communication skills – verbal and written. Manages and plans own workload. Ability to translate research and analysis well into reasoned recommendations that informs effectively the decision-making process. Proficient in the use of MS Office. Desirable : Relevant business knowledge and experience of two regions, distribution channels or entities. Relevant qualification Actively makes recommendations and solutions upwards Gives valuable insight by demonstrating a deep understanding of the issues highlighted in the analysis and researchTo remain the world’s leading foreign exchange specialist, we are focused on making our customers’ lives simpler, more engaging and hassle free while they travel or move money abroad. We promise to give them the freedom and peace of mind to explore the world, their way – enabling them to travel confidently because they know they have us to lean on.Customer centricity and digital are at the heart of our business strategy. Our commitment to innovation has never been greater, with the development of a number of digital-first, greenfield products and services. And with the Travelex's resources, deep industry experience and leading brand we are inventing the future of FX, cross-border e-commerce and international payments. We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, colour, national origin, gender, sexual orientation, age, marital status, veteran status, or disability status.
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