Job Summary
Job Description
WHAT IS THE OPPORTUNITY :
Reporting to the Director, Regulatory Compliance, Integration Compliance and Operations (ICO) team, this role will primarily support the identification and mitigation of Technology Infrastructure regulatory risk and compliance operational issues and will also assist in the maintenance of operational and key control procedures.
Maintaining a thorough understanding of RBC and CNB's EOL Policy and internal Standards, related Regulatory and industry compliance standards.
Support the creation and maintenance of the departmental Regulatory Compliance Program, including process documentation, metrics, etc.
Perform complex internal control monitoring and testing for End-of-Life across Technology Platforms & Risk Management department, supporting various infrastructure technologies / domains (hosting, network, middle tier, end user, cloud, service management) while adhering to an established schedule.
Participate in all phases of the internal control monitoring process including planning, testing, evaluating risk, identifying mitigating controls, developing conclusions, writing reports, and maintaining work papers.
Championing a thorough understanding of RBC's Internal Controls Management Policy and control testing methodologies.
WHAT WILL YOU DO?
- Responsible for supporting the creation of enterprise controls, processes and testing methodologies that evaluate the design and operating effectiveness of first line Key Controls.
- Develop robust and scalable testing modules, scripts, and other guides including testing approach and scoping / sampling for evaluating the effectiveness of RBC and CNB's first line Key Controls to mitigate key risk exposures related to regulatory requirements.
- Assist in developing deliverables for regulatory remediation workstreams, including but not limited to narratives, flowcharts, RACIs, RCMs, etc.
- Assess residual risk within subject specialty area (hosting, network, middle tier, end user, cloud, service management) to evaluate the design and effectiveness of security controls.
- Exhibit high attention to detail and strategic thinking in analyzing, aggregating, and articulating the results / issues of control testing activities and value-add opportunities for improvement of Key Controls to Director of Regulatory Compliance and other stakeholders as needed.
- Maintain current knowledge of legislative developments, Country and associated Federal laws and regulations as well as regulatory guidance and industry best practices.
WHAT DO YOU NEED TO SUCCEED?
Must Have :
- Bachelor's Degree or equivalent experience.
- 7-10 years' experience working in large IT organizations.
- 7-10 years' experience in regulatory, compliance and infrastructure technologies.
- Experience delivering and managing responses to regulators.
- Formal Regulatory Response-Writing Training
Nice to Have
- Experience in tracking and coordinating large and complex projects. Strong organizational / time management skills and multi-tasking abilities.
- Strong critical thinking, problem-solving and creative skills. Excellent communication and interpersonal skills.
- Knowledge of FINRA, SEC, MSRB, FRBNY and OCC rules and regulations.
- Ability to manage numerous tasks and projects simultaneously and prioritize work in a highly deadline-intensive environment, while dealing with ambiguity.
WHAT'S IN IT FOR YOU?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper.
We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
- A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation, commissions, and stock where applicable
- Leaders who support your development through coaching and managing opportunities
- Ability to make a difference and lasting impact
- Work in a dynamic, collaborative, progressive, and high-performing team
- A world-class training program in financial services
- Opportunities to do challenging work
LI-Hybrid
LI-Post
Job Skills
Business Continuity and Disaster Recovery (BCDR), Cyber Security Management, Firewall Management, Information Security Auditing, Information Security Operation Center (ISOC), IT Network Security, Operational Delivery, Problem Management, Process Management, Threat Management
Additional Job Details
Address :
330 FRONT ST W : TORONTO
City : TORONTO
TORONTO
Country : Canada
Canada
Work hours / week : 37.5
37.5
Employment Type : Full time
Full time
Platform :
TECHNOLOGY AND OPERATIONS
Job Type : Regular
Regular
Pay Type : Salaried
Salaried
Posted Date : 2024-09-26
2024-09-26
Application Deadline :
2024-10-28
I nclusion and Equal Opportunity Employment
At RBC, we embrace diversity and inclusion for innovation and growth. We are committed to building inclusive teams and an equitable workplace for our employees to bring their true selves to work.
We are taking actions to tackle issues of inequity and systemic bias to support our diverse talent, clients and communities.
We also strive to provide an accessible candidate experience for our prospective employees with different abilities. Please let us know if you need any accommodations during the recruitment process.
Join our Talent Community
Stay in-the-know about great career opportunities at RBC. Sign up and get customized info on our latest jobs, career tips and Recruitment events that matter to you.
Expand your limits and create a new future together at RBC. Find out how we use our passion and drive to enhance the well-being of our clients and communities at jobs.rbc.com.
Manager / Senior Manager, Financial Services Industry Regulatory Compliance
Minimum 5 years (Manager) / 8 years (Senior Manager) of relevant experience; consulting experience, experience working in financial services related to regulatory and non-financial risk matters, and/or experience dealing with/working for financial services regulatory bodies in Canada is preferred. A...
Senior Manager, Regulatory Compliance
Reporting to the Director, Regulatory Compliance, Integration Compliance and Operations (ICO) team, this role will primarily support the identification and mitigation of Technology Infrastructure regulatory risk and compliance operational issues and will also assist in the maintenance of operational...
Senior Business Conduct Compliance Examiner
As a self-regulatory organization, Canadian Investment Regulatory Organization (CIRO) takes our responsibility of setting high-quality regulatory and investment industry standards seriously, while protecting investors and supporting healthy capital markets in Canada. As a key member of the team, the...
Senior Manager, Strategy and Insights - Global Compliance & AML
Creates an environment in which the team pursues effective and efficient operations of their respective areas, while ensuring the adequacy, adherence to and effectiveness of day-to-day business controls within Global Compliance to meet applicable obligations with respect to operational risk, regulat...
Senior Manager, Payment Risk and Open Banking, Financial Industry & Regulatory Risk
Managers/Senior Managers are expected to contribute to the firm's growth and development in a variety of ways, including: . As a Senior Manager you will work in a collaborative team environment to analyze issues and address client challenges related to risk management in payment and open banking sys...
Senior Manager, Advisory - GBM&T Compliance
Motivates their team(s) and creates an environment conducive to pursuing effective and efficient operations, while ensuring adequacy, adherence and effectiveness of day-to-day business controls, including obligations related to operational risk, regulatory compliance risk, AML/ATF risk and conduct r...
Tax Senior Manager - Canadian Income Tax Compliance and Reporting
Supports the maintenance of the database / records management of all required filings and other tax compliance activities including audit responses; designs and produces regular and ad-hoc tracking reports to help ensure timely compliance. Our ideal candidate will leverage their reporting & complian...
Manager or Senior Manager - Strategic Tax Operations - Global Compliance and Reporting - Toronto
As a Strategic Tax Operations Lead (Senior Manager or Manager Level), you will be part of our Tax Services team. Your role will focus on establishing relationships with clients at senior levels while working to consistently deliver exceptional client service across the tax processes. Proven ability ...
Manager or Senior Manager, Global Compliance (Corporate Tax)
Senior Manager, Global Compliance. You have extensive understanding of relevant tax legislation, planning and compliance, including public company and provision compliance experience. Prepare and manage tax correspondence, ensuring accuracy and compliance with tax regulations. ...
Senior Manager, Regulatory Affairs, Product Safety & Toxicology
Senior Manager of Regulatory Affairs, Product Safety & Toxicology (OTC). Develop and implement the global regulatory strategy for new product registrations and provide assessments and manages complaints from and to regulatory bodies and competitors, in collaboration with legal and marketing. Providi...