Developing Investment Advisor

Work Location:

Ottawa Ontario Canada

Hours:

37.5

Line of Business:

TD Wealth

Pay Details:

$50000 - $100000 CAD

This role is eligible for commission based earnings.

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidates skills and experience job-related knowledge geographic location and other specific business and organizational needs.

As a candidate you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description:

TD Wealth Private Wealth Management (PWM) provides high-net worth clients with holistic discovery and planning resulting in customized wealth advice and solutions.

TD Wealth Private Investment Advice (TDW PIA) is one of Canadas premier full-service brokerage firms for clients who want to stay involved in decisions about their portfolios. TDW PIA offers high-net-worth clients the opportunity to establish a one-on-one relationship with a dedicated and professional Investment Advisor while maintaining active participation in decisions regarding their financial affairs.

Are you entrepreneurial passionate about investments growing your business and empowering clients to thrive This could be your next big move! We are hiring Developing Investment Advisors into our Developing Investment Advisor Program. This is a highly specialized program where participants gain the opportunity to build comprehensive knowledge in technical financial and interpersonal areas to accelerate your path to building a successful client portfolio serving our high-net-worth clients. The program includes enhanced coaching and training and offers in-branch training on systems product and service orientation strategic business development and dedicated practice management support to help you develop and grow your practice.

Accountabilities:

• Build a client base of HNW & UHNW clients families and business owners

• Develop comprehensive wealth management and investment strategies for your clients based on their needs

• Make recommendations to the client regarding their portfolios construction security selection monitoring and rebalancing

• Action a business plan focused on building your client base and market share through prospecting marketing and developing a pipeline that identifies and cultivates relationships with potential clients and external referral sources

• Develop and implement sales strategies to proactively attract acquire and retain customers / sales opportunities and referrals to increase profitability and enable business growth

• Take a OneTD approach with your clients by establishing beneficial relationships between your clients and TD Partners to provide goal-based wealth advice across a full range of product and service solutions

• Protect the interests of the organization identify and manage risks effectively

What your profile looks like:

• Undergraduate Degree in finance business economics or related discipline

• Currently licensed as a Registered Representative with CIRO

• Professional designations such as CFP CIM and/or CFA are considered assets

• 3 years of experience working directly in a client-facing sales or relationship-focused role ideally in a mutual fund or brokerage environment

• Deep knowledge of the investment landscape markets and portfolio management

• Curiosity and desire to stay on top of the latest trends and be a thought leader in your field

• Excellent communication and interpersonal skills

• Proven entrepreneurial experience and ability to prospect and manage client relationships

• Comfort with compliance requirements and commitment to ethical client service

• Life Insurance License (LLQP) must be obtained within 6 months of hire

Who We Are:

TD is one of the worlds leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day we strive to make every interaction product and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada the United States and around the world. More than 95000 TD colleagues bring their skills talent and creativity to foster deeper relationships ensure disciplined execution and build a simpler faster banking experience. TD is deeply committed to being a leader in client experience that is why we believe that all colleagues no matter where they work are client facing. Together we are reimagining what banking can be for our clients colleagues and communities.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial physical and mental well-being goals. Total Rewards at TD includes a base salary variable compensation and several other key plans such as health and well-being benefits savings and retirement programs paid time off banking benefits and discounts career development and reward and recognition programs. Learn more

Additional Information:
Were delighted that youre considering building a career with TD. Through regular development conversations training programs and a competitive benefits plan were committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations requirements.

Colleague Development

If youre interested in a specific career path or are looking to build certain skills we want to help you succeed. Youll have regular career development and performance conversations with your manager as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.

If youre passionate about helping clients and building deep lasting relationships TD offers diverse career paths where you can grow your expertise and make a meaningful impact.

Were committed to your success and foster a respectful workplace where diverse perspectives are valued everyone has fair opportunities to grow and you can unlock your full potential to achieve your career goals. Here at TD we hire and develop the best.

Training & Onboarding
We will provide training and onboarding sessions to ensure that youve got everything you need to succeed in your new role.

Interview Process
Well reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation
Your accessibility is important to us. Please let us know if youd like accommodations (including accessible meeting rooms captioning for virtual interviews etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!

Language Requirement (Quebec only):

Sans Objet

Required Experience:

Unclear Seniority

Employment Type : Full-Time
Experience: years
Vacancy: 1
Monthly Salary Salary: 50000 - 100000