We are hiring for our client in the financial services industry.
Contract Duration : 6 months+
Shift : Monday to Friday
Job Type : Hybrid ( 3 days onsite)
Description : Responsibilities :
Responsibilities :
- Examine sales and marketing materials to ensure compliance with guidelines and Canadian regulations.
- Provide advice to ensure all communications are compliant.
- Offer independent reviews and advice on marketing materials.
- Act as a key advisor on compliance related to Canadian investment regulations and internal policies.
- Join working groups for new product launches and changes.
- Track global industry best practices for continuous improvement.
- Support the creation and upkeep of compliance-related policies and procedures.
- Provide compliance training and advice to business partners.
- Stay updated on regulations affecting sales and marketing materials.
- Assess the impact of regulatory changes.
- Share best practices with team members.
- Work with various business units to meet compliance and business goals.
- Participate in industry forums to stay informed on regulatory trends.
Requirements / Skills :
- College or university degree, or equivalent experience.
- 3-5 years in financial services, compliance, or management, particularly in the Canadian mutual fund industry.
- Familiar with Canadian investment fund regulations (NI 81-102, NI 31-103, etc.).
- Strong understanding of compliance requirements for investment fund managers.
- Well-organized and capable of handling multiple requests with tight deadlines.
- Strong written and verbal communication abilities.
- Able to negotiate and influence others.
- Proficient in relevant compliance or business systems.
- Strong ethical compass and proactive problem-solving skills.
- Ability to work independently and facilitate decision-making across groups.
- Embrace change and possess strong change management skills.
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