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Compliance auditor Jobs in Vancouver bc

Last updated: 4 days ago
Compliance Analyst

Compliance Analyst

Peoples TrustVancouver, British Columbia, CAN
CA$60,000.00–CA$70,000.00 yearly
Full-time
Show moreLast updated: 5 days ago
Compliance Specialist

Compliance Specialist

MatchBox Consulting GroupVancouver, British Columbia
Show moreLast updated: 24 days ago
Compliance Counsel

Compliance Counsel

Norton Rose FulbrightVancouver
CA$86,000.00–CA$90,000.00 yearly
Full-time
Show moreLast updated: 30+ days ago
CIP Compliance Consultant [BHJOB13022_13494]

CIP Compliance Consultant [BHJOB13022_13494]

Ignite TechnicalVancouver, British Columbia, Canada
Full-time
Quick Apply
Show moreLast updated: 13 days ago
regulatory compliance specialist

regulatory compliance specialist

BC HydroBurnaby, BC, CA
CA$127,900.00–CA$161,800.00 yearly
Permanent
Show moreLast updated: 4 days ago
IT Auditor

IT Auditor

destinationone ConsultingVancouver (Waterfront / Coal Harbour / Canada Place), BC, ca
Full-time
Quick Apply
Show moreLast updated: 11 days ago
  • Promoted
Compliance Manager

Compliance Manager

ZLC WEALTH INC.Vancouver, British Columbia, Canada
CA$100,000.00–CA$120,000.00 yearly
Full-time
Show moreLast updated: 12 days ago
  • Promoted
Compliance Officer

Compliance Officer

Eminence Talent GroupVancouver, British Columbia, Canada
CA$31.00 hourly
Full-time
Show moreLast updated: 30+ days ago
auditor - finance

auditor - finance

Saturna Group Chartered Professional Accountants LLPVancouver, BC, CA
CA$70,000.00–CA$80,000.00 yearly
Permanent
Show moreLast updated: 25 days ago
Chief Internal Auditor

Chief Internal Auditor

Pacific Blue CrossBurnaby, British Columbia, Canada
CA$185,000.00 yearly
Show moreLast updated: 30+ days ago
Compliance Specialist

Compliance Specialist

Clarius Mobile HealthVancouver, BC, CA
CA$60,000.00–CA$70,000.00 yearly
Remote
Full-time
Show moreLast updated: 30+ days ago
Environmental Compliance Officer

Environmental Compliance Officer

CanMar RecruitmentVictoria Central British Columbia Provincial Government, British Columbia, Canada
CA$34.13–CA$40.13 hourly
Show moreLast updated: 30+ days ago
  • Promoted
IT Compliance & Privacy Analyst

IT Compliance & Privacy Analyst

Ballard Power Systems Inc.Vancouver, British Columbia, Canada
CA$75,000.00–CA$95,000.00 yearly
Permanent
Show moreLast updated: 30+ days ago
Infosec Compliance Analyst

Infosec Compliance Analyst

FortinetBurnaby, BC
serp_jobs.job_card.currency_salary_biweeklyly
Show moreLast updated: 30+ days ago
Compliance Specialist

Compliance Specialist

Visier, IncVancouver, BC, Canada
CA$80,000.00–CA$105,000.00 yearly
Show moreLast updated: 30+ days ago
AML Compliance Program Manager

AML Compliance Program Manager

Chartered Professional Accountants of BCVancouver, British Columbia, CA
CA$90,900.00–CA$107,900.00 yearly
Full-time
Quick Apply
Show moreLast updated: 24 days ago
Compliance Specialist

Compliance Specialist

Woodfibre Management LtdVancouver, BC, CA
Full-time
Quick Apply
Show moreLast updated: 24 days ago
IT Security Auditor

IT Security Auditor

E-Comm 9-1-1Vancouver, BC, CA
CA$125,216.00 yearly
Full-time
Show moreLast updated: 30+ days ago
Quality Analyst Auditor

Quality Analyst Auditor

Babcock International GroupRichmond, Canada, CA, V7B 0A4
CA$63.00–CA$94.00 hourly
Show moreLast updated: 30+ days ago
Compliance director

Compliance director

Crowe MacKay LLPVancouver, BC, CA
CA$150,000.00–CA$170,000.00 yearly
Permanent
Show moreLast updated: 25 days ago
Compliance Analyst

Compliance Analyst

Peoples TrustVancouver, British Columbia, CAN
5 days ago
Salary
CA$60,000.00–CA$70,000.00 yearly
Job type
  • Full-time
Job description

Job Details

Description

About us :

Peoples Group is a boutique financial institution with offices located in Vancouver, Calgary, Toronto, and Montreal that has been in the Canadian marketplace for over 35 years. Our mission is to exceed our customers' expectations by providing exceptional customer service backed by extensive product knowledge and experience.

Our culture here at Peoples Group is formed by our values : Trustworthy, Creative, Willing. We believe people don't choose a company to work for, they choose a company to join. We prioritize risk-based practices and procedures in order to remain risk intelligent and compliant. We value people, building relationships, and focusing on strengths; we execute with passion.

About the work environment :

Peoples Group offers a flexible and hybrid work environment. In this role you will work a combination of in-office and remotely from home. Typically, you'll be working regular business hours, Monday to Friday between 8 : 00am and 4 : 30pm with flexibility around start / end times.

We are hiring for this position out of our Toronto OR Vancouver office. Successful candidates who apply outside of these areas will be expected to relocate and reside in a location that is within a commutable distance. This job is for an existing vacancy.

About you :

You are a motivated and focused individual with a team-oriented mindset who has experience providing a full range of compliance and regulatory services across various business lines. You have experience analyzing and problem-solving in addressing regulatory and policy issues, conducting research and analysis on a spectrum of matters, and engaging with all levels of business stakeholders. You are a natural problem-solver and use your knack for analysis when finding solutions. You thrive in a high-volume environment and enjoy the challenge of hitting deadlines and creating deliverables.

About you / qualifications :

  • Minimum of 1 year of progressive work experience in a compliance or regulatory role.
  • Proven ability to comprehend and produce technical documents.
  • Strong verbal and written communication and interpersonal skills.
  • Experience working with or within Financial Institutions.
  • Experience with compliance software and / or willingness to learn compliance software; CRM Onprem, D365.
  • Experience with working with various stakeholders within an organization – including management.
  • Strong proficiency with systems; Word & Outlook; Intermediate to advanced level of Excel (pivot tables, IF functions, Lookup functions).
  • Adaptable, flexible, innovative, and responsive to change.
  • Ability to grasp business concepts in a dynamic, fast paced, and multi-entity environment.
  • Knowledge of Trust & Loan Companies Act and regulations, Bank Act and regulations, Consumer Protection, AMF legislations will be considered an asset.
  • Adaptable, flexible, innovative, and responsive to change.
  • Ability to grasp business concepts in a dynamic, fast paced, and multi-entity environment.

About the day-to-day :

  • Develop complaints monthly reporting to relevant stakeholders.
  • Develop and submit reporting to regulators.
  • Manage the day to day operations of the complaints program.
  • Assess emerging regulatory changes to direct the business to their process enhancements.
  • Translate research into accessible materials and knowledge products in support of organizational priorities.
  • Review customer facing communications, advertising and disclosures for adherence to regulatory obligations.
  • Draft procedures in relation to applicable legislation and regulations.
  • Monitor legal and regulatory environment including review & analysis of regulatory announcements, reports, and legislative changes.
  • Develop and maintain relationships with associations and industry representatives.
  • Develop materials for special projects as requested.
  • Annual Compensation :

    Peoples Group is pleased to offer employees a competitive annual salary plus a discretionary profit share opportunity. In addition, we are pleased to offer employees both group benefits and the option to participate in our RRSP matching program, beginning the first day of employment. Salary for this position will vary between $60,000 and $70,000 per year depending on the knowledge, skills, abilities and experience that the chosen candidate possesses. As part of our recruiting process, shortlisted candidates will be asked their salary expectations for this position.

    Help us get to know you better by answering our application questions! Your participation is expected as an essential part of our selection process.

    NOTE : Peoples Group is an Equal Employment Opportunity employer. Please accept our utmost appreciation for your interest; however, only those applicants under consideration will be contacted. This job posting is for an existing vacancy.

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