Talent.com
Analyst, Compliance
Analyst, ComplianceFirst National • Toronto, ON, Canada
Analyst, Compliance

Analyst, Compliance

First National • Toronto, ON, Canada
30+ days ago
Job type
  • Full-time
Job description

We are hiring an Analyst, Compliance!

The Role : This position will play an important role in assisting with the planning and completion of regulatory compliance reviews and the delivery of high quality, professional, and independent compliance testing. The incumbent will contribute to a strong compliance and risk management culture through collaboration with other first, second and third-line functions to ensure Compliance risks are identified, mitigated, monitored and reported on an ongoing basis. The incumbent will work closely with key stakeholders throughout the businesses to conduct process and control evaluations as well as identify remediation actions and process improvement opportunities.

Compliance Department Overview :

The Compliance Department at First National performs a second-line of defense function by overseeing the enterprise-wide compliance program, including managing the regulatory compliance framework, providing regulatory guidance and collaborating with business stakeholders to ensure our business strategies, plans and initiatives are executed and delivered in compliance with governing regulations, internal policies and procedures. This Department is responsible for independently assessing the adequacy, adherence to, and effectiveness of First National's day-to-day Regulatory Compliance Management (RCM) controls, and for providing an opinion to the Executive Management and to the Board on overall compliance with the applicable regulatory requirements enterprise-wide.

Reporting To :

Assistant Manager, Compliance

Full-Time / Part- Time :

Full-time

Posting Date : February 16, 2024

Closing Date : March 8, 2024

Hours of Work : 8 : 30 – 5 : 00

Grade : Office Location :

Downtown Toronto

Great location! Steps away from the main public transit station

What we offer :

Highly competitive compensation package which includes, base salary, bonus, benefits, and career advancement opportunities!

  • Eligibility for benefits is dependent on the terms of employment

What you will do :

  • Supporting the implementation of the enterprise-wide compliance regime.
  • Conducting risk-based monitoring reviews as part of the Compliance Monitoring Program to assess compliance with regulatory requirements and internal policies.
  • Assisting the Compliance Department in implementing compliance processes, policies and procedures.
  • Assisting with the update and / or development of policies and procedures for new and / or changed business processes and / or regulations.
  • Maintaining an understanding of the business units’ strategies and objectives, products and services, and business processes as well as the underlying infrastructure to identify and manage compliance risk exposures for the business units.
  • Supporting the compliance independent testing and monitoring program.
  • Documenting test cases and results using tracking tools and approved sampling methodologies.
  • Conducting process and control assessments by documenting process maps, assessing risk and control designs.
  • Evaluating the design and operation of internal controls on assigned projects within the Compliance Audit universe.
  • Working with the Compliance team and the business units to develop appropriate remediation actions to address any identified issues.
  • Managing and reporting on the status of control deficiency remediation plans on an ongoing basis.
  • Ensuring that the AVP, Compliance is advised of all material information derived from the monitoring and testing program, which will enable the Compliance Manager and Executive Management to provide an opinion on the adequacy of the RCM framework and state of compliance.
  • Participating in Vendor Risk Management process.
  • Keeping abreast of key compliance and regulatory changes and policy / procedures updates through ongoing completion of education programs and attending internal and external seminars and training sessions.
  • Managing or supporting compliance projects and other business initiatives as required.
  • The Requirements Needed :

    Education / Experience

  • Undergraduate degree, equivalent post-secondary education or an acceptable combination of relevant experience, education and / or training.
  • Sound knowledge of compliance testing methodologies and processes.
  • Demonstrate ability to understand Canadian laws, regulations, internal controls, policies and procedures.
  • Skills / Knowledge

  • Good understanding and knowledge of : Residential, commercial and / or construction lending; and Regulatory environment and expectations within the Canadian financial services industry : exposure to the Provincial Mortgage Brokerages, Lenders and Administrators Acts, the Personal Information Protection and Electronic Documents Act (PIPEDA) and other provincial private sector privacy laws “substantially similar” to PIPEDA, the Canada’s Anti-Spam Legislation (CASL),the Proceeds of Crime (Money Laundering) and Terrorist Financing Act (PCMLTFA) and its regulations, OSFI E-13, B-10 & B-20 Guidelines.
  • Ability to readily recognize and evaluate the impact of current or potential compliance issues.
  • Strong technical understanding of compliance risk management processes and activities.
  • Well-developed analytical skills and ability to synthesize complex information into accessible and meaningful business guidance.
  • Ability to effectively articulate findings and issues in concise manner.
  • Strong attention to detail with ability to multi-task, prioritize and work well in a fast paced organization.
  • Collaborative team player with business relationship building attributes and strong work ethics.
  • Proficiency with Microsoft Office suite.
  • The team you will join :

    Founded in 1988, First National is one of Canada’s largest non-bank lenders. We provide residential mortgages exclusively through our mortgage broker channel and service commercial clients through our national origination team of empowered advisors.

    At First National, It’s in our Nature is our rallying cry. It underlies our values, beliefs, and how we show up for each other, our clients, our partners and the community. Our nature defines who we are and guides every decision we make.

    First National is proud to be an equal opportunity employer and is committed to diversity and inclusion regardless of race, color, religion, national origin, age, gender identity, physical or mental disability, sexual orientation or any other category protected by law.

    First National supports requests for accommodation from applicants with disabilities; please contact Human Resources at .

    We would like to thank all applications for their interest, but only candidates selected for an interview will be contacted.

    #FNLOON

    Create a job alert for this search

    Analyst Compliance • Toronto, ON, Canada

    Similar jobs
    Hybrid Third-Party Risk & Compliance Analyst

    Hybrid Third-Party Risk & Compliance Analyst

    Vancity • Toronto
    Full-time
    A member-owned credit union in Toronto is seeking a Third-Party Risk Management Analyst.This full-time role will involve conducting risk assessments and vendor evaluations while ensuring compliance...Show more
    Last updated: 14 days ago • Promoted
    QA & Compliance Analyst — Global Risk & Assurance

    QA & Compliance Analyst — Global Risk & Assurance

    OFX • Toronto
    Full-time
    A leading financial operations company seeks a Quality Assurance Associate to enhance risk and compliance practices globally. The successful candidate will ensure adherence to regulatory standards w...Show more
    Last updated: 22 days ago • Promoted
    Compliance Analyst - 2

    Compliance Analyst - 2

    IFG International Financial Group Ltd • Toronto
    Full-time
    Our client, a top banking client in Canada is looking to hire Compliance Analyst - 2 for their team with a contract for 3 Months with potential extension. Hybrid - 2 days / week in Toronto Office (T...Show more
    Last updated: 24 days ago • Promoted
    Analyst, Compliance

    Analyst, Compliance

    First National Financial • Toronto
    Full-time
    Posted Monday, February 9, 2026 at 5 : 00 AM | Expires Tuesday, February 24, 2026 at 4 : 59 AM.Great location! Steps away from the main public transit station. Highly competitive compensation package wh...Show more
    Last updated: 11 days ago • Promoted
    Analyst, Risk & Compliance

    Analyst, Risk & Compliance

    Odyssey Trust Company • Toronto
    Full-time
    Yonge Street 1100, Toronto, Ontario, Canada, M5E 1J8.At Odyssey Trust Company, we do things differently.Our core mission is to provide peace of mind to our clients by making things simple, fast, an...Show more
    Last updated: 7 days ago • Promoted
    Innovative Investment & Trading Compliance Analyst

    Innovative Investment & Trading Compliance Analyst

    HOOPP (Healthcare of Ontario Pension Plan) • Toronto
    Full-time
    A leading pension plan provider in Toronto is looking for an Analyst, Investment & Trading Compliance.In this newly created role, you will be responsible for developing and maintaining compliance p...Show more
    Last updated: 24 days ago • Promoted
    (MAU) Compliance Analyst BSA / AML

    (MAU) Compliance Analyst BSA / AML

    Dayforce US, Inc. • Toronto
    Full-time
    Dayforce is a global human capital management (HCM) company headquartered in Toronto, Ontario, and Minneapolis, Minnesota, with operations across North America, Europe, Middle East, Africa (EMEA), ...Show more
    Last updated: 18 days ago • Promoted
    Global Compliance Analyst

    Global Compliance Analyst

    Glass, Lewis & Co. • Toronto
    Full-time
    A leading compliance consulting firm located in Toronto is seeking a Compliance Associate to support the legal and compliance team. This role requires 1-2 years in compliance, a Bachelor’s Degree, a...Show more
    Last updated: 3 days ago • Promoted
    Canada Compliance & Risk Analyst

    Canada Compliance & Risk Analyst

    Travelex • Toronto
    Full-time
    A global financial services provider is looking for a Compliance and Risk Analyst in Toronto.You will support the Compliance and Risk Manager with analytical reporting, regulatory submissions, and ...Show more
    Last updated: 24 days ago • Promoted
    Global Trade Compliance Analyst

    Global Trade Compliance Analyst

    City of Shakopee, MN • Richmond Hill
    Full-time
    A global automation firm located in York Region seeks a Trade Compliance Specialist to manage import compliance and ensure accuracy of documentation. You will liaise with customs brokers and provide...Show more
    Last updated: 6 days ago • Promoted
    Security Compliance Analyst

    Security Compliance Analyst

    FreshBooks • Toronto
    Full-time
    As a Security Compliance Analyst, you will serve as an operational specialist and proactive project coordinator, ensuring FreshBooks' systems and processes align with global audit standards and int...Show more
    Last updated: 14 days ago • Promoted
    Risk & Compliance Analyst

    Risk & Compliance Analyst

    FNZ (UK) Ltd • Toronto
    Full-time
    Risk & Compliance Analyst page is loaded## Risk & Compliance Analystlocations : Toronto - Canadatime type : Full timeposted on : Posted 2 Days Agojob requisition id : REQ-16176 • •Role Descriptio...Show more
    Last updated: 7 days ago • Promoted
    Sr Analyst Compliance & Dispute Resolution

    Sr Analyst Compliance & Dispute Resolution

    Independent Electricity System Operator • Toronto
    Full-time
    The Independent Electricity System Operator (IESO) is seeking a Senior Analyst to join its Market Assessment Unit (MAU) in the area of market monitoring and assessment. The successful candidate will...Show more
    Last updated: 7 days ago • Promoted
    AI-Enhanced Compliance Analyst, Business Integrity (Hybrid)

    AI-Enhanced Compliance Analyst, Business Integrity (Hybrid)

    Questrade Financial Group • Toronto
    Full-time
    A leading financial services provider in Toronto is looking for a Compliance Analyst to join their team dedicated to ensuring adherence to regulations. This role involves reviewing client complaints...Show more
    Last updated: 20 days ago • Promoted
    Compliance Analyst

    Compliance Analyst

    Optimize Financial Group • Toronto
    Full-time
    Toronto, ON, dedicated to achieving our clients' financial goals.We offer personalized financial solutions covering financial planning, portfolio management, tax preparation, debt management, and e...Show more
    Last updated: 6 days ago • Promoted
    Senior Analyst, Enterprise Compliance Risk Assessment (3787)

    Senior Analyst, Enterprise Compliance Risk Assessment (3787)

    TD Securities Limited • Markham
    Full-time
    TD is committed to providing fair and equitable compensation opportunities to all colleagues.Growth opportunities and skill development are defining features of the colleague experience at TD.Our c...Show more
    Last updated: 3 days ago • Promoted
    Wealth Compliance Analyst — Regulatory & Data Focus

    Wealth Compliance Analyst — Regulatory & Data Focus

    Aviso Wealth • Toronto
    Full-time
    A leading wealth management organization in Toronto is seeking a Compliance Analyst for a 9-month period.This role involves reviewing compliance documentation, analyzing financial data, and support...Show more
    Last updated: 15 days ago • Promoted
    Compliance Analyst, Business Integrity

    Compliance Analyst, Business Integrity

    Community Trust Company • Toronto
    Full-time +1
    Yonge St, North York, ON M2N 5M9, Canada.Posted Wednesday, January 28, 2026 at 5 : 00 AM.Questrade Financial Group (QFG) through its companies – Questrade, Inc. Questrade Wealth Management Inc.Communi...Show more
    Last updated: 22 days ago • Promoted