Talent.com
Jobtailor
Director, Wealth Oversight ProgramsJobtailor • Toronto, Ontario, CA
Director, Wealth Oversight Programs

Director, Wealth Oversight Programs

Jobtailor • Toronto, Ontario, CA
11 days ago
Job type
  • Full-time
Job description
  • Own and oversee the Tier 1 supervision framework for SLFISI and SLCSI
  • Ensure consistent execution of supervision activities across regions and teams
  • Serve as senior escalation point for complex supervision matters
  • Provide direct leadership to up to 10 direct reports
  • Establish KPIs, KRIs, and productivity benchmarks
  • Set vision and roadmap for Tier 1 supervision
  • Drive data-informed decision-making and continuous improvement
  • Act as principal escalation point for compliance-related inquiries
  • Attend regional events to foster relationships with field leadership and advisors

Requirements

  • University degree, Professional Designation (MBA, CIM, CFA)
  • Minimum of 10 years of financial industry experience
  • Knowledge of mutual fund and investment dealer compliance standards
  • Proficiencies required for registration with CIRO as a Supervisor
  • Exceptional communication skills
  • Sound judgment and integrity in handling high-risk matters
  • Experience managing high performing teams in a regulatory environment
  • Knowledge of wealth products
  • Ability to travel nationally (10%-15%)
  • Bilingualism (French, English) required for Quebec

Core Competencies

Demonstrates expertise in Tier 1 supervision frameworks, compliance standards, and team leadership within the financial industry. Proven ability to drive data-informed decision-making and establish KPIs and KRIs for continuous improvement.

Highest-signal resume keywords

  • Tier 1 Supervision Framework
  • Financial Industry Experience
  • Compliance Standards Knowledge
  • Team Leadership
  • Bilingualism (French, English)

ATS Optimization Keywords

Hard Skills

  • KPI Establishment
  • KRI Development
  • Data-Informed Decision-Making
  • Wealth Products Knowledge
  • CIRO Registration Proficiency

Soft Skills

  • Exceptional Communication Skills
  • Sound Judgment
  • Integrity

Certifications & Qualifications

  • University Degree
  • Professional Designation (MBA, CIM, CFA)

Industry Keywords

  • Mutual Fund Compliance
  • Investment Dealer Compliance
  • Regulatory Environment
  • High Performing Teams
  • National Travel
#J-18808-Ljbffr
Create a job alert for this search

Director, Wealth Oversight Programs • Toronto, Ontario, CA

Similar jobs

Visionary Nonprofit Leader - Strategy, Ops & Fundraising - C$80,000 - C$85,000 A Year

AutismservicesEast York, Canada
Full-time

The Executive Director will lead growth, manage a team, oversee operations, and ensure alignment with the mission. Show more

 • Promoted

Director, Wealth Management

Alterna SavingsToronto
Full-time

Be among the first 25 applicants.Get AI-powered advice on this job and more exclusive features.Direct message the job poster from Alterna Savings.The Director is responsible for efficient and effec... Show more

 • Promoted

Director Of Fnim Programs At Se Health

Saint ElizabethMarkham, Canada
Full-time

Lead the SE First Nations, Inuit, and Métis Program as Senior Director at SE Health.Your vision will shape community-focused health initiatives across Canada.As the Senior Director, you will provid... Show more

 • Promoted

Hybrid Wealth Management Associate

Fidelity CanadaToronto, ON, CA
Full-time

Elevate your career as a Wealth Associate at Fidelity, based in Toronto with a hybrid working model.Focus on enriching client experiences through seamless onboarding and advisory support.This role ... Show more

 • Promoted

Growth Director, Education Insurance & Partnerships - $180,000 - $190,000 A Year

Entente Education CanadaToronto County, Canada
Full-time

Seeking a Director of Business Development to lead growth strategy for a social enterprise, focusing on expanding membership and insurance programs in the education sector. Show more

 • Promoted

Director Of Programming And Volunteer Engagement - $70,000 - $80,000 A Year

Jewish Federation of Greater VancouverEast York, Canada
Full-time

Oversees program development, volunteer engagement, and community building for a synagogue, aligning activities with Jewish values and supporting member integration.Requires strong organizational a... Show more

 • Promoted

National Director, Business Development & Advancement (Major Gifts)

The Leukemia & Lymphoma Society of CanadaToronto, Ontario, Canada
Full-time

Lead the Growth of Transformational Philanthropy Across Canada The Leukemia & Lymphoma Society of Canada (LLSC) is seeking a strategic and relationship-driven fundraising leader to build and grow o... Show more

 • Promoted

Regional Director, Wealth Planning & Growth - C$92,100 - C$130,000 A Year

Leading Financial InstitutionNorth York, Canada
Full-time

Leading a regional team for wealth planning and growth within a Canadian financial institution, focusing on mentorship and client satisfaction. Show more

 • Promoted

Senior Director, Fund Development - C$136,652 A Year

Friends of RubyToronto County, Canada
Full-time

The Senior Director will lead the fundraising strategy, overseeing major gifts, grants, and partnerships to support 2SLGBTQIA+ youth through mental health services and housing. Show more

 • Promoted

Wealth Policy & Oversight Manager - C$76,800 - C$115,200 Par An

Institution FinancièreToronto County, Canada
Full-time

Responsable de la gestion des politiques et de la supervision dans le secteur financier, impliquant le développement et la maintenance de politiques et procédures relatives aux conseils en gestion ... Show more

 • Promoted

Strategic Director Fnim Programs At Se Health

SE HealthMarkham, Canada
Full-time

Become the Strategic Director of FNIM Programs at SE Health, driving community-centered initiatives and achieving financial objectives.Lead a dedicated team while fostering impactful relationships.... Show more

 • Promoted

Wealth Management Consulting Director - C$206,000 - C$275,000 A Year

EnvestnetEast York, Canada
Full-time

Seeking a Wealth Management Consulting Director to drive sales and platform adoption of Envestnet's solutions to financial advisors in Canada.Requires extensive experience in financial services... Show more

 • Promoted

Donor Relations & Major Gifts Manager

Canadian Partnership for Women and ChildrenToronto, ON, CA
Full-time

A nonprofit organization in Canada seeks a Donor Relations Manager to develop and maintain donor relationships, increase financial support, and enhance engagement.This role involves implementing st... Show more

 • Promoted

Wealth Management BSA

Tata Consultancy ServicesToronto, ON, CA
Full-time

Tata Consultancy Services (TCS) is an equal opportunity employer and embraces diversity in race, nationality, ethnicity, gender, age, physical ability, neurodiversity, and sexual orientation, to cr... Show more

 • Promoted

Director, XR Health & Innovation Partnerships

Aequilibrium Software IncToronto, ON, CA
Full-time

A digital consulting firm is searching for a Director of Business Development & Sales to lead the growth of their VR & Health Innovation vertical.This role emphasizes building partnerships, identif... Show more

 • Promoted

Senior Director, Advancement for Nonprofit

WorkinnonprofitsCalgary, Vancouver, Toronto
Full-time

Drive impactful fundraising and brand strategies as Senior Director of Advancement at Operation Eyesight.This role focuses on major gifts, donor relationships, and performance accountability.As the... Show more

 • Promoted

Wealth Management Consultant Director – Advisor Solutions - C$206,000 - C$275,000 A Year

Financial technology firmEast York, Canada
Full-time

Consults with financial advisors to drive sales and platform adoption for a financial technology firm, focusing on business growth strategies. Show more

 • Promoted

Growth Director, Education Insurance & Partnerships - $180,000 - $190,000 A Year

National Social EnterpriseToronto, Canada
Full-time

Seeking a Business Development Director for a social enterprise to expand membership and insurance programs in the education sector, leveraging negotiation skills and market development experience ... Show more

 • Promoted

Director Of Major Gifts & Campaigns - C$120,000 - C$130,000 A Year

National Non-ProfitNorth York, Canada
Full-time

Leadership role for a national non-profit seeking a Director of Fundraising to manage a multi-year program in Toronto, focusing on cultivating major gifts and achieving targets. Show more

 • Promoted

Director, Wealth Sales Enablement - C$123,400 - C$150,000 A Year

MeridianEast York, Canada
Full-time

Lead wealth growth initiatives and manage advice channels, focusing on financial planning for mass market and affluent members.Drive advisor productivity and enhance member experience. Show more