Talent.com
Turing
Securities & Financial Regulation ExpertTuring • Toronto, Ontario, Canada
Securities & Financial Regulation Expert

Securities & Financial Regulation Expert

Turing • Toronto, Ontario, Canada
12 days ago
Salary
CA$200.00 daily
Job type
  • Full-time
  • Quick Apply
Job description
About Turing:Based in San Francisco, California, Turing is the world’s leading research accelerator for frontier AI labs and a trusted partner for global enterprises deploying advanced AI systems. Turing supports customers in two ways: first, by accelerating frontier research with high-quality data, advanced training pipelines, plus top AI researchers who specialize in coding, reasoning, STEM, multilinguality, multimodality, and agents; and second, by applying that expertise to help enterprises transform AI from proof of concept into proprietary intelligence with systems that perform reliably, deliver measurable impact, and drive lasting results on the P&L.
Role Overview:Turing invites Securities and Financial Regulation experts to join projects that fine-tune AI models like ChatGPT. You will apply your expertise in SEC enforcement, public offerings, broker-dealer compliance, and investment adviser regulation to evaluate how AI reasons about securities law. If you enjoy analyzing registration requirements, insider trading hypotheticals, and Regulation D exemptions, this is your opportunity. No prior AI experience is required — your background in U.S. securities law is exactly what’s needed.
What Does Day-to-Day Look Like:
  • Review and evaluate AI-generated responses to U.S. securities law hypotheticals, including Securities Act registration, Exchange Act reporting, insider trading (Rule 10b-5), and investment company regulation.
  • Apply a structured legal rubric to assess issue spotting, accuracy of SEC rules and regulations, and proper application of Howey test, Regulation D, and proxy solicitation rules.
  • Identify gaps in AI reasoning around materiality, scienter, safe harbors, exempt offerings, and Dodd-Frank whistleblower protections.
  • Provide detailed, high-quality annotations and written feedback to refine AI models.
  • Collaborate with researchers and project managers to align evaluation standards and project goals.

Requirements:
  • Juris Doctor (J.D.) from an accredited U.S. law school; Bar admission (active/inactive).
  • 3+ years of U.S. legal practice in securities regulation, capital markets law, or financial services compliance.
  • Strong reasoning skills across the Securities Act, Exchange Act, Investment Company Act, and Investment Advisers Act.
  • Excellent written communication and attention to detail.
  • High ethical standards; interest in AI is a plus.

Perks of Freelancing with Turing:
  • Opportunity to work on cutting-edge AI projects with leading LLM companies.
  • Competitive compensation.
  • Flexible, fully remote work arrangement.
  • Learn how to use AI to advance the legal field.

Offer Details:
  • Commitment: Flexible, 10–30 hrs/week.
  • Duration: ~1 month, with the possibility of extension based on performance and project needs.





    About Turing:

    Based in San Francisco, California, Turing is the world’s leading research accelerator for frontier AI labs and a trusted partner for global enterprises deploying advanced AI systems. Turing supports customers in two ways: first, by accelerating frontier research with high-quality data, advanced training pipelines, plus top AI researchers who specialize in coding, reasoning, STEM, multilinguality, multimodality, and agents; and second, by applying that expertise to help enterprises transform AI from proof of concept into proprietary intelligence with systems that perform reliably, deliver measurable impact, and drive lasting results on the P&L.

    Create a job alert for this search

    Securities & Financial Regulation Expert • Toronto, Ontario, Canada

    Similar jobs

    Financial Services Risk and Regulatory Advisory, Senior Associate

    PwC CanadaToronto, ON, CA
    Full-time

    Join a dynamic team of talented risk professionals who are at the forefront of transforming how organizations navigate today’s most critical challenges across key and emerging risk landscapes.In ou... Show more

     • Promoted

    Toronto Financial Regulatory Reporting Expert

    Open Systems TechnologiesToronto
    Full-time

    Become a Financial Regulatory Reporting Consultant in a hybrid setting in downtown Toronto, focusing on evolving financial regulations.Make a difference by navigating the complexities of IFRS and U... Show more

     • Promoted

    Senior ORM Risk & Compliance Strategist

    SiaToronto, ON, CA
    Full-time

    A leading global consulting firm seeks a Senior Consultant specializing in Risk and Compliance to join their team in Toronto, Ontario.This role requires 4+ years of experience in Non-Financial Risk... Show more

     • Promoted

    Manager, Financial Crime Risk Management (4851)

    TDToronto, Ontario, Canada
    Full-time

    Financial Crime Risk Management.The Manager, Canada FCRM Training reports to the AVP, FCRM Canada Training and Communications.This role leads the ongoing development, implementation, and maintenanc... Show more

     • Promoted

    Senior Managing Consultant, Regulatory Compliance and Environmental Due Diligence Specialist Se[...]

    Seeds Renewablesmarkham, on, Canada
    Full-time

    Senior Managing Consultant, Regulatory Compliance and Environmental Due Diligence Specialist.Job location – Mississauga or Markham, Ontario.Ramboll Management Consulting – 15 days ago.We are lookin... Show more

     • Promoted

    Governance Risk and Compliance Security Analyst

    Scarborough Health NetworkToronto, ON, CA
    Full-time +1

    Governance Risk and Compliance Security AnalystApplylocations: Centenary Hospitaltime type: Full timeposted on: Posted Todayjob requisition id: JR106133Job Number: JR106133Job Title: Govern... Show more

     • Promoted

    Enterprise Security Specialist

    Cprvisionwhitchurch stouffville, on, Canada
    Full-time

    Enterprise Security Specialist.Location: Stouffville, ON • Department: R&D • Reports to: Chief Technology Officer (CTO) • Salary: $120,000 - $135,000 • Openings: 1.Lead the development, implementat... Show more

     • Promoted

    Governance, Risk & Compliance Role at Docebo

    DoceboToronto, ON, CA
    Full-time

    Take on a Governance, Risk, and Compliance Analyst role at Docebo, where you can influence security practices in a collaborative, hybrid environment.This key position supports compliance and risk a... Show more

     • Promoted

    Security Governance, Risk and Compliance Specialist

    Tecsys Inc.Toronto, ON, CA
    Full-time +1

    Security Governance, Risk and Compliance Specialist.Having recognized the advantages of remote work, such as improved employee morale, increased productivity, and positive impacts on both employee ... Show more

     • Promoted

    Financial Services Risk And Regulatory Advisory, Manager

    PwC South AfricaToronto, Canada
    Full-time

    Join a dynamic team of talented risk professionals who are at the forefront of transforming how organizations navigate today’s most critical challenges across key and emerging risk landscapes.In ou... Show more

     • Promoted

    Financial Services Risk And Regulatory Advisory, Senior Manager - $147,300 - $197,300 A Year

    PwCToronto, Canada
    Full-time

    Senior Manager role at PwC, advising financial institutions on risk and regulatory compliance, including operational resilience and GenAI risks. Show more

     • Promoted

    Liquidity Risk Management Expert

    2iSolutions Inc.Toronto, ON, CA
    Full-time

    We are seeking a Liquidity Risk Management Consultant for a hybrid (ideally), long-term contract position in Toronto.This role involves designing, implementing, and maintaining systems and policies... Show more

     • Promoted

    Specialist Administrator in Financial Crimes

    Canadian Bankers AssociationToronto, ON, CA
    Full-time

    Take on a key role as a Specialist Administrator within CBA's Financial Crimes Team, where your contributions will shape essential advocacy efforts.Engage directly with members and streamline proce... Show more

     • Promoted

    Securities

    MedicalfoundationToronto, Ontario, Canada
    Full-time

    Donating Appreciated Shares – Public and Private Shares and Securities (including mutual funds).A common misconception about planned or legacy giving is that you benefit only in the future.In fact,... Show more

     • Promoted

    Specialist Administrator, Financial Crimes

    Canadian Bankers AssociationToronto, Ontario, Canada
    Full-time

    The Specialist is a key member of the Financial Crimes (FC) Team within the Legal & Risk Department and is the first point of contact for CBA members, staff and other external stakeholders.The Spec... Show more

     • Promoted

    Country Compliance and Risk Expert Toronto

    Bank of AmericaToronto, ON, CA
    Full-time

    Enhance compliance and operational risk oversight as a Country Compliance and Operational Risk Manager with Bank of America in Toronto.Focus on risk reporting and policy maintenance.The successful ... Show more

     • Promoted

    Senior Radiation Risk Management Expert

    Arcadismarkham, on, Canada
    Full-time

    Elevate your career as a Senior Nuclear Practice Leader at Arcadis, leading innovative radiological projects and mentoring professionals in the Radiation Risk Management sector.Arcadis seeks a Seni... Show more

     • Promoted

    Manager of Platform Security

    Paymentusrichmond hill, york region, Canada
    Full-time

    The Manager of Platform Security is responsible for leading a team of security engineers focused on the security of the Paymentus SaaS platform, including web applications, RESTful APIs, cloud-nati... Show more

     • Promoted

    Financial Services Risk and Regulatory Advisory, Manager

    PwC South AfricaToronto, ON, CA
    Full-time

    Join a dynamic team of talented risk professionals who are at the forefront of transforming how organizations navigate today’s most critical challenges across key and emerging risk landscapes.In ou... Show more

     • Promoted

    Strategic Regulatory Compliance Lead for Wealth Management

    The Successful InvestorToronto, ON, CA
    Full-time

    A reputable wealth management firm in Toronto seeks a Senior Regulatory Compliance Specialist.The role involves ensuring adherence to securities laws, supporting compliance operations, and conducti... Show more