Chief Compliance Officer for Canadian Wealth Platform • Toronto, ON, Canada
Oversee compliance with securities regulations, review client documentation, and manage conflicts of interest in a wealth management firm. Show more
A prominent wealth management firm in Toronto is seeking a Compliance Analyst to oversee compliance initiatives and ensure regulatory adherence within the Canadian financial framework.The position ... Show more
What is the opportunity? Royal Mutual Funds Inc.RMFI) Compliance is seeking a passionate, results oriented strategic thinker to join the team as Senior Manager, National Compliance.In this role, yo... Show more
A global media brand in Toronto is looking for an experienced hospitality expert to conduct a feasibility study for adding a takeaway coffee shop to their retail store.The candidate should have ext... Show more
Lead and oversee a wealth management firm's regulatory compliance program, ensuring adherence to Canadian regulations and acting as a liaison with regulators. Show more
Canadian Investment Regulatory Organization (CIRO).Our company is uniquely positioned to provide support driven by the needs of advisors.We design customized experiences for advisors and clients an... Show more
Seeking an experienced Compliance Officer for a leading reinsurance company in Toronto to provide regulatory compliance and risk management guidance for Life & Health and P&C sectors. Show more
Lead and oversee a wealth management firm's regulatory compliance program, ensuring adherence to Canadian regulations and acting as liaison with regulators. Show more
Lead the compliance function for an investment firm, ensuring adherence to securities and AML/ATF regulations, and guiding regulatory strategy.Responsible for policy development, risk assessment, a... Show more
Lead compliance as the Chief Compliance Officer for a growing Canadian wealth and investment platform.Drive adherence to CIRO and securities regulations within an entrepreneurial executive team.Thi... Show more
An established industry player is looking for a Compensation Equity Manager to lead their equity compensation programs in Canada and the U.This role offers the chance to work on innovative projects... Show more
Oversee and ensure compliance with securities regulations and requirements for a wealth management firm, managing policies, client documentation, and training. Show more
Deputy Chief Compliance Officer (Canada).Vice President – JPMorgan Asset Management Canada.As Deputy Chief Compliance Officer, you will support the Chief Compliance Officer to deliver a robust comp... Show more
About Pinnacle Investment Management.Pinnacle Investment Management Group Limited (ASX:PNI) is a leading Australian-based multi-affiliate investment management firm.Our mission is to establish, gro... Show more
Chief Compliance Officer needed to oversee regulatory compliance and integrity for a wealth management firm.Responsibilities include monitoring regulations, reviewing documents, and training. Show more
On behalf of a highly respected, independent Canadian investment management and multi-family office firm, we are seeking an experienced.Chief Compliance Officer (CCO).This organization specializes ... Show more
Job Description The Director, Compensation will lead the strategy, design, and governance of all compensation programs across the organization.This role ensures our pay practices are competitive, e... Show more
TD is committed to providing fair and equitable compensation opportunities to all colleagues.Growth opportunities and skill development are defining features of the colleague experience at TD.Our c... Show more
Venn is the fastest-growing B2B fintech in Canada.We're on a mission to transform business banking for Canadian entrepreneurs and are looking to hire A-players interested in disrupting traditional ... Show more
A reputable wealth management firm in Toronto seeks a Senior Regulatory Compliance Specialist.The role involves ensuring adherence to securities laws, supporting compliance operations, and conducti... Show more
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