Senior Country Compliance & Operational Risk Manager (Contract)
Location: Toronto, Canada
Department: Compliance & Operational Risk (C&OR)
Reports to: Chief Compliance Officer, Canada
The Compliance & Operational Risk (C&OR) Department is seeking a highly driven and experienced professional to join its Canada team in Toronto. This role provides coverage across the firm’s full-service Markets businesses—including Fixed Income, Equity Sales & Trading, Futures, and Derivatives—and plays a key leadership role in managing compliance and operational risk activities at the country level.
The Senior Country Compliance & Operational Risk Manager is accountable for the effective identification, escalation, and timely mitigation of compliance and operational risks within Canada. This includes ensuring alignment with the Global Compliance Enterprise Policy, the Operational Risk Enterprise Policy (together, the “Policies”), and the firm’s Compliance & Operational Risk Management (CORM) Program and Standard Operating Procedures (SOPs). The role oversees the management of regulatory inquiries and examinations, provides senior‑level escalation of key risk issues, and ensures high‑quality execution of C&OR activities across teams through strong oversight and review practices.
Mid‑Senior level
Contract
Information Technology
Banking
#J-18808-LjbffrCompliance Manager • Toronto, ON, CA
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