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Industrial and Commercial Bank of China (Canada)
Compliance Analyst, TestingIndustrial and Commercial Bank of China (Canada) • Toronto, ON, CA
Compliance Analyst, Testing

Compliance Analyst, Testing

Industrial and Commercial Bank of China (Canada) • Toronto, ON, CA
30+ days ago
Job type
  • Full-time
  • Permanent
Job description

Department / Branch: Compliance Department

Reports To: AML Governance Consultant

Employment Type: Full-Time Permanent / Contract

Location: Toronto Downtown Head Office

Responsibilities

  • Assist in the implementation of the bank-wide RCM Program.
  • Support independent Monitoring and Testing, Quality Assurance programs to ensure compliance with regulatory requirements and the Bank’s policies & procedures.
  • Assist in the maintenance and execution of the Bank's Compliance Testing procedures.
  • Assist with developing/updating policies and procedures based on updated regulatory requirements, and/or changed business processes, and monitor their implementation.
  • Responsible for identifying and documenting issues, collaborate with relevant stakeholders to develop action plans for issue resolution, ensure all issues are tracked and resolved in a timely manner.
  • Coordinate Compliance related projects, follow up with internal/external stakeholders, track the progress, and ensure actions are taken in a timely and quality manner, as per project plan.
  • Assist with reporting to other departments, Senior Management, the Parent Bank, and/or regulators, including preparing reports in Chinese, translation between English and Chinese.
  • Coordinate the development and implementation of Compliance Training Plan, provide support on updating compliance training decks, training delivery and related administrative tasks.
  • Maintain/update RC Module at the Bank’s Intranet; monitor RC mailbox, triage and track requests from other departments; coordinate the approval process of RC updates at the Bank’s website, etc.

Qualifications

  • Bachelor’s degree or above, preferably in Business, Finance or Law.
  • A minimum of 2 years' experience in a financial services environment with exposure to AML and regulatory compliance.
  • Knowledge and ongoing awareness of key legislative and regulatory requirements (FINTRAC, OSFI, FCAC, CDIC, OPC, etc.).
  • Experience in Quality Assurance and /or Business Line Testing.
  • A comprehensive understanding of Canadian regulatory compliance including AML/ATF.
  • Experience in maintaining policy and procedure.
  • Able to prioritize and manage own workload in alignment with requirements.
  • Ability to work independently and cooperatively within a team and throughout the organization.
  • Critical thinking and analytical skills with a focus on problem solving and continuous improvement.
  • Meticulous attention to detail and very strong organizational and prioritization skills.
  • Strong English, Mandarin and/or Cantonese language skills.
  • Proficient computer skills, such as Microsoft Excel, Word, Outlook, Internet, and an ability to learn.
  • Excellent writing and communication skills.
  • CAMS or other professional certification is considered an asset.

Additional Information

  • Seniority level: Associate
  • Employment type: Full-time
  • Job function: Finance
  • Industries: Banking
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Compliance Analyst, Testing • Toronto, ON, CA

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