Compliance Analyst, Testing

Department / Branch : Compliance Department

Reports To : AML Governance Consultant

Employment Type : Full-Time Permanent / Contract

Location : Toronto Downtown Head Office

Responsibilities

• Assist in the implementation of the bank-wide RCM Program.
• Support independent Monitoring and Testing, Quality Assurance programs to ensure compliance with regulatory requirements and the Bank’s policies & procedures.
• Assist in the maintenance and execution of the Bank's Compliance Testing procedures.
• Assist with developing / updating policies and procedures based on updated regulatory requirements, and / or changed business processes, and monitor their implementation.
• Responsible for identifying and documenting issues, collaborate with relevant stakeholders to develop action plans for issue resolution, ensure all issues are tracked and resolved in a timely manner.
• Coordinate Compliance related projects, follow up with internal / external stakeholders, track the progress, and ensure actions are taken in a timely and quality manner, as per project plan.
• Assist with reporting to other departments, Senior Management, the Parent Bank, and / or regulators, including preparing reports in Chinese, translation between English and Chinese.
• Coordinate the development and implementation of Compliance Training Plan, provide support on updating compliance training decks, training delivery and related administrative tasks.
• Maintain / update RC Module at the Bank’s Intranet; monitor RC mailbox, triage and track requests from other departments; coordinate the approval process of RC updates at the Bank’s website, etc.

Qualifications

Additional Information

#J-18808-Ljbffr