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Investment specialist • etobicoke on

Dernière mise à jour : il y a 6 jours
  • Offre sponsorisée
Investment Supervisor

Investment Supervisor

The Mason Group Inctoronto, ontario, Canada
The firm is part of a global, multi-asset fintech group that provides a broad range of trading products, including OTC offerings such as Contracts for Difference (CFDs), share dealing, and futures....Voir plusDernière mise à jour : il y a plus de 30 jours
  • Offre sponsorisée
Investment Director, Americas

Investment Director, Americas

Aviva plcToronto, ON, Canada
This is a great job for someone who has a passion for markets with an in-depth knowledge of North American client groups. As an Investment Director at Aviva Investors, you will act as a knowledgeabl...Voir plusDernière mise à jour : il y a 6 jours
  • Offre sponsorisée
Investment Banking Analyst

Investment Banking Analyst

Agentis CapitalToronto, ON, Canada
120 000,00 $CA par an
Temps plein +1
Agentis Capital Advisors is looking to hire an experienced Investment Banking Analyst for their office in Toronto, ON.Agentis Capital Advisors is a leading global financial advisor with a reputatio...Voir plusDernière mise à jour : il y a plus de 30 jours
Investment Banker

Investment Banker

Merit ServicesToronto CA
100 000,00 $CA – 150 000,00 $CA par an
Temps plein
Merit Services, a leading provider of accounting and financial services, is excited to announce an outstanding opportunity for an experienced and ambitious Investment Banker to join its esteemed cl...Voir plusDernière mise à jour : il y a plus de 30 jours
investment analyst

investment analyst

Alliance REIT Management Corp.Toronto, ON, CA
37,02 $CA par heure
CDI
College, CEGEP or other non-university certificate or diploma from a program of 1 year to 2 years.Collect financial and investment information about companies, stocks, bonds and other investments.E...Voir plusDernière mise à jour : il y a plus de 30 jours
Investment Representative

Investment Representative

Aviso WealthToronto, ON, CA
70 000,00 $CA – 77 000,00 $CA par an
Temps plein
Quick Apply
At Aviso, we are dedicated to improving the financial well-being of Canadians.As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, a...Voir plusDernière mise à jour : il y a 6 jours
Investment Marketing Specialist

Investment Marketing Specialist

Fidelity InvestmentsToronto
55 000,00 $CA – 60 000,00 $CA par an
Temps plein
At Fidelity, we’ve been helping Canadian investors build better financial futures for over 35 years.We offer individuals and institutions a range of trusted investment portfolios and services - and...Voir plusDernière mise à jour : il y a plus de 30 jours
Senior Investment Consultant

Senior Investment Consultant

nextRolesToronto, ON, CA
Temps plein
Quick Apply
We are seeking an experienced institutional investment manager to join our investment consulting team and play a leading role in the further growth and development of our investment consulting prac...Voir plusDernière mise à jour : il y a plus de 30 jours
  • Offre sponsorisée
VP Investment Finance

VP Investment Finance

Haystoronto, on, Canada
200 000,00 $CA – 250 000,00 $CA par an
CDI
Our client , a rapidly growing asset manager located in North York are looking to hire for a VP Investment.As the VP , Investment Finance, you will work directly with the CEO on a range of investme...Voir plusDernière mise à jour : il y a 13 jours
Investment Advisor

Investment Advisor

RBC - Royal BankMississauga, ON
60 000,00 $CA – 75 000,00 $CA par an
Resolves deals related to products and services for internal and external clients; ensures compliance with current banking laws and regulations. Applies extensive, in-depth knowledge, skills, and pr...Voir plusDernière mise à jour : il y a plus de 30 jours
Senior Investment Consultant

Senior Investment Consultant

Career CrunchToronto, ON, Canada
Temps plein
Quick Apply
We are seeking an experienced institutional investment manager to join our investment consulting team and play a leading role in the further growth and development of our investment consulting prac...Voir plusDernière mise à jour : il y a plus de 30 jours
investment consultant

investment consultant

ADD CANADAScarborough, ON, CA
40,00 $CA par heure
CDI
Retail / wholesale establishment / distribution centre.Collect financial and investment information about companies, stocks, bonds and other investments. Examine and analyze financial and investment inf...Voir plusDernière mise à jour : il y a plus de 30 jours
Investment Operations Specialist

Investment Operations Specialist

TEKsystemsToronto,ON,Canada
26,00 $CA par heure
Our client, a Big 5 Bank, is currently looking to hire for a Investment Operations Specialist to join their team in Toronto, ON! This role will require you to work on-site 1x time per month in the ...Voir plusDernière mise à jour : il y a plus de 30 jours
  • Offre sponsorisée
Senior Investment Analyst

Senior Investment Analyst

Yaletown Partners Inc.Toronto, Ontario, Canada
Location : Flexible : Toronto Montreal or Vancouver and nbsp; and nbsp; and nbsp; and nbsp; and nbsp; and nbsp; and nbsp. and nbsp; and nbsp; and nbsp;.Language(s) : English (required); French (an ass...Voir plusDernière mise à jour : il y a plus de 30 jours
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Investment Risk Analyst

Investment Risk Analyst

Recrute ActionToronto, Ontario, Canada
30,00 $CA –32,00 $CA par heure
We are excited to announce an open role for our client in the insurance industry.This position within the Investment Risk Solutions team supports the Global Wealth & Asset Management segment.It...Voir plusDernière mise à jour : il y a plus de 30 jours
Investment Analyst

Investment Analyst

International Financial GroupToronto, Ontario
32,00 $CA par heure
Our client, a major financial institution in Canada s looking to hire an Investment Analyst to their team for an initial 6-month contract. The role is currently operating on a hybrid model with the ...Voir plusDernière mise à jour : il y a plus de 30 jours
Investment Advisor

Investment Advisor

0000050599 RBC Dominion Securities Inc.Toronto, Ontario
34,50 $CA par heure
Temps plein
Grow your business, your way – with RBC.As an Investment Advisor at RBC Dominion Securities, you can help your clients reach their goals, while we help you reach yours. Maybe you’ve dreamed of start...Voir plusDernière mise à jour : il y a plus de 30 jours
Investment Supervisor

Investment Supervisor

The Mason Group Inctoronto, ontario, Canada
Il y a plus de 30 jours
Description de poste

Investment Supervisor

Employment Type

Permanent

Location

Toronto, Ontario

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Job Description :

The firm is part of a global, multi-asset fintech group that provides a broad range of trading products, including OTC offerings such as Contracts for Difference (CFDs), share dealing, and futures. With regulated operations across the U.S., Europe, and APAC, the Group serves millions of customers worldwide.

Reporting directly to the Chief Compliance Officer, the Supervisor will play a critical role in ensuring compliance with CIRO requirements, securities regulations, and other applicable laws. The ideal candidate will meet the competency profile for Supervisors as defined by CIRO, demonstrating the necessary knowledge, skills, and professional behavior to uphold regulatory standards and provide reasonable assurance that the firm, its employees, and Approved Persons operate in full compliance.

Responsibilities of the Investment Supervisor is as follows :

  • Ensure compliance with CIRO requirements, securities laws, and firm policies.
  • Supervise firm activities, employees, and Approved Persons to ensure adherence to regulatory standards.
  • Take timely corrective action on issues outside acceptable conduct or regulatory bounds.
  • Assist in developing and maintaining supervisory policies and procedures.
  • Supervise the activities of Approved Persons, including account approvals and client activity monitoring.
  • Oversee retail futures and options accounts and pre-approve marketing and sales communications.
  • Stay current on regulatory requirements, industry trends, and best practices.
  • Maintain proficiency through ongoing training and continuing education.

TMGNY

Job Requirements :

  • College Diploma or University Degree (in business or finance preferred).
  • Futures Licensing Course (FLC), Conduct and Practices Handbook Course (CPH), Either : Derivatives Fundamentals Course (DFC) Or Derivatives Fundamentals and Options Licensing Course (DFOL), Canadian Commodity Supervisors Exam (CCSE), Investment Dealer Supervisors Course (IDSC).
  • 4+ years of relevant experience at an investment dealer or an entity governed by a recognized foreign self-regulatory organization.
  • Supervisory experience at a discount broker.
  • Knowledge in Equities, Futures, Currencies & Over-The-Counter Derivatives, including Contracts for Difference (CFDs).
  • Strong knowledge of CIRO requirements, securities and derivatives laws, and regulations applicable to Equities, Futures, Currencies & CFDs.
  • Apply