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AGF Investments
Compliance AnalystAGF Investments • Toronto, ON
Compliance Analyst

Compliance Analyst

AGF Investments • Toronto, ON
3 days ago
Salary
CA$60,000.00 yearly
Job type
  • Full-time
Job description

About the Role:

As part of the Marketing & Communications Compliance team, the successful candidate will utilize technology in the ongoing oversight of sales communications and marketing across all of AGF’s entities. The successful candidate will work closely with other members of the global compliance team, as well as staff of all AGF entities. This role is open to fill a vacancy.

Your Responsibilities:

  • Review and approve institutional, retail and private client marketing and sales communication materials for AGF Investments’ global investment management and private client entities to ensure compliance with regulatory requirements (including website content, product profiles, sales presentations, video commentaries, podcasts, social media posts, RFPs, due diligence questionnaires etc.)
  • Review daily email communications, preparing periodic reports and escalations as necessary
  • Review social media posts, preparing periodic reports and escalations as necessary
  • Ensure appropriate records are maintained in relation to compliance monitoring
  • Ensure procedural documents are up to date
  • Special projects and initiatives as assigned, including backing up the team and providing additional coverage as needed

Your Qualifications:

  • University degree supplemented by industry courses and/or accreditations (e.g. Canadian Securities Course)
  • Knowledge of capital markets and asset management industry with experience in the industry
  • Desire to learn about AGF, its products and the investment management industry through the lens of reviewing sales communications and client reporting
  • Basic understanding of the Canadian regulatory framework and ability to interpret legislation (i.e. NI 81-102, NI 81-105, NI 45-106, NI 31-103, OSC Guidance)
  • Strong analytical skills and a high degree of attention to detail
  • Strong communication and project management skills
  • Ability to multi-task and prioritize delivering high quality results within deadlines as a collaborative member of a team

Compensation:

The anticipated compensation range for this role is $60,000 - 80,000 annually, which represents base salary and, where applicable, variable compensation components (e.g., annual bonus, commissions, etc.). Actual compensation will be determined based on many factors such as role location, candidate experience / qualifications, market conditions, and internal equity.

AGF aims to offer a comprehensive and competitive total rewards package designed to support the success and well-being of our employees, which may include a combination of base salary, variable compensation, benefits, and retirement savings plans.

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Compliance Analyst • Toronto, ON

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