Senior manager Jobs in Montreal-Est, QC
Last updated: 8 hours ago
Our client, operating in the financial services sector is recognized among financial organizations that is ranked highest by its customers in terms of reputation and loyalty.Reporting to the Vice P...Show moreLast updated: 8 hours ago
GHGSat offers greenhouse gas detection, measurement, and monitoring services to industrial and government customers around the world.
The company uses its own satellites and aircraft ...Show moreLast updated: 30+ days ago
Automotive glass technology is helping transform how we experience the road.At Belron Canada, the home office of Speedy Glass, Lebeau vitres d’auto and Vanfax we take this seriously, which is why w...Show moreLast updated: 1 day ago
GardaWorld Cash is the world’s largest privately owned security services company offering a wide range of highly focused business solutions including leading-edge security services and cash solutio...Show moreLast updated: 30+ days ago
Nature's Touch is one of the largest suppliers of private-label frozen fruit in the retail market.We offer a comprehensive range of products and support multiple private-label programs alongside ou...Show moreLast updated: 21 days ago
Squarepoint has a newly created role for a Tax Assistant to join their growing tax team and assist in various aspects of the Group’s tax administration obligations.
The successful candidate will be ...Show moreLast updated: 14 days ago
Consultant AMQ avec expérience en Python et Go - Montreal.Nous recherchons un(e) consultant(e) AMQ expérimenté(e) pour rejoindre notre équipe à Montréal.
Le candidat idéal travaillera en étroite col...Show moreLast updated: 16 hours ago
Select how often (in days) to receive an alert : .Toronto, ON, CA; Montreal, Quebec, CA; Oakville, ON, CA; Ottawa, ON, CA.
We are a software-focused IT solutions and services provider that equips orga...Show moreLast updated: 1 day ago
At Laurentian Bank, we believe we can change banking for the better.Founded in Montreal in 1846, Laurentian Bank helps families, businesses and communities thrive.
Today, we have over 3,000 employee...Show moreLast updated: 30+ days ago
Klanik is an international IT consulting company providing solutions to some of the world’s largest industrial and services groups for 10 years.
We support our clients with the creation and developm...Show moreLast updated: 4 days ago
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Senior Manager, Compliance
Rochford Recherche de Cadres | Executive SearchMontreal, QC, CanadaFull-time
- Promoted
Senior Manager, Tax
RBCMontreal, Montreal (administrative region), Canada This opportunity is a 15-month contract with full-time hours.The Senior Manager, Tax, is the subject matter expert and principal resource within the National Tax Services (NTS) team on all technica...Show moreLast updated: 8 days ago
Senior Product Manager
GHGSATMontreal, QC, CAFull-time
Quick Apply
- Promoted
Manager / Senior Manager, Audit
Mnp LlpMontreal, Montreal (administrative region), Canada Inspirational, innovative and entrepreneurial - this is how we describe our empowered teams.Combine your passion with purpose and join a culture that is thriving in the face of change.The Enterpris...Show moreLast updated: 30+ days ago
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Manager / Senior Manager, Audit
MNPMontreal, Montreal (administrative region), Canada Inspirational, innovative and entrepreneurial - this is how we describe our empowered teams.Combine your passion with purpose and join a culture that is thriving in the face of change.The Enterpris...Show moreLast updated: 30+ days ago
- Promoted
Senior Project Manager
Belron Canada Inc.montréal, QC, CanadaFull-time
Senior Project Manager
GardaWorld CashMontréal, QuebecQuick Apply
Senior Project Manager
Nature's Touch Inc.Montréal, QC, CANQuick Apply
- Promoted
Senior Marketing Manager
GuruLinkMontreal, Montreal (administrative region), CanadaFull-time
- Promoted
- New!
Senior Product Manager
FaureciaMontreal, Montreal (administrative region), CanadaFull-time
- Promoted
Senior Project Manager
SoftchoiceMontreal, Montreal (administrative region), CanadaFull-time
- Promoted
Senior Account Manager
Laurentian BankMontreal, Quebec, CanadaFull-time
- Promoted
Senior Product Manager (Senior Merchant)
Groupe DynamiteMount Royal, Montreal (administrative region), Canada GDI) is a Montréal-based, privately held house of integrated omni-channel brands, designing and distributing accessible, trend-forward fashion for women since 1975.
Our mission of "Empowering YOU to...Show moreLast updated: 20 days ago
Senior Marketing Manager
OctavMontreal, Quebec, Canada Founded in 2021, Octav is a financial analytics platform dedicated to empowering the Web3 ecosystem with accurate, actionable insights.
We help protocols, DAOs, and asset managers make better decisi...Show moreLast updated: 30+ days ago
- Promoted
Senior Marketing Manager
NextDay AIMontreal, Montreal (administrative region), Canada NextDay AI is revolutionizing how people connect through AI-powered roleplay chat applications.As a fast-growing SaaS company, we're on a mission to redefine conversational AI and create unforgetta...Show moreLast updated: 4 days ago
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Senior Tax Manager
Baker Tilly Canada CooperativeMontreal, Montreal (administrative region), Canada Save the exploring for your next adventure.As a leading mid-market firm, we have been serving the Montréal business community for more than 70 years.
From real estate to manufacturing, import / export...Show moreLast updated: 10 days ago
- Promoted
Senior Project Manager
Klanikmontréal, qc, CanadaFull-time
Senior Manager, Compliance
Rochford Recherche de Cadres | Executive SearchMontreal, QC, Canada8 hours ago
Job type
- Full-time
Job descriptionBachelor's degree in law, finance or other relevant field and an appropriate professional title or designation (lawyer, CFA, CPA) or equivalent experience; Minimum of 12 years of experience in the financial services sector, including an assignment of at least 6 years in a compliance management position; Minimum of 3 years experience in team management; Has n-depth knowledge of the regulatory context of securities brokerage, particularly in mutual funds, as well as the laws and regulations relating to the distribution of financial products and services; Meets the requirements for registration as Chief Compliance Officer or is willing to complete the necessary requirements; Has an excellent understanding of the operating process of a mutual fund brokerage firm combined with a good knowledge of transactional processes, both from a front office and back office perspective; Knowledge of compliance surveillance and tracking systems and the Microsoft Office Suite; Has a good network of established contacts in the field to help develop processes comparable to industry best practices; Good analytical skills and a good ability to summarize; Demonstrates rigor and good business judgment and maintains good relationships with colleagues; Autonomous and has a great ability to plan and organize; Able to express himself easily in French and English (verbally and in writing) in order to serve our Quebec clients who can speak in both languages;
Our client, operating in the financial services sector is recognized among financial organizations that is ranked highest by its customers in terms of reputation and loyalty.
Reporting to the Vice President, Legal Affairs and Chief Compliance Officer, the Senior Manager, Compliance is responsible for developing and updating compliance policies and procedures and monitoring the operations of a mutual fund dealer / financial planning firm registered with the Autorité des Marchés financiers (AMF).
He / she contributes to maintaining a rigorous compliance structure to ensure compliance with securities regulations, as well as the rules issued by self-regulatory organizations. The Senior Manager will have to develop tools that allow for continuous monitoring of SIF operations. He / she supports the Vice President in the department's activities and ensures her replacement as needed.
YOUR RESPONSIBILITIES
- Manage and lead strategic projects with Senior Management and SME’s and contribute to their success;
- Monitor operations and take charge of cases of non-compliance with prescribed policies and procedures, ensuring their follow-up and resolution in an appropriate manner;
- Ensure responsibility for the audit process of representatives;
- Supervise, coach and motivate a team of compliance analysts;
- Develop and update the main compliance policies and procedures of the mutual fund dealer (Policies and Procedures Manual and Anti-Money Laundering Program), and of the financial planning firm;
- Ensure that the compliance rules integrated into the record-keeping system are up to date with regulations;
- Ensure responsibility for handling complaints;
- Identify areas for improvement in compliance processes and propose solutions to the Vice-President;
- Supervise the review and approval of advertising and marketing materials, including the corporate website;
- Monitor the continuing education program for employees to comply with regulatory requirements;
- Stay abreast of changes and best practices in the regulatory field and update policies and procedures accordingly;
- Train and support internal stakeholders in compliance, regulatory changes and inform them as well as senior management of new policies and procedures.
YOUR EXPERIENCE AND PROFILE