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Audit director • cole harbour ns
Audit Manager, Consumer Compliance - CNB Internal Audit
Royal Bank of Canada>HALIFAX, CanadaAccount Director
DexterraHalifax, Nova Scotia, Canada- Promoted
Clinical Audit and Outcomes Officer
The London ClinicWest End, NS, CAManager, ICFR & Internal Audit (Internal Control over Financial Reporting and Internal Audit)
Hlf 2023Halifax, Nova Scotia, CanadaDirector, Technical Services
Build Nova ScotiaHalifax, Nova Scotia, CanadaAccount Director
VERB InteractiveHalifax, NS, CA- Promoted
Clinic Director
LifemarkDartmouth, NS, CAPart Time Night Audit Clerk
New Castle Hotels & ResortsDartmouth, NSAudit Manager, Consumer Compliance - CNB Internal Audit
Royal Bank of CanadaHALIFAX, Nova Scotia, CanadaManager, Finance COR 25040
Nova Scotia Provincial Housing AgencyHalifax, Nova Scotia, Canada- Promoted
Technical Director in Environmental Site Assessment, Characterization and Remediation - Halifax[...]
GHDDartmouth, NS, CA- Promoted
Clinic Director
Lifemark Health GroupDartmouth, NS, CAManager, ICFR & Internal Audit (Internal Control over Financial Reporting and Internal Audit)
High Liner FoodsHalifax, NS BJN, CANAssociate Director
Dalhousie UniversityHalifax, Canada- Promoted
Assurance and Advisory Manager – Audit
Baker Tilly CanadaDartmouth, NS, CAManager - Risk Services (Internal Audit and Internal Controls)
KPMGHalifax, Nova Scotia, Canada- Promoted
Pre-Planning Director
Arbor Memorial Inc.Porters Lake, caOpportunities Audit Officer
Tyler Data & InsightsHalifax, Nova Scotia, Canada- Promoted
Senior Accountant
Parts For Trucks, Inc.Dartmouth, NS, CA- Surrey, BC (from $ 94,111 to $ 201,601 year)
- Montreal, QC (from $ 120,625 to $ 195,958 year)
- Thunder Bay, ON (from $ 121,875 to $ 193,126 year)
- Halifax, NS (from $ 107,209 to $ 175,436 year)
- Burnaby, BC (from $ 121,901 to $ 175,000 year)
- Old toronto, ON (from $ 121,003 to $ 174,500 year)
- Edmonton, AB (from $ 121,758 to $ 170,633 year)
- North York, ON (from $ 118,948 to $ 170,000 year)
- Brampton, ON (from $ 123,750 to $ 167,500 year)
- Toronto, ON (from $ 115,285 to $ 165,246 year)
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Audit Manager, Consumer Compliance - CNB Internal Audit
Royal Bank of Canada>HALIFAX, Canada- Full-time
Job Description
City National Bank (CNB) is a subsidiary of RBC and headquartered in Los Angeles, California. It is the 30th largest bank in the United States and offers a full complement of banking, trust and investment services through 75 offices across the US. In this role, you will be an RBC employee based out of RBC Internal Audit’s Vancouver / Toronto / Halifax office but fully support the CNB Compliance Internal Audit team.
The Audit Manager position is a leadership role as an auditor-in-charge to guide a team of auditors to assess risks, develop detail audit programs, identify data analytic opportunities, execute audit programs, analyze results of testing performed, and effectively communicate audit results to the Audit Senior Manager / Director and senior management in meetings, presentations, and / or written reports and memorandums. Additionally, the position is responsible for maintaining and executing continuous monitoring program in accordance with audit methodology and taking into consideration industry development, emerging risks, and regulatory changes and expectations.
Audit Manager Consumer Compliance position is a key role responsible for leading and contributing to compliance audits and regulatory and non-regulatory issue validation. This individual will lead and contribute assessing consumer compliance risks, developing, and executing detailed audit programs, and identifying data analytic opportunities to test compliance with regulatory requirements. The Audit Manager will analyze audit results, identify potential compliance issues, and effectively communicate findings and recommendations to senior management and stakeholders through clear and concise reports, presentations, and meetings. In addition to audit execution, this role will also involve maintaining and executing a continuous monitoring program to stay abreast of industry developments, emerging risks, and regulatory changes and expectations. This position requires strong technical knowledge of consumer compliance regulations, as well as excellent leadership, communication, and project management skills
What will you do?
- Audit and Assurance : Plans, executes, and evaluates audit test plans to assess consumer compliance risks, such as adherence to regulations like Truth in Lending, Truth in Savings, and Fair Lending. Assesses risks and controls related to consumer products and services, designs comprehensive audit programs, and executes audit procedures to evaluate compliance with regulatory requirements. Supervises and reviews the work of audit staff, analyzes and synthesizes results of testing performed, and effectively communicates results to senior management. Delivers well-written audit reports and other forms of communication to stakeholders, highlighting consumer compliance risks and control weaknesses.
- Consumer Compliance Risk Management : Understands and assesses risks related to consumer compliance, including unfair or deceptive acts or practices (UDAP), and other consumer protection regulations. Identifies and evaluates key control activities in business processes related to consumer products and services, such as loan origination, account opening, and customer communication. Leads and executes continuous monitoring activities to assess consumer compliance risks and controls and gathers and evaluates information from business units and regulatory sources.
- Data Analytics and Technology : Applies data analytics techniques to identify patterns, insights, and trends related to consumer compliance, such as customer complaint data. Executes basic analyses and creates simple visualizations using standard tools to support audit findings and recommendations. Develops requests for advanced analytics to test hypotheses and add insights into audit findings related to consumer compliance.
- Relationship Building and Stakeholder Management : Supports the Audit Director in ongoing monitoring and discussions with business management related to consumer compliance. Builds trusting relationships with internal audit peers, business management, and stakeholders to facilitate open communication and collaboration. Acts as a key contact and responds to inquiries from business stakeholders throughout the audit process, providing guidance on consumer compliance matters and internal control.
- Staff Performance and Mentoring : Acts as a role model and mentor to junior auditors, providing constructive feedback and guidance on consumer compliance audit procedures and techniques. Enhances and maintains staff morale. May participate in interviews and evaluations of new applicants, assessing their knowledge and skills related to consumer compliance auditing.
What do you need to succeed?
Must-have
Additional Qualifications
What’s in it for you?
We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.
A comprehensive Total Rewards Program including bonuses and flexible benefits, competitive compensation
Leaders who support your development through coaching and managing opportunities
Work in a dynamic, collaborative, progressive, and high-performing team
Opportunities to do challenging work
Flexible work / life balance options
Job Skills
Adaptability, Auditing, Commercial Acumen, Communication, Detail-Oriented, Internal Controls, Interpersonal Relationship Management, Long Term Planning, Results-Oriented
Additional Job Details
Address :
1597 BEDFORD HWY : HALIFAX
City : Halifax
Country : Canada
Work hours / week : 37.5
Employment Type : Full time
Platform : Job Type :
Regular
Pay Type : Salaried
Posted Date : 2025-10-17
Application Deadline :
2025-11-21
Note : Applications will be accepted until 11 : 59 PM on the day prior to the application deadline date above
I nclusion and Equal Opportunity Employment
At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.
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