Int. Compliance Analyst to execute testing to provide insights for Operational Risk LOB for a large banking client - 66906-1

Int. Compliance Analyst to execute testing to provide insights for Operational Risk LOB for a large banking client - -1

Duration : 12 months (possibility of extension or conversion)

Location : Downtown Toronto , Hybrid 2-3 days a week in office

Executes testing to provide insights and recommendations on test results, findings, identified issues, re-performance testing, and continuous improvement insights.

Executes testing, monitoring and operational activities of various complexity based on assigned portfolio ensuring adherences to established service levels and standards.

Must-Have Skills :

• 4+ years as a Compliance Analyst
• 2+ years Banking Compliance experience
• 2+ years experience in lending / deposit operations ; experience with Deposits Regulatory experience, Example : Reg E, Reg CC, Reg DD, NACHA, or Remote Deposit.
• Strong Excel skills.

Nice To Have Skills :

• Post-secondary degree in related field of study or an equivalent combination of education and experience.
• Risk Management experience desired
• Understanding of project management & some project management skills; including the abilty to coordinate the efforts of people and resources not under their direct control

Job Responsibilities :

• Provides advice and guidance on control effectiveness, program compliance and issue descriptions.
• Supports the execution of strategic initiatives in collaboration with internal and external stakeholders.
• Analyzes data and information to provide insights and recommendations.
• Supports change management of varying scope and type; tasks typically focused on execution and sustainment activities.
• Performs complex reviews of business artifacts.
• Executes testing and fieldwork that is complex in nature that requires a subject matter expertise.
• Executes identified test programs for a variety of specializations to support effective testing & monitoring of controls within business groups and across the Bank.
• Understands the business / group strategy and develops and maintains knowledge of end to end processes.
• Develops knowledge related to program and / or area of specialty.
• Develops and maintains effective relationships with internal & external business partners / stakeholders to execute work and fulfill service delivery expectations.
• Participates in planning and implementation of operational testing programs and executes within required service level agreements and standards.
• Executes work to ensure timely, accurate, and efficient service delivery.
• Ensures consistent, high quality practices / work and the achievement of business results in alignment with business / group strategies and with productivity goals.
• Analyzes root causes of any errors discovered to provide for effective communication of issues to appropriate parties.
• Creates and maintains adequate testing support documentation such as workpapers, testing reports, etc. to support the results of reviews including the write-up of findings / issues for reporting.
• Provides ongoing support to the continuous improvement process of the business unit.
• Exercises judgment to identify, diagnose, and solve problems within given rules.
• Works independently on a range of complex tasks, which may include unique situations.
• Assist in completion of Regulatory Compliance Risk Assessments
• Assist with drafting of processes internal to the Business Unit Compliance Team.
• Identify opportunities to implement compliance related processes and controls.
• Assist in developing controls monitoring and testing plans, and assist in execution of monitoring & testing plans.
• Assist in developing a regulatory control inventory
• Prepare and provide summary reporting on progress of regulatory review assessment, Risk Assessment execution, and Monitoring & Testing execution to Business Unit Compliance Officers
Il y a plus de 30 jours