Manager, Financial Crimes Oversight Testing

What is the opportunity?

To conduct 2LoD oversight testing of Financial Crime (FC) programs and controls within central functions and global businesses, including AML, Sanctions and ABAC. This requires proactive participation with oversight planning and scoping, fieldwork, and reporting. The role will also require continuous communication with stakeholders and Senior Management in regards to the findings and issues and action management.

What will you do?

• Conduct regular oversight testing of the key FC programs and controls in scope
• Issue formal reporting on all oversight testing completed
• Issues and actions management and validation
• Conduct / maintain trend analysis of results of oversight testing
• Provide key components of various FC Compliance reports and documents (e.g., AML / ATF Annual Report, CAMLO report, test plans etc.)
• Maintain schedule of testing activities and communicate plan with stakeholders
• Follow-up on oversight issues / recommendation and ensure resolution in a timely and reasonable manner
• Establish, develop and maintain strong relationships with internal and external partners
• Take a proactive role in communicating knowledge that benefit the Central FC Units, such as Global AML FIU and global business units who have an AML reporting obligation
• Participate in internal projects / meetings in order to proactively gain insight to upcoming changes that might impact / influence oversight testing process
• Ensure all paper and electronic files are maintained appropriately. Create and maintain various documentation suitable for Audit and Regulatory review
• Proactively identify personal development opportunities, international trends and industry standards
• Demonstrate a quality service approach through willingness to accept new assignments and adapt to changing directives
• Contribute to program management through supporting the maintenance of day-to-day activities
• Gain in depth knowledge on Canadian AML legislation and become familiar with the maintenance of day-to-day activities
• Provide support as a subject matter expert, applying proficient knowledge of subject matter content in field of specialization

What do you need to succeed?

Must have

Nice to have

What’s in it for you?

We thrive on the challenge to be our best, progressive thinking to keep growing, and working together to deliver trusted advice to help our clients thrive and communities prosper. We care about each other, reaching our potential, making a difference to our communities, and achieving success that is mutual.

Job Skills

Anti-Money Laundering (AML), Communication, Data Gathering Analysis, Detail-Oriented, Financial Regulation, Fraud Risk Management, Group Problem Solving, Internal Controls, Operational Integrity, Process Management

Additional Job Details

Note

Inclusion and Equal Opportunity Employment : At RBC, we believe an inclusive workplace that has diverse perspectives is core to our continued growth as one of the largest and most successful banks in the world. Maintaining a workplace where our employees feel supported to perform at their best, effectively collaborate, drive innovation, and grow professionally helps to bring our Purpose to life and create value for our clients and communities. RBC strives to deliver this through policies and programs intended to foster a workplace based on respect, belonging and opportunity for all.

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