Seeing beyond numbers
At Laurentian Bank, we believe we can change banking for the better. Founded in Montreal in 1846, Laurentian Bank helps families, businesses and communities thrive.
Today, we have over 2,800 employees working together as One Team, to provide a broad range of financial services and advice-based solutions for customers across Canada and the United States.
We drive results by placing our customers first, making the better choice, acting courageously, and believing everyone belongs.
This role sits within Laurentian Bank.
The Compliance Advisor, Daily Governance and Oversight, is responsible for conducting tests and carrying out controls related to Regulation E-13.
The incumbent is also responsible for carrying out Level 2 regulatory controls for the mutual funds firm (LBCFS).
Responsibilities
- Know and understand the regulations and how to apply them in a banking context.
- Participate in the development, deployment and improvement of the oversight, testing, and governance activities of the supported business units.
- Make recommendations for action plans and provide effective follow-up.
- Take part in all initiatives aimed at improving the compliance indicators of the supported business units.
- Produce testing reports.
- Draft reports, analyses and procedures.
- Escalate important issues to his or her manager or to the business line concerned.
- Monitor Level 2 transactions for LBCFS.
- Perform all tasks of a similar or general nature requested by his or her superior or required for the position.
Qualifications
- Bachelor’s degree in a relevant field
- Six to eight years of relevant experience
- Bilingual* (English and French, oral and written) (essential)
- Banking experience
- Ability to work in a fast-paced environment
- Excellent spoken and written communication skills
- Professional working proficiency in French and English languages required as position involves frequent written and oral communication on complex matters with internal and external parties in both languages.
Inclusion and Accessibility
At Laurentian Bank, we believe everyone belongs. We are committed to fostering an inclusive work environment that reflects the diversity of our customers and our communities and where everyone feels like they belong and can thrive.
To this end, we encourage applications from individuals from equity-deserving groups, including Indigenous persons, racialized and persons with disabilities, marginalized genders and the 2SLGBTQIA+ community.
We strive to offer a flexible and accessible work experience that is inclusive of everyone. If at any time you need an accommodation, please let us know.
PIPEDA
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