Talent.com
RBC Dominion Securities
Leadership Role: Director of Regulatory InquiriesRBC Dominion Securities • Vancouver, Metro Vancouver Regional District, Canada
Leadership Role: Director of Regulatory Inquiries

Leadership Role: Director of Regulatory Inquiries

RBC Dominion Securities • Vancouver, Metro Vancouver Regional District, Canada
19 days ago
Job type
  • Full-time
Job description
Join RBC as the Director of Regulatory Inquiries, leading compliance investigations in Toronto, Canada. Supervise inquiries and empower a team to address regulatory challenges effectively. This leadership position is vital within the Regulatory Complaints, Investigations and Inquiries (RCII) team at RBC. You will oversee both internal and external investigations, ensuring compliance and providing regulatory advice across diverse business units. Collaborate closely with key stakeholders to identify issues, enhance practices, and resolve inquiries efficiently. Key Responsibilities: • Supervise a team of compliance specialists • Conduct investigations and analyze evidence critically • Manage responses to regulatory inquiries accurately • Elevate potential risk areas through analysis • Maintain effective tracking and documentation systems Requirements: • Proven leadership experience in compliance • Strong understanding of securities regulation • Excellent decision-making and analytical skills • Effective communication and relationship-building abilities • Detail-oriented with a focus on regulatory compliance Lead the charge in compliance excellence at RBC, guiding your team through complex regulatory inquiries. #J-18808-Ljbffr
Create a job alert for this search

Leadership Role: Director of Regulatory Inquiries • Vancouver, Metro Vancouver Regional District, Canada

Similar jobs

Leadership Role: Director of Regulatory Inquiries

RBC Dominion SecuritiesVancouver, British Columbia, Canada
Full-time

Join RBC as the Director of Regulatory Inquiries, leading compliance investigations in Toronto, Canada.Supervise inquiries and empower a team to address regulatory challenges effectively.This leade... Show more

 • Promoted

Compliance Officer: Complaints & Regulatory Insight (Hybrid)

Insurance Council of BCVancouver, Metro Vancouver Regional District, CA
Full-time

A regulatory organization in Vancouver is seeking a Compliance Officer to handle complaints and ensure licensees comply with industry regulations.The role requires a minimum of 3 years in a regulat... Show more

 • Promoted

Senior Director, Case Assessment, Complaints & Inquiries - C$178,500 - C$220,500 A Year

Canadian Investment Regulatory OrganizationRichmond, Canada
Full-time

Lead the assessment and oversight of complaints, inquiries, and case assessments within CIRO, ensuring regulatory standards and investor protection for Canadian capital markets. Show more

 • Promoted

Director of Plant-Based Innovation & Development

Agrifoods International Cooperative LtdDelta, Metro Vancouver Regional District, CA
Full-time

A food innovation company in Delta is seeking a Director of Innovation & Development to lead R&D efforts in plant-based foods.The ideal candidate will have over 10 years of experience in product de... Show more

 • Promoted

Director, Inspections (Vancouver)

Canadian Public Accountability Board (CPAB)Vancouver, Metro Vancouver Regional District, CA
Full-time

Welcome to CPAB – Canada’s Public Company Audit Regulator.The Canadian Public Accountability Board oversees public accounting firms that audit Canadian reporting issuers.We promote audit quality th... Show more

 • Promoted

Director of Engineering — Platform & Reliability (Remote)

CliniaVancouver, Metro Vancouver Regional District, CA
Remote
Full-time

A tech-driven health company in Canada is seeking a Director of Engineering to lead an engineering team of 25.You will manage delivery, ensure platform reliability, and set engineering standards wh... Show more

 • Promoted

JDS Senior Permitting & Regulatory Manager

JDS Group of CompaniesVancouver, Metro Vancouver Regional District, CA
Full-time

Advance your career with JDS as a Senior Mining Permitting & Regulatory Manager, specializing in complex regulatory support and permitting for mining and construction projects.Your expertise will d... Show more

 • Promoted

Operational Leadership Role for Alberta’s Healthcare Clinics

WELL Health Technologies CorpVancouver, Metro Vancouver Regional District, CA
Full-time

Take charge of clinic operations across Alberta, enhancing patient care and clinic efficiency as a Regional Director.Oversee financial and operational performance in a remote environment.In this le... Show more

 • Promoted

Regional HSE Manager

Rockwood Service CorporationRichmond, Metro Vancouver Regional District, CA
Full-time

This role will have a strong focus on Rope Access Industrial Services (RAIS) activities throughout the Pacific region, as well as supporting the NDT service line and other industrial trades.You wil... Show more

 • Promoted

Regulatory Reporting Senior Manager Position

TipaltiVancouver, Metro Vancouver Regional District, CA
Full-time

Join Tipalti as a Senior Manager in Regulatory Reporting and Technical Accounting.Lead crucial accounting functions while driving automation and compliance across our global organization.This role ... Show more

 • Promoted

Director, Regulatory Affairs, Cmc - C$192,700 - C$220,300 A Year

Xenon PharmaceuticalsBurnaby, Canada
Full-time

Who We AreXenon Pharmaceuticals (NASDAQ:XENE) is a neuroscience‐focused biopharmaceutical company dedicated to drug discovery, clinical development, and commercialization of life‐changing therapeut... Show more

 • Promoted • New!

Director, Regulatory & Public Affairs Bc - $148,000 - $197,600 A Year

Centerra GoldVancouver, Canada
Full-time

Become a valuable addition to the Centerra Corporate teamBoost your career by joining an established organizationReceive a highly attractive annual salary between $148,000 - $197,600, plus bonus an... Show more

 • Promoted • New!

National Director - Claims

Forward Insurance Managers Ltd.vancouver, metro vancouver regional district, Canada
Full-time

Canada’s fastest-moving InsurTech MGA, is seeking a strategic and experienced claims leader.Lead and oversee Forward’s national claims operations across all lines.Develop and execute claims strateg... Show more

 • Promoted

Leadership Training for Account Directors

DexterraRichmond, Metro Vancouver Regional District, CA
Full-time

Enhance your career with Dexterra Group as an Account Director in Training specializing in janitorial services.Engage in a full-time, immersive program that nurtures future leaders in facilities ma... Show more

 • Promoted

QA & Food Safety Leader

Bento Inc.Richmond, Metro Vancouver Regional District, CA
Full-time

A leading food processing company in Richmond, BC, is seeking a Quality Assurance and Food Safety Supervisor.You will oversee the quality of production and enforce quality standards, ensuring compl... Show more

 • Promoted

Engineering Manager

Woodfibre Management Ltdsquamish, squamish lillooet regional district, Canada
Full-time

The Woodfibre LNG Project is located approximately 7 km west-southwest of Squamish, British Columbia.It involves the construction and operation of a liquefied natural gas (LNG) export facility on t... Show more

 • Promoted

Senior Director, Regulatory Enforcement

ASTTBC Technology ProfessionalsSurrey, Metro Vancouver Regional District, CA
Full-time

Take the lead as Director of Enforcement at ASTTBC, driving compliance and timely investigations to safeguard the public interest in British Columbia's professional landscape.In this senior role, y... Show more

 • Promoted

Sr. Associate / Director of M&A

Embrace Software IncVancouver, Metro Vancouver Regional District, CA
Permanent

Industrial, Healthcare, Financial Services, and Education.We own and operate dozens of vertical‑market software companies serving customers across North America, including Fortune 500 enterprises, ... Show more

 • Promoted

Quality Assurance Director in Food Safety

Que Pasa Mexican FoodsDelta, Metro Vancouver Regional District, CA
Full-time

Become a Quality Assurance Director focused on food safety, driving compliance and quality through effective management.This role leads the Quality Assurance team, enhancing safety culture and oper... Show more

 • Promoted

Remote Quality & Regulatory Operations Lead

RadformationVancouver, Metro Vancouver Regional District, CA
Remote
Full-time

A leading healthcare technology firm is seeking a QARA Operations Lead to oversee quality and regulatory deliverables.This role involves ensuring alignment with product development timelines while ... Show more