financial compliance officer
- Education : Bachelor's degree
- Experience : 1 year to less than 2 years
Tasks
- Identify clients' financial goals and objectives
- Analyze clients' financial records
- Develop financial plans for clients
- Make recommendations concerning cash management, insurance coverage, investment planning, retirement and estate planning
- Review and examine financial services and institutions to ensure compliance with governing legislation and regulation
- Investigate possible unethical conduct or breeches of securities or commodity futures law
Security and safety
Criminal record check
Personal suitability
- Efficient interpersonal skills
- Excellent oral communication
- Excellent written communication
- Initiative
Screening questions
- Are you currently legally able to work in Canada?
- Are you willing to relocate for this position?
- Do you have previous experience in this field of employment?
- What is the highest level of study you have completed?
- Work Term : Permanent
- Work Language : English
- Hours : 30 hours per week
financial compliance officer
Investment planning, retirement and estate planning Review and examine financial services and institutions to ensure compliance with governing legislation and regulation Investigate possible..
Chief Financial Officer
Education. College CEGEP Experience. 2 years to less than 3 years or equivalent experience Tasks Calculate and prepare cheques for payroll Keep financial records and establish, maintain and..
financial officer
Year to less than 2 years Tasks Calculate and prepare cheques for payroll Calculate fixed assets and depreciation Keep financial records and establish, maintain and balance various accounts..
financial officer
College CEGEP Experience. 2 years to less than 3 years or equivalent experience Tasks Calculate and prepare cheques for payroll Calculate fixed assets and depreciation Keep financial records and..
financial officer
Chief Compliance Officer HUB Capital Canada At HUB Capital, we pride ourselves on fostering an.. As part of the HUB International family, we specialize in offering tailored financial solutions..
