Paraplanner

Summary

The Paraplanner reports to the Lead Advisor and is responsible for providing technical support for the Lead Advisors. Responsibilities include data gathering, modeling, case design, scenario building, and plan and presentation development. The Paraplanner may participate in client meetings.

Essential Duties and Responsibilities

• Support the Lead Advisors with analysis, client service, and technical assistance
• Learn the technical aspects of the advisor position and prepare to service clients independently
• Manage data and plans in financial planning software
• Responsible for client meeting preparation and follow-up including assembling requisite paperwork, account reviews, report generation and meeting documentation
• Analyze asset allocation and generate rebalancing trades
• Research investment managers, services, products, and pricing
• Understand and leverage the resources available at the Broker Dealer to the fullest extent
• Develop Centers of Influences such as Community Involvement, CPA’s, and Attorneys etc.
• Commitment to culture requires a demonstration of professionalism, accountability, customer/client focus, and teamwork
• Other duties as assigned

Education and/or Experience

• Bachelor’s degree in finance, accounting or related field
• The ideal candidate will have 3+ years of experience in the financial services industry allowing for a strong understanding of broker/dealer operations and financial services products, including but not limited to: equities, bonds, options, mutual funds, annuities, insurance, and managed accounts
• Previous experience in the independent financial services culture preferred

Certificates, Licenses, Registration

• Series 7 and 63/65 required (or ability to obtain)