Compliance Officer average salary in Canada, 2024

You will collaborate with various departments to provide guidance, implement compliance protocols, and monitor activities that may pose potential compliance risks. Conduct regular audits and compliance checks to identify areas of risk or non-compliance. Prepare and submit mandatory regulatory report...

The Legal & Compliance Officer will focus on the rules and regulatory compliance demands of card scheme and payment operations. Internally, this position will support UnionPay’s headquarter and business staff in Canada region to analyze local compliance requirements, and establish and implement comp...

Conduct comprehensive due diligence on new and existing customers to ensure full compliance with regulatory requirements. Maintain accurate and up-to-date records and documentation related to AML compliance efforts. ...

As anEnvironmental Compliance Officer, you will be responsible for ensuring thatorganizations comply with environmental regulations and standards. Monitor and enforce compliance with local, provincial, and federal environmental regulations and standards. Review and analyze environmental impact asses...

Previous experience in a Chief Compliance Officer (CCO) or similar role with a proven track record of successful leadership in Canadian investment related regulatory compliance. As the Chief Compliance Officer (CCO) at HUB Capital, a mutual fund dealer level member of the Canadian Investment Regulat...

Enforce compliance of Red Shores Track Rules & Regulations as they pertain to the barnyard. Enforce compliance of stall rental agreements. ...

Employee must have worked as a representative, business partner, director, officer or registered securities compliance officer for at least two years or have at least two years of equivalent experience. Certification Branch Compliance Officer (BCO) - mandatory / passed prior to employment. AML, comp...

The Compliance Department enables the firm to operate according to essential compliance standards, ensures that Société Générale’s non-compliance and reputation risks are controlled, while supporting the business with existing activities and in the development of new products or services. Compliance...

Compliance officers will also be delegated additional core tasks such as email surveillance, reviewing and maintaining pro-accounts, sales/advertising approvals, and other tasks as warranted, which may also be for additional CI firms. Provide training to new compliance officers and other staff membe...

The Compliance Department enables the firm to operate according to essential compliance standards, ensures that Société Générale’s non-compliance and reputation risks are controlled, while supporting the business with existing activities and in the development of new products or services. The Compli...

Become a part of our Legal, Regulatory Compliance and Procurement group, a central governance unit within Wealth Management Compliance team that plays a pivotal role in ensuring our wealth management compliance operations adhere to the highest standards of regulatory compliance. As a Senior Complian...

In this role, you'll support the AVP, Wealth Compliance in developing and refining our compliance program. Support the AVP, Compliance in managing risks ensuring adequate internal controls and compliance to regulatory requirements. Assist with annual attestations, compliance audits, and assurance re...

BMOII)'s Trade Surveillance team within the Legal, Regulatory, Compliance and Procurement Group (LRCP) has an opening for an Associate Compliance Officer who will be responsible for conducting daily and monthly trade surveillance activities for investment trades consistent with regulatory obligation...

The Director, Local Canada Compliance Officer is responsible for developing and executing Teva’s Global Compliance & Ethics (“GC&E”) Program in the Canadian commercial (TCI & TCL) and operation (TGO) entities. Lead, drive, and manage all aspects of Teva Canada commercial entity's compliance program,...

The compliance officer will be relied upon to contribute to decisions on process development and improvement internally and as they relate to regulatory compliance controls throughout the organization and provide assurance of the final process's compliance to regulatory compliance guidelines. The Co...

Nous bâtissons une banque axée sur les relations pour un monde moderne.Nous recrutons des professionnels talentueux et passionnés qui ont à cœur de faire ce qu’il faut pour nos clients.Banque CIBC, nous misons sur vos forces et vos ambitions pour vous donner le pouvoir d’agir.Les membres de notre éq...

We are looking to hire a Quality and Regulatory Compliance Officer to join our Hamilton based team on a maternity cover. Reporting to the Quality and Regulatory Compliance Manager, you will support the company’s clients as well as Customer Service and Sales teams in providing documentation and advic...

Reporting to the VP, Chief Compliance Officer, Aviso the Director, Chief Compliance Officer, NEI is responsible for overseeing compliance within NEI, an Investment Fund Manager, Portfolio manager, and Exempt Market Dealer, regulated with the OSC and CSA. We’re looking for a Director, Chief Complianc...

We are currently seeking a Compliance Officer to join our Compliance team. In this role, the successful candidate is expected to conduct compliance tasks in accordance with internal procedures and regulatory requirements, and to be heavily involved in registrants personal trading review in multiple ...

Act as a resource for the team by supporting the Trade Surveillance department Senior Manager(s) and assisting Compliance Officers and other Senior Compliance Officers in the execution of their duties. The objective of the Senior Compliance Officer (SCO) is to directly conduct capital markets tradin...

Reporting to the RESL Senior Manager Compliance Business Oversight, Canadian Banking Compliance, the Senior Compliance Business Oversight Officer (SCO) will be a member of the Money Out Canadian Banking Compliance (CBC) team, and will: a) provide guidance, oversight and expertise to Canadian Banking...

The VP & Chief Compliance Officer (“CCO”) is accountable for the design, implementation and operation of the organization’s Regulatory Compliance Management Framework and associated compliance frameworks to safeguard the organization and support the attainment of strategic goals. Ensures compliance ...

Deputy Chief Compliance Officer. Apply policies and regulatory rules appropriately to respond to compliance related inquiries from the Wealth Management team. Assist in the creation and implementation of new and amended policies and procedures for compliance initiatives and controls, ensuring applic...

The Compliance Department enables the firm to operate according to essential compliance standards, ensures that Société Générale’s non-compliance and reputation risks are controlled, while supporting the business with existing activities and in the development of new products or services. Compliance...

Maintain a continuous feedback system to the Regional and Global Safety, Quality Assurance and Compliance Monitoring functions with regards to the performance and adequacy of the Quality Assurance and Compliance Monitoring elements of the integrated Safety, Quality Assurance and Compliance Monitorin...