Document review attorney Jobs in Brossard, QC
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Compliance Attorney
Staffing In MotionDowntown Montreal East, QC, ca
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Document Management Technician
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Billing Technician, professional environment
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Réviseur ou réviseuse de documents juridiques / Legal Document Reviewer
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Document Controller / Contrôleur de documents
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CA007 Mercer (Canada) LimitedPlace Ville Marie,Montreal
Application Analyst REMOTE
Noramtec ConsultantsMontreal, Quebec
•Document Clerk
Recrute ActionMontréal, Quebec, Canada
Voluntary Study Participant for Document Data CollectionCanada
LXTMontreal, QC, CA
SPECIALIST, BUSINESS QUALITY REVIEW
BDCMontreal
Contrôleur(euse) de documents / Document Controller
Progesys IncMontreal, Quebec, Canada
Certification Manager (Audit, review, and compilation)
MNPMontréal, QC, Canadá
ISPS Document Data Entry (1900-00 : 00)
CB CanadaMontreal, Quebec, CanadaCompliance Attorney
Staffing In MotionDowntown Montreal East, QC, ca- Full-time
Investment Compliance Attorney
We are looking for a key contributor to join our compliance team as a Compliance Manager based in our Montreal office.
Who we are :
We are one of Canada’s longest standing fee-only providers of integrated wealth management services to high-net-worth families. Since 1979, our team of trusted professionals brings together, under one roof, tax, accounting and financial planning advice at the deepest level, investment management and estate planning with family governance services to help successful Canadian families build and preserve their legacies. We are proud to have earned the rank of Trusted Advisor with our clients and to be a leader in the industry.
Who our clients are :
Our experience and technical knowledge make us best suited to service clients with multiple needs, holding $2M and more in liquid assets, as well as Family Office clients with assets ranging from $20M to $200M.
What we are looking for :
A key professional who will report directly to the CCO and will be responsible for the daily implementation of compliance policies and procedures, ensuring that all investment activities align with client investment policies and applicable legislation. The ideal candidate will be adept at navigating the challenges posed by the constantly evolving laws, regulations and industry guidelines.
Responsibilities
- Review and update the Investment Management Department’s policies, procedures and communications and participate in the drafting of various reports, including quarterly reports
- Supervise the work of the Compliance Associate
- Prepare training material and deliver to the IM Team
- Help identify key performers and monitor them
- Perform various compliance and monitor functions related to portfolio management
- Audit work performed by the back-office IM team
- Conduct periodic audits of compliance system processes to ensure they are being followed
- Assist the IM Team in the interpretation and implementation of regulatory requirements
- Capture and analyze new Bills and new regulations to inform the parties concerned of upcoming changes, while supporting them in the implementation of these changes
- Analyze Investment Counsellors’ LinkedIn, Instagram and other social media to ensure compliance with our Social Media Policy.
Competencies
Education and Experience
Remuneration