Compliance officer Jobs in Cole Harbour, NS
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Compliance officer • cole harbour ns
Last updated: 6 hours ago
Monitor government websites for updates to laws / regulations specific to the Cayman Islands and MUFGs licenses; report to Manager - engage with stakeholders and impacted parties; as d...Show moreLast updated: 30+ days ago
Dec-25(Applications are accepted until 11 : 59 PM Atlantic Time).The Nova Scotia Securities Commission (the Commission) protects investors from activities that tend to undermine investor confidence i...Show moreLast updated: 30+ days ago
Build with us today — Now, for tomorrow.At Baker Tilly, we care about the impact you make.That’s why we’re invested in your growth from day one—because the steps you take today define your tomorrow...Show moreLast updated: 30+ days ago
The Halifax Infirmary is home to the Charles V.Keating Emergency and Trauma Centre.It also houses a number of inpatient units, general surgery, vascular surgery, cardiovascular surgery, orthopedic ...Show moreLast updated: 30+ days ago
Toronto, ON; Burlington, ON; Calgary, AB; Edmonton, AB; Fredericton, NB; Halifax, NS; Kitchener, ON; Moncton, NB; Ottawa, ON.
Regina, SK; Saint John, NB; Saskatoon, SK; St.John's, NL; Vancouver, BC...Show moreLast updated: 30+ days ago
A government agency in Dartmouth is seeking an Occupational Health & Safety Officer responsible for ensuring safety compliance in various workplaces.
The officer will conduct inspections, provide gu...Show moreLast updated: 30+ days ago
Be among the first 25 applicants.Get AI-powered advice on this job and more exclusive features.Shape the Future of Communication.
For more than 60 years, Hearing and Speech Nova Scotia (HSNS) has be...Show moreLast updated: 24 days ago
A leading recruitment agency is seeking a detail-driven Technical Inspector for a full-time position in Dartmouth, Nova Scotia.
The role involves ensuring materials meet strict quality standards thr...Show moreLast updated: 6 hours ago
Halifax Regional Municipality (HRM) is inviting applications for the term position (up to 12 months) of Compliance Officer I in the Parking Services division of Public Works.Halifax Regional Munici...Show moreLast updated: 5 days ago
Let's talk about the team and you : .Resmed's software products, and the processes used to develop them, are compliant with the latest safety, cybersecurity, and privacy standards and regulations.We ...Show moreLast updated: 30+ days ago
The Project Officer will support Build Nova Scotia's Project Delivery Team in the delivery of major healthcare infrastructure projects, including the Halifax Infirmary Expansion Project (HIEP) and ...Show moreLast updated: 30+ days ago
Atlantic, Ontario, or Manitoba.Pinchin is recruiting for a Compliance Specialist to join the Finance & Administration department in Canada.
We are looking for a highly organized individual to join o...Show moreLast updated: 30+ days ago
This Volunteer Placement is Located in : .Eligibility : Open to Canadian Citizens and Permanent Residents of Canada only.
As a volunteer, you'll play a pivotal role in executing a range of exciting mar...Show moreLast updated: 3 days ago
College, CEGEP or other non-university certificate or diploma from a program of 3 months to less than 1 year.Relocation costs not covered by employer.
Review and evaluate new administrative procedur...Show moreLast updated: 30+ days ago
THE ORGANIZATION : At Events East Group, we proudly manage and operate the Halifax Convention Centre, Scotiabank Centre and Scotiabank Centre Box Office.
Our people and our community make us the favou...Show moreLast updated: 30+ days ago
At Baker Tilly we care about the impact you make.Thats why were invested in your growth from day onebecause the steps you take today define your tomorrow.
Here youll collaborate with a dynamic team ...Show moreLast updated: 4 days ago
Reporting to Property Services Coordinator Supervisor.Environmental Health & Safety Contract Administration Operation support Administration and the Computerized Maintenance Management System.T...Show moreLast updated: 1 day ago
Secondary (high) school graduation certificate.Are you authorized to work in Canada?.Are you available for shift or on-call work?.
Do you have experience working in this field?.Do you live near the ...Show moreLast updated: 2 days ago
This role ensures our carrier profile remains fully compliant with provincial and federal regulations.Regulatory & Permit Management : Manage Prorate / IFTA documentation, including all additions and ...Show moreLast updated: 2 days ago
Regulatory Compliance Officer
MUFG Investor ServicesHalifax, Nova Scotia, CanadaFull-time
Opportunities Compliance Examiner (Program Admin Officer 4)
Tyler Data & InsightsHalifax, Nova Scotia, CanadaFull-time +1
Senior Tax Compliance Manager
Baker Tilly CanadaDartmouth, NS, CAFull-time +1
Healthcare Security Officer
Paladin SecurityHalifax, Nova Scotia, CanadaFull-time +1
Manager Indirect Tax Compliance
DeloitteHalifax, NSPermanent
Senior Occupational Health & Safety Officer
Nova ScotiaDartmouth, NS, CAPermanent
- Promoted
Chief Executive Officer
Hearing and Speech Nova ScotiaHalifax, Halifax County, CanadaFull-time
- New!
Precision Inspector : Quality & Compliance Lead
Advantage PersonnelDartmouth, NS, CAFull-time
Compliance Officer 1
Halifax Regional MunicipalityHalifax, NSTemporary
Compliance Engineer
ResMedHalifax, CanadaFull-time
Project Officer
Build Nova Scotia Healthcare Infrastructure DivisionHalifax, NS, CATemporary
Compliance Specialist
PinchinDartmouth, NS, CAFull-time
- Promoted
Communications Officer
Cuso InternationalHalifax, NSPermanent
administrative officer
Fastening House AtlanticDartmouth, NS, CAFull-time +1
Security Officer
Events EastHalifax, NS, CAFull-time
Senior Manager, Tax Compliance
Baker Tilly Nova ScotiaDartmouth, Nova Scotia, CanadaFull-time +1
Portfolio Services Officer
BGISHalifax, Nova Scotia, CanadaFull-time
administration officer
Frigg Business Solutions inc.Halifax, NS, CAPart-time +1
Fleet Compliance Coordinator
GFL Environmental Inc.Dartmouth, NS, CAFull-time
- Niagara Falls, ON (from $ 64,233 to $ 172,050 year)
- Saint John, NB (from $ 66,417 to $ 148,060 year)
- Oakville, ON (from $ 70,327 to $ 144,270 year)
- London, ON (from $ 45,546 to $ 143,165 year)
- Winnipeg, MB (from $ 57,721 to $ 133,576 year)
- Burlington, ON (from $ 96,780 to $ 132,300 year)
- Yarmouth, NS (from $ 95,815 to $ 128,233 year)
- Surrey, BC (from $ 82,500 to $ 127,285 year)
- Brampton, ON (from $ 49,444 to $ 123,482 year)
- Cole Harbour, NS (from $ 116,106 to $ 122,858 year)
Regulatory Compliance Officer
MUFG Investor ServicesHalifax, Nova Scotia, Canada30+ days ago
Job type
- Full-time
Job descriptionMonitor government websites for updates to laws / regulations specific to the Cayman Islands and MUFGs licenses; report to Manager - engage with stakeholders and impacted parties; as directed. Conduct first level gap analysis of changes to laws regulatory changes and developments and report on the potential impact to the business to line Manager. Assist Manager with statutory reporting requirements within requisite timelines. Assist Manager with developing and amending compliance policies and procedures in response to changing laws / regulation and annual reviews. Act as Checker with respect to the Compliance Monitoring Process ensuring that testing and quality control checks as required in relation to Regulatory matters have been reviewed appropriately. Under the supervision of Manager respond to business requests and queries providing guidance as necessary under the supervision of Manager. Attend to various filings; record keeping requirements and other administrative tasks as directed. Work within the global Regulatory Compliance Team to develop implement and monitor Compliance Monitoring Plans (CMP) for all regulated jurisdictions to ensure appropriate controls are developed monitored in all regulated jurisdictions and updated to reflect changing regulatory and industry requirements. Assist with the preparation of management reporting and the periodic reporting to stakeholders including the Chief Compliance Officer (CCO) / Head of Compliance the Compliance Committee Board of Directors Senior Management and the parent company. Work with team to ensure sound oversight of outsourcing provisions assist in the review of Risk Assessments / SLAs and Oversight Reports on outsourcing arrangements. Testing of Regulatory Compliance systems / tools / platforms ensuring they are functioning as required and engage with vendors / stakeholders as required. Assist with gathering information in relation to any on-site inspections carried out by the Regulator. Any other ad-hoc projects and duties as required as assigned by Manager.
Qualifications :
- A relevant undergraduate degree or other third level qualification is preferred; experience as a paralegal / law clerk or other relevant experience will also be considered.
- Possession of a formal qualification in Compliance (e.g. ACAMs or ACOI) or working towards one.
- Previous experience in Non-AML Regulatory Compliance is a prerequisite.
- Strong proficiency in English including reading writing and verbal communication is essential for this role.
- Knowledge of fund administration and / or banking business is required.
- Understanding of financial services laws regulations rules and statements of guidance in offshore jurisdictions.
- Proficiency in report writing is essential with a proven ability to effectively analyze information verify data and create informative reports.
- Extensive experience with Microsoft Office suite (Excel Word PowerPoint Outlook) is necessary.
- A minimum of 4 years experience within Regulatory Compliance.
Additional Information :
Whats in it for you to join MUFG Investor Services
Take a look at our careers site and youll find everything youd expect from a career with the fastest-growing business at one of the worlds largest financial groups. Now take another look. Because its how we defy expectations that really defines us. Youll feel that difference in all kinds of ways. Our vibrant CULTURE. Connected team. Love of innovation laser client focus and next-level LEARNING & DEVELOPMENT. Oh and we really walk the talk when it comes to HYBRID WORKING.
So why settle for the ordinary Apply now for a Brilliantly Different career.
We thank all candidates for applying; however only those proceeding to the interview stage will be contacted.
Remote Work : No
Employment Type : Full-time
Key Skills
Hair And Beauty,Facilities,IT Support,Bank,Asp.Net MVC
Experience : years
Vacancy : 1