Chief medical officer Jobs in Toronto, ON

Chief Compliance Officer (OSC Regulated)

Location : Toronto, ON (5 days in office)

About Our Client

A growing, globally focused wealth management and multi-family office is seeking a Chief Compliance Officer (CCO) to lead its compliance and regulatory function. This senior, high-impact role holds direct responsibility for securities regulatory reporting, audits, and the ongoing management of the firm’s compliance program.

The CCO will work closely with senior leadership to foster a strong culture of compliance, risk management, and operational excellence—ensuring regulatory obligations are met while supporting efficient and scalable business operations. This is a highly practical, hands‑on role suited to a candidate who can operate effectively at both the strategic and execution levels.

During the initial onboarding period, the successful candidate will be expected to work on-site in Markham 5 per week for the first six months, after which a more flexible working arrangement may be considered.

Key Responsibilities

Serve as the firm’s designated CCO, leading regulatory filings, audits, examinations, and communications with securities regulators.

Report material compliance matters to the Ultimate Designated Person (UDP) and prepare periodic and annual compliance reports for senior leadership and the board.

Oversee the supervision framework for registered individuals, including training, monitoring, issue escalation, and remediation.

Design, implement, and continuously enhance the firm’s compliance framework, including policies, procedures, controls, and monitoring programs.

Ensure compliance with applicable securities legislation, including conflicts of interest, AML, KYP and suitability, privacy, client disclosure, recordkeeping, outsourcing oversight, and complaint handling.

Monitor regulatory developments and assess their impact on the firm’s business, policies, and controls, implementing changes as required.

Maintain direct access to senior management and the board on compliance matters, with authority to elevate significant issues.

Ensure compliance documentation and records are complete, current, and audit‑ready.

Conduct compliance monitoring, testing, and risk assessments to proactively identify and mitigate risks.

Promote a strong culture of compliance through ongoing training, guidance, and support across the organization.

Candidate Profile

Meets, or is eligible to meet, the proficiency requirements for registration as a Chief Compliance Officer under NI 31-103 and is able to register within a reasonable timeframe.

Prior experience as a CCO or in a senior compliance role with direct regulatory reporting, audits, and regulator interaction.

Demonstrated ability to build, manage, and operationalize compliance programs, including policy development and audit readiness.

Comfortable performing hands‑on operational compliance work, not solely oversight or delegation.

Strong judgment, integrity, and attention to detail, with a practical, solutions‑oriented approach.

Effective collaborator with the ability to work across diverse teams and client groups.

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