Melvin and Associates Employment Services Inc.Toronto, ON, Canada
Full-time
NOTE : This is a full-time role and fully in-office located in Toronto.My client is a Canadian full service CIRO investment dealer focused on bringing innovative investment solutions to high net wor...Show moreLast updated: 1 day ago
Promoted
Branch Manager
goeasy LtdToronto, ON, Canada
Full-time
If you are looking to join one of Canada’s fastest growing companies, goeasy Ltd.Recognized as one of North America’s Most Engaged Workplaces, we want the best to join our team.Canada’s leading non...Show moreLast updated: 18 days ago
Branch Manager
Fairstone BankToronto, Ontario
CA$75,000.00 yearly
Full-time
Are you looking for a rewarding.Fairstone is hiring a full-time Branch Manager in our Toronto.If you’re seeking a role with a growing business that involves developing new business, maintaining cli...Show moreLast updated: 30+ days ago
We are seeking an experienced and motivated Managing Broker to join our growing real estate team.The ideal candidate will have a proven track record in recruiting, coaching, and developing licensed...Show moreLast updated: 25 days ago
Assistant Branch Manager
0000050007 Royal Bank of CanadaToronto, Ontario
CA$70,000.00 yearly
Full-time
Selected candidates must offer mobility to two of the following regions : Laval, Lanaudière, Laurentides, South Shore of Montreal, North-East of Montreal, West Island of Montreal and Estrie.As an As...Show moreLast updated: 30+ days ago
Branch Examiner
Aviso WealthToronto, ON, CA
CA$80,000.00–CA$90,000.00 yearly
Full-time
Quick Apply
At Aviso, we are dedicated to improving the financial well-being of Canadians.As a leading wealth management organization, we are committed to leadership, innovation, partnership, responsibility, a...Show moreLast updated: 2 days ago
Branch Manager - UniFirst Canada
UniFirst CorporationToronto, Ontario
Full-time
Where will a UniFirst Career take you?.As an industry leader in the rental, lease and sale of uniforms and facility services products, UniFirst Corporation has grown to become one of the largest co...Show moreLast updated: 30+ days ago
Promoted
Branch Manager
Goldbeck RecruitingToronto, ON, Canada
Full-time
Our client is an established elevator consulting services organization.Our client’s culture is all about delivering the best possible solutions to clients while at the same time fostering a vibrant...Show moreLast updated: 6 days ago
Promoted
Branch Manager
RBCToronto, ON, Canada
Full-time
Hiring for all markets in the Greater Toronto Region.As a Branch Manager, you are a local market leader, motivating and coaching your team to create a memorable experience for clients.Inside and ou...Show moreLast updated: 2 days ago
Branch Manager
Stoakley-Stewart ConsultantsMississauga, ON
CA$17.00 hourly
Full-time
Wishing to not only maintain but also increase their dominance in the Ontario marketplace, our client is looking to add a talented Branch Manager to their visionary executive team.Working out of th...Show moreLast updated: 30+ days ago
Branch Manager
DMC RecruitmentOntario, CA
Full-time +1
Building Materials Distribution.Base +Bonus + Company Vehicle + Benefits + RRSP.We are seeking a highly motivated and experienced Branch Manager to lead the Sarnia branch of this Building Materials...Show moreLast updated: 10 days ago
Branch Manager
easyfinancialToronto, Ontario, Canada
Full-time
If you are looking to join one of Canada’s fastest growing companies, goeasy Ltd.North America’s Most Engaged Workplaces, we want the best to join our team.
Canada’s leading non-prime lenders, ...Show moreLast updated: 2 days ago
Promoted
Branch Manager
Daikin ComfortMississauga, ON, Canada
Full-time
The candidate in this position will be responsible for overseeing the efficient and profitable operation of all branch activities.
In addition to reporting all financial and operations information t...Show moreLast updated: 15 days ago
Branch Manager
WestburneMississauga, ON, CA
Full-time
We are Canada’s market leader in energy solutions, renewables, lighting, wire & cable, automation and connected network solutions.
We have access to the best partners in the indust...Show moreLast updated: 30+ days ago
Branch Manager
Royal Bank of Canada>TORONTO, Canada
Full-time
Hiring for all markets in the Greater Toronto Region • •.As a Branch Manager, you are a local market leader, motivating and coaching your team to create a memorable experience for clients.Inside and ...Show moreLast updated: 14 days ago
Branch Manager
SIG plcSIG Exteriors - York (North York Trading Estate) - YO30 4UU
CA$40.00 hourly
Full-time +1
As the UK’s largest specialist merchant of roofing related products and services, SIG Roofing supply industry leading products whilst delivering a quality service to our valued customers.Establishe...Show moreLast updated: 30+ days ago
Promoted
Branch Manager
BrafascoToronto, ON, Canada
Full-time
A position at White Cap isn’t your ordinary job.You’ll work in an exciting and diverse environment, meet interesting people, and have a variety of career opportunities.
The White Cap family is commi...Show moreLast updated: 12 days ago
Assistant Branch Manager
BMOMississauga, ON
CA$44,500.00–CA$82,500.00 yearly
Part-time
Retail Banking Sales & Service.Guides, directs, and coaches employees to deliver exceptional service to BMO customers and prospects.
Understands the needs of BMO customers or prospects to provide sa...Show moreLast updated: 30+ days ago
ScotiaMcLeod Branch Manager - Rosedale
ScotiabankToronto, ON, CA
CA$500,000.00 yearly
Full-time
As a cornerstone business within Scotia Wealth Management®, ScotiaMcLeod has earned a reputation for integrity based on service excellence and trusted investment advice.
Our advisors and teams pride...Show moreLast updated: 30+ days ago
Promoted
Branch Manager
ARS / Global Emergency Management CANorth York, ON, Canada
Full-time
ARS / Global Emergency Management.With a commitment to quality and over 60 years of experience, we are dedicated to meeting the needs of insurers, agents, brokers, and most importantly, the policy ...Show moreLast updated: 14 days ago
Melvin and Associates Employment Services Inc.Toronto, ON, Canada
1 day ago
Job type
Full-time
Job description
NOTE : This is a full-time role and fully in-office located in Toronto.
My client is a Canadian full service CIRO investment dealer focused on bringing innovative investment solutions to high net worth individuals and their advisors.
They are looking for a Branch Manager to be responsible for providing ongoing supervision of the firm, Portfolio Managers and advisors registered with CIRO (formerly IIROC).
Responsibilities of the role will include :
Advising and supervising members of the firm
Assist with investigations related to complaints and regulatory inquiries
Identify and escalate any areas of non-compliance
Review and approve new accounts and related required documentation to ensure completeness and follow-up on any deficiencies noted within a reasonable time frame
Complete and provide evidence of and follow up on any deficiencies noted in the daily, weekly and monthly trade and account reviews, with such reviews performed in accordance with securities regulatory requirements and compliance policies and procedures
Be responsible for ongoing education and training of both registered and non-registered representatives to ensure awareness of and compliance with new and revised securities regulatory requirements and internal supervisory and compliance policies and procedures
Establish an effective filing system to ensure all client and branch files are current and up-to-date and contain all required documents
Effectively control access to supervisory records and files to ensure client confidentiality
Build on the strength of the team by actively participating in team meetings, contributing toward team goals and participating on projects.
Other duties as assigned
The ideal candidate will have the following qualifications :
Registerable as a Supervisor of PMs and Registered Representative with CIRO
Professional background in the financial services industry preferably with a CIRO (formerly IIROC) dealer (minimum 7-10 years)
Completion of the CSC, CPH and Supervisors courses
Degree or an equivalent combination of experience, training and education. CFA or CIM Designation.
Organizational and prioritization skills to be able to work in a multi-tasking environment.
Attention to detail and ability to exercise sound judgement
Strong communication, interpersonal, negotiations and influence skills with all levels of the organization
Highly developed conflict resolution skills
Comfortable making presentations to groups
Excellent English communication skills (written and verbal). French proficiency is considered an asset to the role
Ability to exercise discretion when handling confidential information
Proficient in using Microsoft Office, G Suite programs and other software applications
Demonstrated ability to problem-solve and give the team direction and advice based on solid reasoning
Possess a drive to lead, build, learn and improve and a “can-do” attitude
Collaborative and supportive of colleagues and business goals