Senior AML (FCRM) Testing Analyst - FIU Testing

Description Du Poste

The Financial Crime Risk Management (FCRM) Enterprise Testing Team (formerly Global Anti-Money Laundering) sits within the second line of defense and conducts design and operating effectiveness testing of AML / ATF, Sanctions, and ABAC controls (collectively referred to as "FCRM Controls") within TD's business lines, relevant operational and control units (including the Financial Intelligence Unit (FIU)), and key FCRM technologies, Enterprise-wide (Canada, Europe, and Asia-Pacific).

Senior FCRM Testing Analyst executes independent testing of FCRM controls for assigned businesses, technologies, and operational units across the Bank. The position will assume leadership of the engagement and have responsibility for completion of testing phases. The position will develop test plans and attributes, and monitor progress of the engagement. As the overall engagement lead, the position may also oversee and review work of supporting analysts.

This position will be responsible for testing key controls and processes within TD's Financial Intelligence Unit (FIU) including, but not limited to, teams responsible for transaction monitoring, high-risk investigations, regulatory reporting, demarkets, and sanctions operations.

Lieu de Travail et Horaire

Toronto, Ontario, Canada

Horaire : 37.5 heures par semaine

Secteur D’activité et Rémunération

Secteur d’activité : Lutte contre le blanchiment d’argent

Détails de la rémunération : 76,800 - 115,200 CAD

La TD offre une rémunération juste et des occasions de croissance, avec une progression salariale en fonction des compétences et de l’expérience, de l’emplacement géographique et des besoins de l’entreprise.

En tant que candidat, vous êtes encouragé à discuter de la rémunération avec votre recruteur pour obtenir des détails plus précis.

Responsabilités clés (Key Accountabilities)

• Oversee and / or independently perform testing of FCRM controls within the various TD lines of business as well as the FIU, High Risk Investigations, Sanctions Operations, and Anti-Bribery Anti-Corruption teams.
• Lead the communication and the reporting process with multiple stakeholders, including senior management.
• Execute all phases of a testing engagement, including planning, fieldwork (design and operational effectiveness testing, including sample testing), and reporting.
• Collaborate and coach supporting analysts in all phases of the engagement.
• Execute follow-up of findings raised from testing engagements in accordance with established standards.
• Interact frequently with management and senior leadership of FCRM business lines.
• Prepare and present complex reporting, analysis and assessments that will bring about significant improvements to internal processes and activities.
• Execute on more complex and / or non-standard requests.
• May undertake and complete a variety of projects and initiatives in addition to regularly scheduled testing engagements.
• Keep current on emerging trends and evolving regulatory requirements to identify improvement opportunities for the team.
• Reports to a Manager role.

Exigences et Qualifications

Accountabilités Client et Stabilisation des Processus

Accountabilités pour les Parties Prenantes (Shareholder et Employé)

Accountabilités des Équipe et Employés

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À propos de nous et Autres Informations

La TD est un chef de file mondial dans le secteur financier et emploie plus de 95 000 collègues. Nous offrons des programmes de formation et de mentorat et proposons une rémunération globale incluant le salaire, les avantages sociaux et des opportunités de développement. Nous encourageons les demandes d’entrevue et décrivons les prochaines étapes du processus. L’accessibilité est prise en compte et des mesures d’adaptation peuvent être demandées.

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