Talent.com
Senior Compliance Testing Analyst (4466)
Senior Compliance Testing Analyst (4466)TD Securities • Markham, York Region, CA
Senior Compliance Testing Analyst (4466)

Senior Compliance Testing Analyst (4466)

TD Securities • Markham, York Region, CA
1 day ago
Job type
  • Full-time
Job description

Overview

Work Location : Markham, Ontario, Canada

Hours : 37.5

Line Of Business : Compliance

Pay Details : $81,600.00 - $115,200.00 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidate\'s skills and experience, job-related knowledge, geographic location, and other specific business and organizational needs. As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description : KEY ACCOUNTABILITIES

CUSTOMER

  • Execute testing engagement work in accordance with established standards to achieve completion within target timelines
  • Conduct skilled analytical research and analysis as part of the testing engagement and initiatives
  • Work collaboratively with key partners throughout the testing engagement
  • Present objective and independent opinion on the adequacy of RCM processes and controls in accordance with regulatory and internal requirements
  • Execute follow-up of findings raised from testing engagements in accordance with established standards
  • Provide subject matter expertise and / or input to projects / initiatives as a representative for area of specialization
  • Proactively identify matters which require additional attention, further escalation, or review, and liaise with the appropriate groups to resolve

SHAREHOLDER

  • Prioritize and manage own workload to deliver quality results and meet assigned timelines
  • Contribute to the analysis, due diligence, and implementation of initiatives within defined area of responsibility
  • Adhere to internal policies, standards and procedures, methodologies, and applicable regulatory requirements to contribute to the review of internal processes and activities and assist in identifying potential opportunities to improve Compliance controls
  • Understand the operations of the business unit / area being tested and to identify potential Compliance risks and apply information to complete a quality, risk-based engagement
  • Clearly and concisely document research as required to understand requirements specific to an engagement
  • Keep abreast of emerging trends / developments and changes to regulatory framework, internal policies, and standards
  • Actively manage relationships within and across various business lines, corporate and / or control functions, and ensure alignment with enterprise and / or regulatory requirements
  • Provide analysis on issues and effectively communicate results to Compliance Testing management and the client
  • Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite
  • EMPLOYEE / TEAM

  • Participate fully as a member of the team, support a positive work environment that promotes service to the business, quality, innovation and teamwork and promote timely communication of issues / points of interest
  • Provide thought leadership and / or industry knowledge for own area of expertise in own area and participate in knowledge transfer within the team and business unit
  • Keep current on emerging trends / developments and grow knowledge of the business, related tools and techniques
  • Participate in personal performance management and development activities, including cross training within own team
  • Keep others informed and up-to-date about the status / progress of projects and / or all relevant or useful information related to day-to-day activities
  • Contribute to team development of skills and capabilities through mentorship of others, by sharing knowledge and experiences and leveraging best practices.
  • Lead, motivate and develop relationships with internal and external business partners / stakeholders to develop productive working relationships
  • Contribute to a fair, positive and equitable environment that supports a diverse workforce
  • Act as a brand ambassador for your business area / function and the bank, both internally and / or externally
  • BREADTH & DEPTH

  • Work independently as a subject matter expert of the functional area and / or business are supported and applicable regulatory requirements, and may coach and educate others
  • Oversee and / or independently perform work from end to end
  • Execute on more complex and / or non-standard requests
  • Undertake and complete a variety of projects and initiatives, may include the integration of cross functional processes within own area of expertise
  • Performs complex analysis and reporting
  • Generally reports to a Manager role
  • Experience & Education

  • 3–5 years of Internal Audit experience, preferably with exposure to design and operating effectiveness testing of controls.
  • Professional credentials such as CPA or CA; experience from external audit firms considered an asset.
  • Hands-on end-to-end control testing capability, including planning, conducting process and control walkthroughs, documenting results, and supporting review / oversight with strong quality-of-work standards.
  • Ability to lead control testing activities, including running kickoff and exit meetings, raising findings, obtaining materials efficiently, and preparing clear control testing reports.
  • Who We Are

    TD is one of the world\'s leading global financial institutions and is the fifth largest bank in North America by branches / stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

    TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you’ve got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we’re here to support you towards your goals. As an organization, we keep growing – and so will you.

    Our Total Rewards Package

    Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more

    Additional Information

    We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.

    Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.

    Colleague Development

    If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD – and we’re committed to helping you identify opportunities that support your goals.

    Training & Onboarding

    We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.

    Interview Process

    We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

    Accommodation

    Your accessibility is important to us. Please let us know if you’d like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

    We look forward to hearing from you!

    Language Requirement (Quebec Only)

    Sans Objet

    #J-18808-Ljbffr

    Create a job alert for this search

    Senior Compliance Testing Analyst 4466 • Markham, York Region, CA

    Similar jobs
    Test Lead (Onsite)

    Test Lead (Onsite)

    Maarut Inc • East York, ON, Canada
    Full-time
    Develop detailed test plans based on project requirements and design specifications.Define test scope, objectives, and strategies for functional, integration, and regression testing.Execute test ca...Show more
    Last updated: 18 days ago • Promoted
    IT Infrastructure Analyst - Non-Functional Testing

    IT Infrastructure Analyst - Non-Functional Testing

    Astra North Infoteck Inc. • Toronto, ON, ca
    Full-time
    Quick Apply
    Senior IT Build Analyst – Non-Functional Testing.Non-Functional Testing / Large Infrastructure).Coordinate with test execution teams to ensure. NF-testing expectations are met.Work with functional t...Show more
    Last updated: 6 days ago
    Enterprise Compliance, Testing and Controls, Lead

    Enterprise Compliance, Testing and Controls, Lead

    Interac Corp. • Toronto C6A, ON, Canada
    Remote
    Full-time
    Reporting to the Leader, Compliance, the vacant, Enterprise Compliance, Testing & Controls, Lead will be responsible for building and maintaining Interac’s enterprise compliance testing & controls ...Show more
    Last updated: 9 days ago • Promoted
    Systems Testing QA Specialist - Senior

    Systems Testing QA Specialist - Senior

    Connvertex Technologies Inc. • Toronto, ON, Canada
    Full-time
    Quick Apply
    This position is listed as "Onsite"; the resource is expected to work between the standard working hours of 8 : 00-5 : 00 PM (excluding lunch breaks) every Monday to Friday inclusive at the i...Show more
    Last updated: 1 day ago
    Systems Testing / QA Specialist - Senior

    Systems Testing / QA Specialist - Senior

    Connvertex Technologies Inc. • Toronto, ON, Canada
    Full-time
    Quick Apply
    NOTE Extension / Amendment Attestation : Extension(s) only allowed using unused days / funds left on contract.No additional funds will be added...Show more
    Last updated: 30+ days ago
    Senior Compliance Analyst

    Senior Compliance Analyst

    Pala Interactive • Toronto, ON, Canada
    Full-time +1
    Boyd Interactive, is a full service real-money and social gaming technology provider and operator which caters to both B2C and B2B markets in Canada and the United States.Boyd Interactive offers a ...Show more
    Last updated: 10 days ago • Promoted
    Senior Cyber Control Assurance Analyst

    Senior Cyber Control Assurance Analyst

    Collabera • Toronto, ON, Canada
    Full-time
    Describe a typical ‘day in the life’.As a Snr Cyber Control Assurance Analyst, you will provide IT Security expertise and offer Cyber Control assessment services for initiatives in the Application / ...Show more
    Last updated: 1 day ago • Promoted
    System Analyst

    System Analyst

    Hays • richmond hill, on, ca
    Full-time
    Must have Canadian Reliability Clearance.Develop requirements, and specification documents for systems;.Translate business requirements into systems design and specifications;.Analyze and recommend...Show more
    Last updated: 1 day ago • Promoted
    RQ09564 - Systems Testing / QA Specialist - Senior

    RQ09564 - Systems Testing / QA Specialist - Senior

    freelance.ca • Toronto, Canada
    Full-time
    Probable after the initial mandate.Experience testing Oracle Siebel CRM application is a strong asset .Experience working on Siebel Test Automation is an asset . Experience testing Adobe AEM is an a...Show more
    Last updated: 30+ days ago • Promoted
    Senior Business Analyst - LanceSoft, Inc.

    Senior Business Analyst - LanceSoft, Inc.

    LanceSoft, Inc. • toronto, on, ca
    Full-time
    Location Address : – 150 King street, 26th floor or the 2201 Eglinton Ave East Ecosystem 4.Work arrangement : Hybrid – 2-3 days in office Tuesdays and Thursdays preferred. Contract Duration : Until 10 / ...Show more
    Last updated: 20 hours ago • Promoted • New!
    Senior Analyst

    Senior Analyst

    Simple Staffing • Thornhill, Markham, CA
    Full-time
    Quick Apply
    Simple Staffing is hiring for this position on behalf of Black & Veatch •.Senior Analyst within the Infrastructure Advisory team in Canada. There is an immediate need to support industry-leading...Show more
    Last updated: 12 hours ago • New!
    Algebra Private Tutoring Jobs Hawkestone

    Algebra Private Tutoring Jobs Hawkestone

    Superprof • Hawkestone, Canada
    Full-time +1
    Superprof is Canada's #1 tutoring platform, and we're actively recruiting passionate tutors! Whether you're a student, a professional, or simply someone who loves teaching, join the largest communi...Show more
    Last updated: 30+ days ago • Promoted
    Privacy and Security Compliance Analyst

    Privacy and Security Compliance Analyst

    SPRINT Senior Care • Toronto, Ontario, Canada
    Full-time
    Quick Apply
    We began caring for seniors and enabling seniors to care for themselves in 1983.Reporting to the Chief Operating Officer / Privacy Officer, the Privacy and Security Compliance.Analyst plays a key rol...Show more
    Last updated: 30+ days ago
    Senior Penetration Tester

    Senior Penetration Tester

    Swagher • Toronto C6A, ON, Canada
    Full-time
    Senior Penetration TesterScotiabankTorontoRequisition ID : 235305 Join a purpose driven winning team, committed to results, in an inclusive and high-performing culture. The Team • •Scotiabank’s Pene...Show more
    Last updated: 16 days ago • Promoted
    Sales and Benefits Specialist - WFH (69k+ per year)

    Sales and Benefits Specialist - WFH (69k+ per year)

    HMG Careers • Keswick, Ontario
    Remote
    Full-time
    Quick Apply
    This full-time position offers flexible work hours and ample opportunities for advancement into management roles.You will work remotely to serve clients and offer valuable advice and protection to ...Show more
    Last updated: 15 hours ago • Promoted • New!
    Remote Fraud Strategy Analyst – Payments Risk

    Remote Fraud Strategy Analyst – Payments Risk

    Stripe • Toronto, ON, Canada
    Full-time
    A leading financial infrastructure platform is seeking a Transaction Fraud Strategy Analyst in Toronto, Ontario, to prevent, detect, and mitigate transaction fraud. You will collaborate with interna...Show more
    Last updated: 3 days ago • Promoted
    Trade Compliance Analyst - BayOne Solutions

    Trade Compliance Analyst - BayOne Solutions

    BayOne Solutions • toronto, on, ca
    Full-time
    Job Title : Compliance Analyst I.Location : Toronto, ON, Canada (M5V 1V6) (Hybrid).Duration : 12 Months with possible extension. The analyst will evaluate existing processes, identify regulatory and op...Show more
    Last updated: 23 hours ago • Promoted
    Tier I SOC Analyst

    Tier I SOC Analyst

    CyberClan • richmond hill, ON, ca
    Full-time
    Tier I SOC Analyst - Job Description Summary / Objective Established in 2006, CyberC...Show more
    Last updated: 19 hours ago • Promoted • New!