Compliance Analyst

International Financial GroupToronto, Ontario

30+ days ago

Salary

CA$29.00 hourly

Job description

Our client, a top 5 bank in Canada, is looking for a Compliance Analyst for a 6-month contract, 1-2 days / week in office in downtown Toronto. This is an excellent opportunity for a Compliance Analyst with a financial services background.

Responsibilities :

Manage client complaints, including onboarding, e-file creation, and communications; ensure timely handling and regulatory notifications
Assess, analyze, and investigate complaints; provide recommendations and responses for resolution
Prepare documentation for regulatory and legal proceedings
Collaborate with support units, manage email inboxes, and maintain complaint logs
Recommend policy and procedure improvements based on complaint and regulatory feedback

Requirements :

3+ years' of relevant experience working for a large financial institution

Completion of securities courses such as Canadian Securities Course, Conduct and Practices Handbook Course

Good knowledge of Canadian regulatory and industry trends

Experience working within FI specifically Wealth Management or Canadian Banking

Bilingual in French and English is considered an asset

If you are qualified and interested in discussing this role in more detail, please submit your resume to Anojiha Kirupananthan at [email protected].

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Compliance Analyst • Toronto, Ontario