Bilingual Senior Compliance Specialist

Bilingual Senior Compliance Specialist at IG Wealth Management

Location : Montreal or Winnipeg.

Division : IGM Legal & Compliance.

Company Overview : IGM Financial Inc. is a leading wealth and asset management company in Canada, managing approximately $271 billion in assets and offering financial planning and investment services to over two million Canadians.

Position Summary

The Senior Compliance Specialist oversees advisors’ business activities and executes compliance programs, including reviews of the insurance business practice, supervisory programs, and corrective action follow‑up. The role involves analysis of data, reports, audit procedures, and interviews to identify trends, recommend improvements, and ensure effective resolution of compliance issues.

Duties

• Provide oversight of advisors’ practices, emphasizing insurance, financial planning, mortgage, and banking solutions.
• Offer guidance and direction to field teams, including recommendations for remedial actions via meetings, conference calls, training sessions, and exception approvals.
• Prepare and distribute management reports on completed programs to senior management, field directors, and regulators, while monitoring the progress of corrective actions.
• Review policies and procedures to identify gaps, assess effectiveness, and recommend enhancements to strengthen compliance and operational efficiency.
• Mentor and support junior staff in managing complex, sensitive, or escalated cases, providing direction on appropriate corrective measures.

Qualifications

Benefits

How to Apply

Interested candidates are invited to submit a resume and a cover letter detailing their qualifications and experience to https : / / www.ig.ca / en / careers. We thank all applicants for their interest; only selected candidates will be contacted.

IG Wealth Management is a diverse workplace committed to inclusivity. We encourage applications from all qualified candidates, including racialized persons, women, Indigenous persons, persons with disabilities, 2SLGBTQIA+ community, gender diverse, and neurodiverse individuals.

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