Talent.com
Manager Compliance Testing
Manager Compliance TestingScotiabank Global Site • Toronto, Ontario, Canada
Manager Compliance Testing

Manager Compliance Testing

Scotiabank Global Site • Toronto, Ontario, Canada
18 days ago
Job type
  • Full-time
Job description

Requisition ID : 244689

Join a purpose driven winning team committed to results in an inclusive and high-performing culture.

Contributes to the overall success of Compliance Testing in Canada ensuring business strategies plans and initiatives are executed / delivered in compliance with governing regulations internal policies and procedures.

Is this role right for you In this role you will :

  • Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships systems and knowledge.
  • Accountable for executing Testing for Canadian Banking and Canadian Wealth Management which includes assessing the design and operating effectiveness of compliance controls and adherence toRegulatory requirements as well as Banks internal standards policies and procedures
  • Ensure accurate and complete documentation of testing results in accordance with the Global Testing
  • Operating procedures and Issue Management Procedures and to support our assessments
  • Works closely with the Sr. Manager - Testing along with other Compliance partners to develop support and execute the testing program
  • Support the Senior Manager in the development of Annual Test plan in coordination with local compliance counterparts first line (1B) and internal audit including tracking and reporting of testing completion against annual test plan.
  • Maintain relationship with the Business Line Compliance Internal Audit and first line to ensure alignment and smooth execution of test plans to minimize the impact on business.
  • Pro-actively identifies potential violations / risk of non-compliance with regulatory requirements internal policies and procedures in a timely manner and makes recommendations to mitigate compliance risk

generally in the course of execution of testing engagements

  • Contribute to continuous improvement of the testing program by providing feedback on enhancements to the testing methodology (which includes risk prioritized assessments testing cycles reporting results
  • and more) looking for opportunities to automate testing procedures use data analytics etc.

  • Identify trends and / or gaps and report findings with recommendations on how to improve the effectiveness of the business line controls.
  • Validate actions taken by management to remediate and to assess the sustainability of these actions to close reported testing issues.
  • Understand how the Banks risk appetite and risk culture should be considered in day-to-day activities and decisions.
  • Demonstrates quick learning curve to understand applicable regulatory requirements business processes and systems.
  • Actively pursues effective and efficient operations of their respective areas in accordance with Scotiabanks Values its Code of Conduct and the Global Sales Principles while ensuring the adequacy adherence to and effectiveness of day-to-day business controls to meet obligations with respect to operational compliance AML / ATF / sanctions and conduct risk.
  • Champions a high-performance environment and contributes to an inclusive work environment.
  • Do you have the skills that will enable you to succeed in this role - Wed love to work with you if you have :

  • Bachelors degree with 5 years of relevant experience in the financial services industry preferably within a regulatory compliance audit or risk management
  • Good understanding of risk & controls particularly controls testing methodology and related tools
  • Knowledge of regulatory compliance and industry requirements; including knowledge of related issues facing the business lines within Canadian Banking and Canadian Wealth Management
  • Good Communication and Report Writing skills
  • Good Project Management skills
  • Good Relationship Management skills
  • Good analytical skills with the ability to review interpret and synthesize data in order to drive investigations on potential exceptions
  • Nice to have bi-lingual in English and French
  • Clear and confident communicator verbal & written
  • Strategic Thinker and good negotiation skills
  • Change manager able to demonstrate agility resilience and resourcefulness in executing plans even in changing environments and within available resources and timeframes
  • Ability to demonstrate multi-tasking and flexibility in working with diverse group of stakeholders and business units
  • Whats in it for you

  • The opportunity to join a forward-thinking and collaborative team surrounded by innovative thinkers
  • A rewarding career path with diverse opportunities for professional development
  • Internal training to support your growth and enhance your skills
  • An inclusive working environment that encourages creativity curiosity and celebrates success!
  • Location(s) : Canada : Ontario : Toronto

    Scotiabank is a leading bank in the Americas. Guided by our purpose : for every future we help our customers their families and their communities achieve success through a broad range of advice products and services including personal and commercial banking wealth management and private banking corporate and investment banking and capital markets.

    At Scotiabank we value the unique skills and experiences each individual brings to the Bank and are committed to creating and maintaining an inclusive and accessible environment for everyone. If you require accommodation (including but not limited to an accessible interview site alternate format documents ASL Interpreter or Assistive Technology) during the recruitment and selection process please let our Recruitment team know. If you require technical assistance please click here. Candidates must apply directly online to be considered for this role. We thank all applicants for their interest in a career at Scotiabank; however only those candidates who are selected for an interview will be contacted.

    Required Experience :

    Manager

    Key Skills

    Abinitio,Apprentice,Dermatology,Cost Estimation,Data Networking,Liaison

    Employment Type : Full Time

    Experience : years

    Vacancy : 1

    Create a job alert for this search

    Manager Compliance • Toronto, Ontario, Canada

    Similar jobs
    Quality Assurance Test Manager

    Quality Assurance Test Manager

    freelance.ca • Toronto, Canada
    Full-time
    We’re currently hiring for the position of.Lead QA Test Manager – Banking & Financial Services.If you have relevant experience, we’d love to hear from you. Job Title : Lead QA Test Manager – Banking ...Show more
    Last updated: 14 days ago • Promoted
    Senior Compliance Testing Specialist (Hybrid)

    Senior Compliance Testing Specialist (Hybrid)

    Capital One Canada • Toronto
    Full-time
    A prominent financial services company in Toronto is seeking a Senior Compliance Testing Associate to execute compliance transaction and control testing. This role involves managing schedules, analy...Show more
    Last updated: 22 days ago • Promoted
    Assistant Compliance Manager

    Assistant Compliance Manager

    Quantum Management Services Ltd. • Markham
    Full-time +1
    Quantum Management Services Ltd.Quantum Management Services Ltd.This range is provided by Quantum Management Services Ltd. Your actual pay will be based on your skills and experience — talk with you...Show more
    Last updated: 1 day ago • Promoted
    Product Test and Compliance Engineer

    Product Test and Compliance Engineer

    Trimble • Richmond Hill
    Full-time
    Job Title : • • • •Test and Compliance EngineerToronto (Richmond Hill), Ontario, Canada (onsite) • • • •Department : • • • • Engineering • •What You Will Do • •The Product Test and Compliance Engineer will focus on ...Show more
    Last updated: 2 days ago • Promoted
    Senior Compliance Testing Specialist

    Senior Compliance Testing Specialist

    Capital One • Toronto
    Full-time
    A leading financial services provider in Toronto is looking for a Senior Compliance Testing Associate.This role involves executing risk-based compliance testing and requires excellent analytical sk...Show more
    Last updated: 2 days ago • Promoted
    Compliance Analyst, Testing

    Compliance Analyst, Testing

    Industrial and Commercial Bank of China (Canada) • Toronto
    Full-time +1
    Department / Branch : Compliance Department.Reports To : AML Governance Consultant.Employment Type : Full-Time Permanent / Contract. Location : Toronto Downtown Head Office.Assist in the implementation ...Show more
    Last updated: 2 days ago • Promoted
    Quality Manager - Compliance & Improvement

    Quality Manager - Compliance & Improvement

    CReATe Fertility Centre • Toronto
    Full-time
    A leading fertility clinic in Toronto seeks an experienced Quality Manager responsible for the Quality Management System and achieving accreditation. This full-time role requires a Master's Degree a...Show more
    Last updated: 1 day ago • Promoted
    Compliance Manager

    Compliance Manager

    Questrade Financial Group • Toronto
    Full-time
    About Questrade Financial Group.Questrade Financial Group (QFG), through its companies—Questrade, Inc.Questrade Wealth Management Inc. Community Trust Company, Zolo, and Flexiti Financial Inc.QFG us...Show more
    Last updated: 22 days ago • Promoted
    Staff Software Test Engineering - CG Compliance

    Staff Software Test Engineering - CG Compliance

    General Motors • Markham
    Full-time
    This position is classified as a.Markham office three (3) days per week.ADAS CG validation team supports the infrastructure validation testing of ADAS controllers in the domains of Serial Communica...Show more
    Last updated: 2 days ago • Promoted
    Compliance Manager

    Compliance Manager

    Monks • Toronto
    Full-time
    Join to apply for the Compliance Manager role at Monks.Please note that we will never request payment or bank account information at any stage of the recruitment process. As we continue to grow our ...Show more
    Last updated: 22 days ago • Promoted
    Rating Quality Manager : Lead Process & Compliance

    Rating Quality Manager : Lead Process & Compliance

    Wawanesa • Toronto
    Full-time
    A leading Canadian insurance provider is seeking a Manager for Rating Quality to lead initiatives aimed at reducing rating errors. The ideal candidate will have an undergraduate degree in a related ...Show more
    Last updated: 1 day ago • Promoted
    Compliance Manager

    Compliance Manager

    OTT Financial Group • Toronto
    Full-time
    With a strategic focus on both acquiring and issuing business, we are developing a mobile-first platform that offers a wide range of financial services, loyalty programs, and innovative products, i...Show more
    Last updated: 2 days ago • Promoted
    Product Test and Compliance Engineer

    Product Test and Compliance Engineer

    Trimble Inc. • Richmond Hill
    Full-time
    Product Test and Compliance Engineer.Be among the first 25 applicants.Job Title : Test and Compliance Engineer.Location : Toronto (Richmond Hill), Ontario, Canada (onsite). Ready to own global product...Show more
    Last updated: 2 days ago • Promoted
    Compliance Manager

    Compliance Manager

    Monks Associates Inc • Toronto
    Full-time
    Please note that we will never request payment or bank account information at any stage of the recruitment process.As we continue to grow our teams, we urge you to be cautious of fraudulent job pos...Show more
    Last updated: 2 days ago • Promoted
    Test Manager

    Test Manager

    FNZ • Toronto
    Full-time
    We are seeking experienced and strategic Test Managers to lead and oversee testing workstreams (systems testing, systems integration testing, end to end testing, non-functional testing, regression ...Show more
    Last updated: 11 days ago • Promoted
    Compliance Manager

    Compliance Manager

    GamblingCareers.com • Toronto
    Full-time
    Be among the first 25 applicants.Get AI‑powered advice on this job and more exclusive features.Ignite Your Career Where Innovation Leads the Way!. Bally’s Interactive is redefining the future of ent...Show more
    Last updated: 2 days ago • Promoted
    Test Environment Manager

    Test Environment Manager

    Kumaran Systems • Toronto
    Full-time
    As the Test Environment Manager, you will own the end-to-end management of non-production environments that support a predominantly automation-driven QA and testing team. Your mandate is to ensure e...Show more
    Last updated: less than 1 hour ago • Promoted • New!
    Compliance Manager

    Compliance Manager

    Tetra Digital Group • Toronto
    Full-time
    Be among the first 25 applicants.Tetra is leading the charge in Canada’s digital asset revolution, solving one of the final barriers to widespread institutional adoption : secure, compliant custody....Show more
    Last updated: 2 days ago • Promoted