Our client, a top 5 financial institution, is looking for a Operations Specialist for a 10-months contract to assist with Investment Industry Regulatory Organization of Canada (IIROC) and the Mutual Fund Dealers Association (MFDA).
This role is 1 day in office in Downtown Toronto
As a Operations Specialist your duties will include but not be limited to :
- Process routine daily transactions, including account opening and transfer requests, adhering to internal and external service level agreements.
- Monitor and update Know Your Client (KYC) information and account documentation in accordance with regulatory requirements.
- Collaborate with internal and external partners to address account-related issues and inquiries, escalating complex cases to appropriate team members.
- Maintain accurate transaction records and utilize tracking tools to report progress updates regularly.
Qualification :
- A minimum of 1-2 years of experience in the mutual fund financial services or investment industry, or a dealer back office environment.
- Successful completion of Anti Money Laundering, Complaint Management, and PIPEDA courses provided by Manulife.
- Proficiency in Microsoft Office applications, particularly Word and Excel.
- Familiarity with Dataphile software is a plus.
Specialist, Servicing (Business and Portfolio Operations)
The position of Specialist, Servicing (Business and Portfolio Operations) focuses on the day-to-day servicing of complex multi-unit mortgage loan insurance applications. ...
Field Operations Specialist
The Field Operations Specialist, Harvey's (FOS) provides operational support to the Sr. ...
Operations Support Specialist-BMC ITSM
Provide systems administration and systemsoperations support including setting up user access user profilesbackup and recovery and daytoday computer systemsoperations;. ...
Advertising Operations Specialist
We are looking for an Ad Operations Specialist who can jump in and cover a wide range of technical responsibilities, from coordinating cross-functionally to trafficking campaigns and quarterbacking the campaign reservation process. Our Ad Operations team is essential to enabling flawless ad campaign...
Specialist, Cyber Security Operations - Information Technology - 34135
The Specialist, Cyber Operations will be working in a fast paced and innovative environment for one of North America's top airlines. Cyber security threats continue to evolve, and the Cyber Security Operations Specialist role will evolve with it. As a specialist you will be expected to lead the tech...
Operations and Business Analytics Specialist
Bachelor’s degree in Business Administration, Operations Management, Mathematics, Statistics, Computer Science, Economics, Finance, or a related field. ...
Jr. Operations Specialist to perform regulatory and compliance analysis for lending/deposit operations for a large banking client - 66552
Operations Specialist to perform regulatory and compliance analysis for lending/deposit operations for a large banking client -. The primary purpose of this job is to provide regulatory and compliance analysis and support to the Business Unit Compliance Officers for Lending & Deposit Operations. The...
Account Operations Specialist
LogX Group is seeking an Account Operations Specialist to join our LogX Group team!. We are looking for a self-motivated Account Operations Specialist, who is creative, business-minded, has attention to detail, and an entrepreneurial spirit. ...
Global Payroll Operations Specialist - Canada
This role, Global Payroll Operations Specialist, is a critical hire for the Global Payroll Operations team that will be fully dedicated to developing and executing these new capabilities. We"re looking for an experienced payroll specialist to join Rippling's Global Payroll Operations team. Our Globa...
Marketing Operations Specialist
CRM, Communications, Marketing Operations, or a general Operations role. ...