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Strategic Regulatory Compliance Lead for Wealth ManagementThe Successful Investor • Toronto, ON, Canada
Strategic Regulatory Compliance Lead for Wealth Management

Strategic Regulatory Compliance Lead for Wealth Management

The Successful Investor • Toronto, ON, Canada
30+ days ago
Job type
  • Full-time
Job description
A reputable wealth management firm in Toronto seeks a Senior Regulatory Compliance Specialist. The role involves ensuring adherence to securities laws, supporting compliance operations, and conducting audits. The ideal candidate has a relevant Bachelor's degree, at least 5 years of experience in compliance within a registered firm, and strong analytical and communication skills. This position offers a dynamic work environment and requires excellent attention to detail. #J-18808-Ljbffr
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Strategic Regulatory Compliance Lead for Wealth Management • Toronto, ON, Canada

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