Senior Governance & Control Analyst

Description

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As a Senior Governance & Control Analyst within Canadian Personal Banking (CPB), Business Management & Governance - Testing, Conduct Risk & Business Intelligence (TCRBI), you will execute and enhance control and process testing to assess the design and operating effectiveness of controls against internal standards, regulatory requirements, and documentation. You will be responsible for delivering high-quality testing, identifying control gaps, documenting results, recommending improvements, and providing support and guidance to the CPB businesses. This role requires deep knowledge and hands-on experience in control testing, audit, and/or risk management, with the ability to critically assess processes, identify risks, and drive enhancements to strengthen the overall control environment.

KEY ACCOUNTABILITIES

CUSTOMER

• Provide specialized business governance and control related advice / support to management / leadership and respective teams for area(s) of specialization
• Lead on the implementation of governance and control initiatives in support of the overall business/function strategy
• Manage a set of business governance and control work activities requiring coordination across multiple areas
• Review processes and controls and “connect the dots” across issues and control deficiencies in order to increase standardization of solutions, processes and controls
• Support / manage the integrated implementation of policies / processes / procedures / changes across multiple functional areas
• Provide subject matter expertise to projects/initiatives, and participate in identifying, designing and testing solutions and supporting implementation activities

SHAREHOLDER

• Ensure programs / policies / practices are well managed, meets business needs / priorities, and complies with internal / external requirements
• Exercise discretion in managing communication / correspondence, information and all matters of confidentiality
• Conduct research projects; support the development / delivery of materials and presentations to management or broader audience
• Adhere to enterprise frameworks or methodologies that relate to activities for own business area
• May lead work streams by acting as a project lead / SME for medium scale projects / initiatives in accordance with project management methodologies
• Protect the interests of the organization – identify and manage risks, and escalate non-standard, high risk transactions / activities as necessary
• Maintain a culture of risk management and control, supported by effective processes in alignment with risk appetite
• Be knowledgeable of and comply with Bank Code of Conduct

EMPLOYEE / TEAM

• Participate as a member of the team, support a positive work environment and ensure timely communication
• Support team by regularly enhancing knowledge / expertise in own area and participate in knowledge transfer
• Keep current on emerging trends/ developments and grow knowledge of the business, related tools and techniques
• Keep others informed about the status / progress of projects
• Contribute to team development of skills and capabilities through mentorship of others, by sharing knowledge and experiences and leveraging best practices.
• Contribute to a fair, positive and equitable environment
• Act as a brand ambassador for your business area/function and the bank

BREADTH & DEPTH

• SME level professional role requiring in-depth business knowledge / expertise in own domain / field of specialty and working knowledge of broader related areas
• Integrates the broader organizational context into advice and solutions within own area
• Understand a certain aspect of the industry, competition and the factors that differentiate the organization
• Applies best practices to implement process, product or service improvements
• Leads projects of moderately to complex risk and resource requirements; may lead end-to-end processes or functional programs
• Contributes to setting standards within area of expertise
• Solves complex problems requiring analysis of multiple variables, including consultation with multiple stakeholders
• Uses advanced methods to contribute to new solutions and recommend standards against which others will operate
• Interprets guidelines, standards, policies and results of analysis to inform decision making at senior levels
• Works independently as a SME or lead and guides others within area of expertise
• Generally reports to a Manager or above

EXPERIENCE & EDUCATION

• Control or Process Testing experience is required
• 5+ years of relevant experience in risk and control environment (breadth and depth of knowledge)
• Undergraduate degree preferred
• Professional accounting and/or relevant designation considered an asset (CPA, CA, CIA)

Who We Are:

TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we strive to make every interaction, product, and experience remarkably human and refreshingly simple for over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to foster deeper relationships, ensure disciplined execution, and build a simpler, faster banking experience. TD is deeply committed to being a leader in client experience, that is why we believe that all colleagues, no matter where they work, are client facing. Together, we are reimagining what banking can be for our clients, colleagues and communities.

Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs.

Additional Information:
We’re delighted that you’re considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we’re committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.

Colleague Development

If you’re interested in a specific career path or are looking to build certain skills, we want to help you succeed. You’ll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.

If you’re passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact.

We're committed to your success and foster a respectful workplace where diverse perspectives are valued, everyone has fair opportunities to grow, and you can unlock your full potential to achieve your career goals. Here at TD, we hire and develop the best.

Training & Onboarding
We will provide training and onboarding sessions to ensure that you’ve got everything you need to succeed in your new role.

Interview Process
We’ll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation
Your accessibility is important to us. Please let us know if you’d like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!

Language Requirement (Quebec only):

Sans Objet