Talent.com
Madison-Davis
Financial Controller - Capital MarketsMadison-Davis • Toronto, Canada, NY, US
No longer accepting applications
Financial Controller - Capital Markets

Financial Controller - Capital Markets

Madison-Davis • Toronto, Canada, NY, US
29 days ago
Job type
  • Full-time
  • Quick Apply
Job description

ABOUT THE ROLE

A leading capital markets and broker-dealer platform is seeking a senior finance professional to serve as a key partner to executive leadership and oversee financial reporting, regulatory reporting, tax, treasury support, and finance operations. This highly visible role requires deep expertise in broker-dealer accounting, financial controls, regulatory filings, and capital markets operations.

The successful candidate will operate in a lean environment, partnering closely with senior leadership while maintaining hands-on involvement across accounting, regulatory, tax, audit, and treasury functions.

RESPONSIBILITIES
  • Lead financial reporting, regulatory reporting, tax, and treasury support activities for a regulated broker-dealer entity.
  • Prepare and review monthly and annual financial statements in accordance with IFRS and applicable regulatory requirements.
  • Oversee regulatory filings and ensure compliance with broker-dealer, banking, and tax regulations.
  • Serve as the primary liaison with regulators, internal auditors, and external auditors while coordinating audit activities and deliverables.
  • Manage direct and indirect tax reporting, provisions, and compliance requirements.
  • Partner with Accounting Policy, Financial Reporting, Product Control, Treasury, FP&A, and other finance teams on accounting and reporting matters.
  • Strengthen internal controls, improve finance processes, and support operational effectiveness initiatives.
  • Support treasury, capital management, and broader corporate finance activities.
  • Mentor and develop finance team members while fostering a culture of accountability and continuous improvement.

QUALIFICATIONS
  • Bachelor's degree in Accounting, Finance, or a related field.
  • CPA (Canada or U.S.) required.
  • 8+ years of accounting, finance, regulatory reporting, or audit experience within financial services.
  • Direct broker-dealer, capital markets, investment dealer, or banking experience required.
  • Strong knowledge of regulatory reporting requirements, financial controls, and financial statement preparation.
  • Experience with IFRS reporting and financial institution regulatory frameworks.
  • Familiarity with direct and indirect tax reporting, audits, and treasury-related activities.
  • Strong understanding of financial institution risk management, governance, and control environments.
  • Excellent analytical, communication, and stakeholder management skills.
  • Ability to operate effectively in a hands-on, lean, and fast-paced environment.
Create a job alert for this search

Financial Controller - Capital Markets • Toronto, Canada, NY, US

Similar jobs

Financial Controller (CPA) - $110K - $115K

Quota Crushers Agency - Sales RecruitersToronto, ON, CA
Full-time

We are hiring on behalf of our client, a successful family-owned commercial real estate organization with a diversified portfolio of operating businesses (Not just real estate).They are seeking an ... Show more

 • Promoted

Manager - Capital Markets

EYToronto, ON, CA
Full-time

At EY, we’re all in to shape your future with confidence.We’ll help you succeed in a globally connected powerhouse of diverse teams and take your career wherever you want it to go.Join EY and help ... Show more

 • Promoted

Financial Controller North America

NeoenToronto, ON, CA
Full-time

An exciting opportunity has arisen for a Tax professional with experience in Canada and U.Financial Reporting & Control team.In order to assist Neoen´s long term growth and operational strategy in ... Show more

 • Promoted

Global Financial Controller - Multi-Currency, Audit & Share Options - C$110,000 - C$130,000 A Year

An innovative organizationToronto, Canada
Full-time

An innovative organization in Toronto seeks a Financial Controller to improve financial processes and manage key contracts.Responsibilities include financial reporting, project profitability analys... Show more

 • Promoted

Solution Consultant - Capital Markets

FNZ GroupToronto
Full-time

The Solution Consultant role is a key role within the Solution Consulting team, and will provide leadership and expertise in the following areas:.Providing up to date knowledge, awareness of curren... Show more

 • Promoted

Financial Controller

MoonshotToronto, Ontario, Canada
Full-time +1

Be among the first 25 applicants.Get AI-powered advice on this job and more exclusive features.This range is provided by Moonshot.Your actual pay will be based on your skills and experience — talk ... Show more

 • Promoted

Financial Controller

WinchestersToronto
Full-time

Managing Partner at Winchesters | Recruitment | Accounting | Reporting | Finance | Real Estate | Lending | Acquisitions | Asset Management |….Downtown Toronto, ON - 4 days per week in-office.Compen... Show more

 • Promoted

Financial Controller

Thorek/Scott and PartnersToronto, Ontario, Canada
Full-time

Get AI-powered advice on this job and more exclusive features.Thorek/Scott and Partners (TSP) has been connecting accomplished organizations with talented individuals for almost four decades.At TSP... Show more

 • Promoted

Capital Markets, Financial Services, Consulting, Manager

PwC South AfricaToronto, ON, CA
Full-time

At PwC, our people in Financial Services Consulting practice specialize in providing consulting services on optimizing operational efficiency and effectiveness.These individuals analyze client need... Show more

 • Promoted

Senior Financial Controller

Insight GlobalToronto, ON, CA
Full-time

Insight Global is seeking a seasoned Financial Controls Tester to support SOX compliance efforts for a leading industrial client in Western Canada.This role will focus on executing internal control... Show more

 • Promoted

Financial Controller

Transgate Global CareersToronto, ON, CA
Full-time

Our client, a manufacturing company, is currently seeking a Controller to oversee financial operations.The Controller will play a key role in financial planning and reporting.Oversee the day-to-day... Show more

 • Promoted

Financial Controller (Contract, Nova Scotia & New Brunswick)

Rubicon PathToronto, ON, CA
Full-time

Financial Controller (Contract, Nova Scotia & New Brunswick).Our client in Halifax is looking for a Financial Controller for a 1-year contract.The role can be performed remotely from anywhere in No... Show more

 • Promoted

Financial Controller - Toronto - CAD150-170 plus benefits

Darwin HawkinsToronto
Full-time

Financial Controller - Toronto - CAD150-170 plus benefits.This range is provided by Darwin Hawkins.Your actual pay will be based on your skills and experience — talk with your recruiter to learn mo... Show more

 • Promoted

Financial Controller

8Twelve Mortgage CorporationMarkham, Ontario, Canada
Full-time +1

Job Description 8Twelve Mortgage Corporation | Full time.To be negotiated) / 40 hours per week.Work Condition: Work must be completed at the physical location.Terms of employment: Permanent employm... Show more

 • Promoted

Client‑Facing Finance Controller & Growth Leader

The Finance GroupNewmarket, ON, CA
Full-time

A finance consultancy is seeking a Controller in Newmarket, Ontario.In this client-facing role, you will oversee the financial operations for multiple client businesses, leading a team of accountan... Show more

 • Promoted

Controller - SAAS

Professional StaffingToronto, ON, CA
Full-time

Get AI-powered advice on this job and more exclusive features.As our Financial Controller, you'll be responsible for a diverse range of contributions.You'll do everything from ensuring timely and a... Show more

 • Promoted

Financial Controller

3 Step Recruitment Inc.Toronto, Canada
Full-time

Manages financial records, prepares reports, and ensures compliance with accounting standards. Show more

 • Promoted

Strategic Cpa Financial Controller - Real Estate - C$110,000 - C$115,000 A Year

A family-owned commercial real estate organizationToronto, Canada
Full-time

A family-owned commercial real estate organization in Toronto is looking for an experienced Financial Controller/CPA Accountant.The role involves overseeing financial reporting, compliance, budgeti... Show more

 • Promoted

Senior Consultant - Capital Markets

Ernst & Young Advisory Services Sdn BhdToronto, ON, CA
Full-time

As a Senior Consultant in Capital Markets, you will contribute to the delivery of client projects by supporting workstreams focused on regulatory compliance, risk management, digital assets, and op... Show more

 • Promoted

Interim Capital AP Manager (Finance)

Maplesoft Group, an SEB CompanyToronto, ON, CA
Temporary

Job Title: Interim Capital AP Manager (Finance).Location: Hybrid - Toronto, ON.Federal Government Clearance Level Required: None.Maplesoft Group is currently seeking a hybrid Interim Capital AP Man... Show more