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Transamerica
Branch Supervisor in Compliance - TorontoTransamerica • Winnipeg, Canada
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Branch Supervisor in Compliance - Toronto

Branch Supervisor in Compliance - Toronto

Transamerica • Winnipeg, Canada
4 days ago
Job type
  • Full-time
Job description
Take on a pivotal role at Transamerica as a Branch Supervisor focusing on regulatory compliance in Toronto. Leverage your experience in mutual funds and life insurance while guiding Approved Persons within a hybrid environment.

This supervisory position requires two years of compliance experience within the financial services sector. You will oversee pre-trade Know Your Client reviews and support clients in transactions when needed. Your role will also involve tier-1 trade reviews and ensuring adherence to WFGS policies. Building strong communication and organizational skills will be essential in this dynamic setting.

Key Responsibilities: • Conduct KYC reviews for approved persons • Facilitate transactions in licensed capacity when needed • Review post-trade transactions thoroughly • Act as a resource for Approved Persons • Ensure compliance with WFGS policies and procedures

Requirements: • Minimum of two years compliance experience • Knowledge of industry standards and practices • Completion of required industry courses • Strong organizational and communication skills • Ability to prioritize multiple tasks

Elevate your career in compliance with Transamerica in the Toronto market. #J-18808-Ljbffr
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Branch Supervisor in Compliance - Toronto • Winnipeg, Canada

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