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ATB Financial
ATB Investment Management Senior Compliance LeaderATB Financial • Winnipeg, Canada
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ATB Investment Management Senior Compliance Leader

ATB Investment Management Senior Compliance Leader

ATB Financial • Winnipeg, Canada
5 days ago
Job type
  • Full-time
Job description
Become a Senior Manager of Compliance at ATB Investment Management, where you'll transform compliance frameworks and lead with expertise in NI 31-103 and AML/ATF.

In this pivotal role reporting to the Chief Compliance Officer, you will leverage over 10 years of progressive compliance experience in Canadian asset management. You will influence and mentor compliance professionals while ensuring stringent adherence to regulatory standards and best practices.

Key Responsibilities: • Guide Portfolio Managers through Canadian securities regulations • Develop comprehensive compliance policies and programs • Oversee trading integrity and operational functions • Lead regulator examinations and compliance audits • Empower teams through robust training and development

Requirements: • Degree in Law, Finance, or Business-related field • Over 10 years in compliance roles, particularly in asset management • In-depth knowledge of NI 31-103 regulations • Strong relationship-building and analytical skills • Comfort with strategic and tactical compliance considerations

Elevate compliance standards and foster talent within ATB Investment Management. #J-18808-Ljbffr
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ATB Investment Management Senior Compliance Leader • Winnipeg, Canada

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