Investment Compliance Manager Needed • Winnipeg, Canada
Prospeo is a B2B SaaS sales intelligence platform used by over 2,000 companies worldwide.We help sales teams find verified contact data with 97%+ accuracy through triple verification, and Clay, the... Show more
Become a Senior Trade Compliance Specialist at Smartrend Manufacturing Group in Manitoba.Ensure regulatory compliance and enhance SMG’s operational success amidst evolving trade laws.This critical ... Show more
Enhance investment practices as a Portfolio Manager at Wellington-Altus in Winnipeg or Toronto.This strategic role focuses on the governance of UMA and SMA programs and skillful portfolio managemen... Show more
Lead internal controls and compliance efforts to strengthen financial reporting integrity.Foster relationships and oversee the continuous improvement of internal control structures throughout the o... Show more
A leading legal firm in Ontario is seeking a Funds Lawyer to join their team.The ideal candidate will have over 8 years of experience in investment funds and a strong understanding of Canadian secu... Show more
Remote (Must work within PST or EST time zones).We are only reviewing candidates who submit their application through this link: https://forms.Applications submitted elsewhere will not be considere... Show more
The Mullings Group has been retained by our client, Haywood Securities, in the search for a seasoned.Licensed Investment Advisor Assistant.This is a career-track position for a professional who thr... Show more
Become a Senior Trade Compliance Specialist at Smartrend Manufacturing Group in Manitoba.Ensure regulatory compliance and enhance SMG’s operational success amidst evolving trade laws.This critical ... Show more
A leading investment firm is seeking an experienced Relationship Manager who excels in high-net-worth sales.This remote role focuses on fostering trusted relationships with accredited investors acr... Show more
Spearhead the development of dashboard and compliance systems as a Senior Product Manager.Focus on creating efficient financial operations tools in a flexible remote setting.In this pivotal role, y... Show more
Elevate your career as an Investment Operations Analyst with Wellington-Altus Financial in Canada.This role emphasizes data reconciliation, reporting, and process improvement across wealth manageme... Show more
Prospeo is a B2B SaaS sales intelligence platform used by over 2,000 companies worldwide.We help sales teams find verified contact data with 97%+ accuracy through triple verification, and Clay, the... Show more
Job Title: Contract Manager – Payments Compliance & Partner Onboarding.This role works closely with Legal, Compliance, Risk, and Operations teams to ensure third-party partners are onboarded effici... Show more
A leading Canadian investment firm is looking for Investment Advisor Assistants to support its Private Client Services team.This role involves building client relationships, executing trades, prepa... Show more
Lead the Internal Controls program for the NFI Group, focusing on the maintenance, enhancement, and continuous improvement of the Internal Controls over Financial Reporting (ICFR) framework across ... Show more
Step into the role of Investment Advisor Assistant, where you will play a vital role in client engagement and compliance operations.This is the perfect opportunity for those passionate about financ... Show more
The Investment Operations team is responsible for all accounting and valuations for the Canada Life segregated funds and general account assets.The Team Lead will play a significant role in the dai... Show more
A legal service provider in Toronto is seeking an experienced Funds Lawyer with a strong background in investment funds and knowledge of Canadian securities regulations.This role offers flexibility... Show more
Become a Trade Compliance Specialist at Smarrend Manufacturing Group, ensuring adherence to import/export regulations.Your role is key in documenting accuracy and product classification.At SMG, you... Show more
Drive growth as a Relationship Manager focusing on private equity sales.Engage with accredited investors and help them access exclusive investment strategies in a fully remote capacity.In this role... Show more
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