Talent.com
MUFG Investor Services
Junior Associate Director, Regulatory ReportingMUFG Investor Services • Toronto, Ontario, Canada
No longer accepting applications
Junior Associate Director, Regulatory Reporting

Junior Associate Director, Regulatory Reporting

MUFG Investor Services • Toronto, Ontario, Canada
30+ days ago
Job type
  • Full-time
Job description

Job Description

  • Liaise with investment managers/clients and vendors for day-to-day operational assistance.
  • Participate in various system improvement initiatives.
  • Prepare or co-ordinate and review all client regulatory reporting deliverables and associated reports as required.
  • Work with internal teams, such as Client Operations, Investor Operations and Client Integration etc., to ensure all internal and external deliverables are met.
  • Assist in developing and improving regulatory reporting processes and checklists.
  • Assist with department resource planning and staff allocation.
  • Build and maintain a strong relationship with clients and vendors.
  • Develop an understanding of the regulatory reporting environment.
  • Ensure all processes are performed in accordance with operational procedures and controls and all relevant checklists are completed.
  • Keep up to date with and apply applicable regulations and accounting standards/jurisdiction requirements.
  • Prepare and review regulatory reporting workings and reports.
  • Respond to various stakeholder queries in a comprehensive and timely manner.
  • Support junior members of the team and provide on-the-job training as necessary.
  • Take on ad-hoc tasks as required.


Qualifications

  • 3-5 years’ experience in a regulatory reporting role.
  • Post-secondary education with a concentration in finance, accounting, mathematics or related fields.
  • Progress toward a professional designation (ACA, ACCA, CPA, CIMA, or CFA preferred) (Reg)
  • Strong computer skills with strengths in Microsoft Office products. Proficiency with Microsoft Excel/Word is essential
  • Broad understanding of fund administration industry.
  • Experience with accounting software Geneva, Investran or Yardi. Mantra would be beneficial but not necessary. (Reg)
  • Experience with regulatory reporting software Confluence, AQ Metrics, Workiva, Axioma etc. would be beneficial but not necessary. (Reg)
  • Advanced knowledge/understanding of characteristics of various financial instruments such as equities, bonds, bank debt, derivatives (Reg)
  • Knowledge of regulatory reporting environment desirable:
    • AIFMD – Annex IV
    • Form PF
    • Form CPO PQR
    • Open Protocol
    • CBI monthly and quarterly returns
    • CSSF/BCL monthly and quarterly returns
    • BMA monthly and quarterly returns
    • 1099 reporting
    • Form 13F
    • Investor Transparency reporting
    • Solvency II reporting



Additional Information

What’s in it for you to join MUFG Investor Services?

Take a look at our careers site and you’ll find everything you’d expect from a career with the fastest-growing business at one of the world’s largest financial groups. Now take another look. Because it’s how we defy expectations that really defines us. You’ll feel that difference in all kinds of ways. Our vibrant CULTURE. Connected team. Love of innovation, laser client focus, and next-level LEARNING & DEVELOPMENT.

So, why settle for the ordinary? Apply now for a Brilliantly Different career.

At MUFG Investor Services, we use Artificial Intelligence (AI) tools to help identify skills and experience that align with role requirements. All AI recommendations are reviewed by our recruitment team before any decisions are made.

This role is a new position.

MUFG is an equal opportunity employer.

Create a job alert for this search

Junior Associate Director, Regulatory Reporting • Toronto, Ontario, Canada

Similar jobs

Director, Regulatory Transformation - C$155,000 - C$172,000 A Year

Professional Engineers OntarioEast York, Canada
Full-time

The Director, Regulatory Transformation will lead the operationalization of new policy programs and initiatives, acting as an incubator for transformation within the organization.This role involves... Show more

 • Promoted

Associate Director

City of TorontoToronto, Canada
Full-time

Job Title: Associate Director, Contracts Management (Project Director Business Transformation)Reports To: Deputy CTO, Enterprise Services & OperationsClosing Date: January 31, 2026 2:00 p.EST)J... Show more

 • Promoted

Associate Director, Analytics

GALEToronto, Ontario, Canada
Full-time

GALE is the world’s first and only Business Agency.We bring business strategy to brand storytelling to drive enterprise value.With expertise in strategy, media, CRM, creative, performance marketing... Show more

 • Promoted

Hybrid Compliance Associate - Regulatory & Reporting Focus

Quantum Management Services Ltd.Markham, York Region, CA
Full-time

A financial services company in Markham is seeking an Assistant Compliance Manager to support the Compliance leadership team in managing bank-wide regulatory compliance.This role will oversee compl... Show more

 • Promoted

Senior Director, Regulatory & Quality - C$150,000 - C$175,000 A Year

TalentSphere Staffing SolutionsEast York, Canada
Full-time

Senior Director, Regulatory & Quality role responsible for establishing and driving regulatory, quality, and compliance frameworks for multi-site operations in NHP, cannabis, and food science. Show more

 • Promoted

Associate Research Director

Reach3 InsightsToronto, ON, CA
Full-time

Reach3 Insights – Associate Research Director.Rival Group, comprised of Rival Technologies, Reach3 Insights and Angus Reid Group, is an award-winning global insights firm on a mission to transform ... Show more

 • Promoted

Environmental Services Finance Integration Director

AltisAurora, York Region, CA
Full-time

Take charge as the Finance Integration Director for a leading player in environmental services.Apply your bilingual skills and accounting expertise to enhance post-acquisition processes.This opport... Show more

 • Promoted

Yorkville University's Senior Regulatory Submission Specialist

Yorkville UniversityToronto, ON, CA
Full-time

Take the lead position at Yorkville University as a Senior Regulatory Submission Specialist, where you will shape the quality and compliance of academic programs.This role works closely with instit... Show more

 • Promoted

Director, Regulatory Transformation & Change - C$155,000 - C$172,000 A Year

Engineering Regulatory BodyToronto, Canada
Full-time

Seeking a Director to lead regulatory transformation, operationalize new policy programs, and manage a team in Ontario.Requires 5+ years in a regulatory environment. Show more

 • Promoted

Director, New Product Development & Regulation

Apotex Inc.Toronto, Canada
Full-time

Drive regulatory excellence at Apotex as a Director, spearheading new product development and compliance in a global health landscape.This role focuses on both Canadian and US markets.In the role o... Show more

 • Promoted

Associate

WierdAdvisoryToronto, ON, CA
Permanent

The world is rapidly changing and getting increasingly weird.At Wierd(A)dvisory, we believe that the nature of advice and expertise is changing and that being strategic calls for more original prob... Show more

 • Promoted

Senior Associate – Tax Advisory

Grewal Guyatt LLPRichmond Hill, York Region, CA
Full-time

Grewal Guyatt LLP (“Grewal Guyatt”) is a prominent Professional Services firm based out of Richmond Hill, Ontario that specializes in Assurance, Accounting, Estate Planning, Tax Consulting, Forensi... Show more

 • Promoted

Associate Director or Director (Hybrid)

National BankToronto
Full-time +2

A career as an Associate Director or Director, Business Integrator on the New Products and Activities team at National Bank of Canada Capital Markets means acting as a strategic partner in deliveri... Show more

 • Promoted

Director, M&A

Perseus Group, Constellation SoftwareMarkham, ON, CA
Full-time

Director of M&A, Homebuilder Solutions Portfolio.Perseus Group, Constellation Software is looking for a Director of M&A for its homebuilding and construction portfolio.This role will work closely w... Show more

 • Promoted

Associate Director, Biostatistics

Everest Clinical ResearchMarkham, Canada
Full-time

This position is listed on behalf of a partner company, who manages all applications and next steps.Our partner is looking for a Senior Biostatistician based in Canada.This role offers the opportun... Show more

 • Promoted • New!

Associate or Associate Director (Hybrid)

National BankToronto
Full-time +2

A career as an Associate or Associate Director, Business Integrator on the New Products and Activities team at National Bank of Canada Capital Markets.OTC products, activities and business initiati... Show more

 • Promoted

FCRM Regulatory Reporting AVP

TD BankToronto, ON, CA
Full-time

Become a key player in FCRM as the AVP of Technology Enablement at TD in Toronto, Ontario.Focus on enhancing regulatory reporting through improved tech systems and processes.You will develop and im... Show more

 • Promoted

Tax Director: Strategic Compliance & Leadership

Rinvio RecruitmentRichmond Hill, York Region, CA
Full-time

A leading recruitment firm in Canada is seeking a Tax Manager to oversee tax compliance oversight and lead a diverse team of tax professionals.In this role, you'll ensure the accurate preparation a... Show more