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Fiera Capital
Global Regulatory Compliance CounselorFiera Capital • Montreal (administrative region), QC, Canada
Global Regulatory Compliance Counselor

Global Regulatory Compliance Counselor

Fiera Capital • Montreal (administrative region), QC, Canada
4 days ago
Job type
  • Full-time
Job description
Elevate your career with Fiera Capital as a Counselor in Global Regulatory Compliance. This hybrid role focuses on AML oversight, client documentation, and regulatory compliance management. As a Counselor, you will report to the Head of Global Enterprise Risk Management and ensure compliance with the Canadian client management program. Your responsibilities will encompass monitoring & testing controls, implementing improvements, and performing KYC checks. This position requires collaboration with stakeholders to address regulatory requests while developing employee training programs. Key Responsibilities: • Execute monitoring and testing of client compliance controls • Implement continuous improvement for identified compliance issues • Perform client onboarding document surveillance and KYC checks • Oversee client due diligence questionnaire accuracy and timeliness • Review Canadian marketing collateral for compliance alignment Requirements: • Bachelor's degree in finance, business administration, or similar • 5+ years in regulatory compliance in investment management • Knowledge of internal controls and testing methodologies • Excellent French and English communication skills • Strong organizational skills and ability to manage priorities Bring your regulatory expertise and commitment to compliance to Fiera Capital. #J-18808-Ljbffr
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Global Regulatory Compliance Counselor • Montreal (administrative region), QC, Canada

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