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Lankin Investments
Executive Director of ComplianceLankin Investments • North Peel Regional Municipality (Kleinburg), ca
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Executive Director of Compliance

Executive Director of Compliance

Lankin Investments • North Peel Regional Municipality (Kleinburg), ca
11 days ago
Job type
  • Full-time
Job description
Become the Executive Director of Compliance, implementing strategic oversight for a prominent asset management firm. Champion high standards of compliance and ensure sustainable growth across all investment practices.

In this pivotal role, you will direct the compliance strategy, ensuring adherence to regulatory expectations while supporting the firm’s business initiatives. Collaboration with the executive team will be key as you oversee the compliance framework, regulatory audits, and risk management practices. Your leadership will foster a culture of compliance and ethics across the organization, solidifying the firm’s reputation.

Key Responsibilities: • Set strategic direction for compliance across the firm • Conduct oversight of regulatory compliance and risk assessment • Liaise with external regulators and oversee audits • Lead training initiatives for compliance awareness • Manage stakeholder communications regarding compliance strategies

Requirements: • 12–15+ years of compliance experience in financial sectors • Required CCO designation • Proficiency in Canadian securities laws • Demonstrated skills in regulatory relationship management • Strong ethical foundation and judgment skills

Drive the development of compliance excellence and foster integrity within an organization dedicated to innovation and sustainability. #J-18808-Ljbffr
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Executive Director of Compliance • North Peel Regional Municipality (Kleinburg), ca

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