Talent.com
Staffing In Motion
Chief Compliance Officer in Wealth ManagementStaffing In Motion • Toronto, Canada
No longer accepting applications
Chief Compliance Officer in Wealth Management

Chief Compliance Officer in Wealth Management

Staffing In Motion • Toronto, Canada
11 days ago
Job type
  • Full-time
Job description
Step into the Chief Compliance Officer role in a thriving hybrid wealth management firm. Oversee and enhance compliance operations, ensuring robust adherence to regulatory standards.

As a compliance leader, you will work at the intersection of strategy and regulation, assisting advisors while managing compliance operations for a firm with substantial assets. Your expertise in CIRO regulations will guide the development of policies and training aimed at fostering a culture of compliance. This position demands a strategic thinker with leadership skills in a dynamic setting.

Key Responsibilities: • Manage the firm's compliance program with CIRO • Ensure compliance with securities laws and internal controls • Serve as liaison to regulators and file necessary reports • Develop compliance manuals and oversee training initiatives • Conduct compliance monitoring and branch reviews

Requirements: • Eligible for approval as Chief Compliance Officer with CIRO • Experience in a CIRO-regulated environment needed • Comprehensive knowledge of Canadian regulations required • Background in capital markets transactions preferred • Relevant designations like CCO, CSC, or equivalent preferred

Leverage your compliance expertise to foster strategic growth while ensuring regulatory excellence in a robust wealth management environment. #J-18808-Ljbffr
Create a job alert for this search

Chief Compliance Officer in Wealth Management • Toronto, Canada

Similar jobs

Licensed Investment Advisor Assistant - The Mullings Group

The Mullings Groupnewmarket, on, ca
Full-time

The Mullings Group has been retained by our client, Haywood Securities, in the search for a seasoned.Licensed Investment Advisor Assistant.This is a career-track position for a professional who thr... Show more

 • Promoted

Chief Compliance Officer

MercorToronto
Full-time

Headquartered in San Francisco, our investors include.Create tasks and deliverables for common requests within your professional domain.Diagnose and solve real issues in.Contribute expertise to cut... Show more

 • Promoted

Senior Compliance Advisor, Wealth Management

Canada LifeToronto, Ontario, Canada
Full-time

A prominent insurance and financial services firm is seeking a Senior Compliance Advisor in Toronto.This role involves ensuring compliance with regulatory requirements and providing strategic guida... Show more

 • Promoted

Interim Chief Legal Officer

LHH KnightsbridgeGreater Toronto Area, Canada, Canada
Permanent +1

Duration: 6 - 9 months (possible permanent).Location: West GTA, ON (Hybrid).Our client, a publicly traded financial services company, is seeking an Interim Chief Legal Officer to assist them throug... Show more

 • Promoted

Chief Operating Officer

Atlas Van Lines (Canada) Ltd.Greater Toronto Area, Canada, Canada
Full-time

President & Chief Operating Officer.Canadian operations and subsidiary, Connect Logistics Inc.This is a senior executive role with full accountability for strategic direction, operational execution... Show more

 • Promoted

Deputy Head of Business and Talent Attraction / Investment Promotion (Toronto)

InvestHK - Investment Promotion Unit CanadaGreater Toronto Area, Canada, Canada
Full-time +1

Deputy Head of Business and Talent Attraction / Investment Promotion (Toronto).CAD 9,034 per month (depending on the relevant experience possessed).Reporting to the Head of Business and Talent Attr... Show more

 • Promoted

CEO & Business Leadership Coach - richmond hill

Stanley House Consultingrichmond hill, on, ca
Full-time

SHC is partnered with a rapidly expanding global leader in Business Coaching, currently seeking experienced CEOs passionate about people and business strategy to support partnered businesses and st... Show more

 • Promoted

Chief Compliance Officer in Wealth Management

Staffing In MotionToronto, ON, CA
Full-time

Step into the Chief Compliance Officer role in a thriving hybrid wealth management firm.Oversee and enhance compliance operations, ensuring robust adherence to regulatory standards.As a compliance ... Show more

 • Promoted

Chief Compliance Officer

ML6 Search + Talent AdvisoryToronto, Canada
Full-time

Our client, a boutique investment management firm, is seeking a Chief Compliance Officer who will lead the firm’s compliance program, ensuring the firm meets all of its Canadian and US regulatory r... Show more

 • Promoted

Senior HR Compliance Specialist

Citation Canadamarkham, on, ca
Full-time

Senior HR Compliance Specialist (Temporary - Contract Role).Remote (Canada) or Hybrid (London, Ontario).Citation Canada is built on the belief that HR and Health & Safety are essential to the growt... Show more

 • Promoted

Privacy Impact Assessment Consultant - richmond hill

Millenilinkrichmond hill, on, ca
Full-time

One of Millenilink’s clients is hiring Privacy Impact Assessment professionals for contract opportunities across Canada.Our client is an enterprise consulting organization and the successful candid... Show more

 • Promoted

Head, Wealth Management Compliance - $110,500 - $192,500 A Year

BMO Financial GroupMidtown Toronto, Canada
Full-time

Oversees Wealth Management Compliance, ensuring adherence to regulations and managing risk within the business. Show more

 • Promoted

Wealth Management Associate

Morgan McKinleyGreater Toronto Area, Canada, Canada
Full-time

On behalf of our client, a growing independent wealth management and financial planning firm based in Toronto, we are looking for a.This is an exciting opportunity for someone who enjoys being the ... Show more

 • Promoted

Senior HR Compliance Specialist - richmond hill

Citation Canadarichmond hill, on, ca
Full-time

Senior HR Compliance Specialist (Temporary - Contract Role).Remote (Canada) or Hybrid (London, Ontario).Citation Canada is built on the belief that HR and Health & Safety are essential to the growt... Show more

 • Promoted

Managing Director - Chief Compliance Officer, Capital Markets Canada

Bank of MontrealToronto, ON, CA
Part-time

Date limite pour présenter sa candidature :05/16/2026Adresse :100 King Street WestGroupe de famille d'emploi :Audit, gestion des risques et conformitéDiriger le programme de conformité des Marchés ... Show more

 • Promoted

Senior Manager/Director Investments, Development

HighView PartnersMarkham, ON, Canada
Full-time

We are hiring a Real Estate Investment professional for a growing company where you will have an opportunity to step out of a structured institutional environment and take real ownership over a $6B... Show more

 • Promoted

Director, Enterprise Risk Management - ML6 Search + Talent Advisory

ML6 Search + Talent Advisorymarkham, on, ca
Full-time

Our client, a rapidly growing insurance organization, is seeking a strategic and collaborative Director of Enterprise Risk Management (ERM) to lead and evolve the organization’s enterprise-wide ris... Show more

 • Promoted

Executive Director, Large Credit Union Coalition (LCUC)

Large Credit Union Coalition (LCUC)richmond hill, on, ca
Full-time

The Large Credit Union Coalition (LCUC) represents Canada’s largest credit unions with over 3.Ontario, Manitoba, Saskatchewan, Alberta, British Columbia, and New Brunswick.The goal of the LCUC is t... Show more

 • Promoted

Chief Aml & Compliance Officer — Fintech Growth & Equity

VennToronto, Canada
Full-time

A leading fintech company in Toronto is seeking an experienced compliance professional to develop and monitor internal policies and ensure adherence to regulations.This role requires over 6 years o... Show more

 • Promoted

Investment Compliance Manager

ZSA CanadaToronto, ON, Canada
Full-time

We are working with a leading global investment firm, to identify an experienced Investment Compliance professional to join their high-performing regional team.The successful candidate will play a ... Show more