Talent.com
Auditor
AuditorAxelon Services Corporation • Montreal
No longer accepting applications
Auditor

Auditor

Axelon Services Corporation • Montreal
30+ days ago
Job type
  • Full-time
Job description

Summary:
  • Establish a First Line of Defense Surveillance function within Global Markets (GM) business.
  • Monitor Trading & Sales business activity and Electronic and Voice Communications to deter, detect, and prevent Conduct Risk breaches.
  • Develop automated tools for monitoring and perform customized data analytics.
  • Escalate potential issues and resolve them satisfactorily.
  • Develop systems capabilities and customize new systems to meet firm expectations.
Responsibilities:
  • Review Voice and E-communications of bank employees for adherence to firm and regulatory rules and requirements.
  • Detect, review, and report potentially suspicious activities.
  • Conduct both routine and special inquiries as required or requested.
  • Work with FOCS managers to resolve instances of apparent breaches of firm and regulatory rules.
  • Proactively and timely escalate issues to the Monitoring Manager.
  • Provide day-to-day assistance and support to the regional Surveillance teams.
  • Ensure relevant procedures, systems, and controls are up to date and effective, and identify/facilitate remedial action where necessary.
  • Assist in preparing management information and reporting regarding surveillance and monitoring activities.
  • Assist in the enhancement of existing processes and develop new processes for identifying instances of Market Abuse and breaches to Conduct of Business and Exchange rules.
  • Ensure the use of workflow investigation tools.
  • Contribute to the set-up, implementation, and operation of risk prevention tools.
  • Contribute to the implementation of Regulatory, Group, and CIB standards against money laundering, fraud, corruption, terrorism, etc.
  • Comply with all applicable legal, regulatory, and internal Compliance requirements, including Compliance policies and procedures as issued from time to time.
Requirements:
  • Capital Markets, Risk Management, or Compliance experience.
  • - years Surveillance/Compliance/Risk Management experience within a financial services/securities environment helpful.
  • Proficiency in French and English is mandatory.
Required Skills:
  • Advanced knowledge of Excel.
  • PowerPoint/presentation skills.
Preferred Skills:
  • Proficiency in Spanish, Portuguese, or other languages a plus.

Create a job alert for this search

Auditor • Montreal

Similar jobs

Senior Internal Auditor – Controls & Risk Leader

CGIMontreal (administrative region), QC, CA
Full-time

A leading IT consulting firm in Montreal is looking for a Senior Internal Auditor to manage and execute internal audits and special projects.The role involves planning audits, presenting findings, ...Show more

 • Promoted

Internal Auditor

Valero Energy Inc. - Montreallaval, qc, ca
Full-time

Canadian head office in Montreal, is a subsidiary of Valero Energy Corporation, a Fortune 500 company.We are the leading distributor of petroleum products in Quebec, the Atlantic provinces and Onta...Show more

 • Promoted

Chief Advisor Internal Audit

National Bankmontréal, qc, ca
Full-time

A career as a Chief Advisor in the Internal Audit - Credit, International, Commercial team means leading and/or contributing to audit or advisory mandates that are cross-functional in scope and inv...Show more

 • Promoted

Senior Internal Auditor - Controls, SOC & Risk (Montréal)

GardaWorldMontreal
Full-time +1

A global security services company in Montreal is seeking a Senior Internal Auditor to evaluate internal controls and risk management processes.This role involves reviewing financial processes, con...Show more

 • Promoted

Lead GHG & Risk Management Auditor

Mnp LlpMontreal (administrative region), QC, CA
Full-time

A leading Canadian accounting firm is seeking a Lead GHG Verifier to join their Risk Management team.This role involves leading enterprise risk services engagements, overseeing GHG emission initiat...Show more

 • Promoted

Auditor, Core Assurance – Growth & Impact

EYMontreal
Full-time

A global professional services firm in Montreal is looking for an Assurance Staff to deliver quality assurance services.The ideal candidate will have an undergraduate degree in accounting, passed t...Show more

 • Promoted

Remote Senior QA Auditor – Audits & Inspections

worldwide.comMontreal, Montreal (administrative region), CA
Remote
Full-time

A global CRO is seeking a Senior Auditor to oversee audits and ensure compliance with regulatory standards.This remote position requires strong expertise in quality assurance and GCP regulations.Wi...Show more

 • Promoted

Internal Audit

Valero EnergyMontreal
Full-time

Job Description - Internal Auditor (260012K).Canadian head office in Montreal, is a subsidiary of Valero Energy Corporation, a Fortune500 company.We are the leading distributor of petroleum product...Show more

 • Promoted

Senior Internal Auditor - laval

Millenilinklaval, qc, ca
Full-time

Senior IT Auditor (Internal Audit).Toronto, ON (preferred) or Remote in Canada (must work EST hours).Millenilink is hiring on behalf of our client, a large, multinational Natural Resources organiza...Show more

 • Promoted

Senior Internal Auditor

Apollo SolutionsMontreal (administrative region), QC, CA
Full-time

Senior Internal Auditor | Manufacturing | Montreal, Quebec, Canada.Looking to step into a high-impact senior internal auditor role within a global manufacturing leader? This is a chance to join a w...Show more

 • Promoted

Senior / Intermediate Auditor

Baker Tilly CanadaMontreal
Full-time +1

As a Senior/Intermediate Auditor, you will be responsible for preparing financial statements and tax returns, auditing financial statements for business clients, providing accounting and tax compli...Show more

 • Promoted

Lead Auditor Specializing in Risk Assessment and Control Validation

Crédit Agricole GroupMontreal (administrative region), QC, CA
Full-time

Step into a key role as a Lead Auditor dedicated to risk assessment and control validation.Manage audit assignments in investment banking while driving clear communications and team leadership.This...Show more

 • Promoted

Night Auditor

Urgo Hôtels CanadaMontréal, Qc
Full-time

Join Courtyard Montreal Airport & Residence Inn Montreal Airport .Joining Courtyard Montreal Airport and Residence Inn Montreal Airport means becoming part of two complementary hotels where comfort...Show more

 • Promoted

Auditor (Montreal, Contract)

Rubicon PathMontréal, Canada
Full-time

About the job Auditor (Montreal, Contract)Our client, the BIG FOUR consulting firm, is hiring for the Auditor position in Montreal.This is a hybrid, contract position.The candidate must have experi...Show more

 • Promoted

ERP Risk & Controls Auditor (NetSuite) - Hybrid

StingrayMontreal (administrative region), QC, CA
Full-time

A leading music and media company in Montreal is seeking an Internal Auditor to enhance their control environment.This role involves developing the internal audit plan, evaluating internal controls...Show more

 • Promoted

Night Auditor

Germain Hotels groupMontreal (administrative region), QC, CA
Full-time

Your calm temperament vibrates to the rhythm of the night.Are you a night owl who enjoys working in an unpredictable environment where initiative is an undeniable asset? We're looking for an autono...Show more

 • Promoted

Bilingual Auditor Focusing on Compliance and Professional Standards

Law Society of OntarioMontreal, Montreal (administrative region), CA
Full-time

Shape compliance practices through your expertise as a Bilingual Auditor.Leverage your skills in auditing, analysis, and bilingual communication to ensure adherence to professional standards in a f...Show more

 • Promoted

Senior Auditor - Internal Audit

Laurentian BankMontreal
Full-time

Founded in Montreal in 1846, Laurentian Bank is committed to serving its customers and fostering deep relationships with specialized groups.Laurentian Bank runs operations across Canada – primarily...Show more