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Senior Compliance Testing Analyst (4466)
Senior Compliance Testing Analyst (4466)TD Bank • Markham, Ontario, Canada
Senior Compliance Testing Analyst (4466)

Senior Compliance Testing Analyst (4466)

TD Bank • Markham, Ontario, Canada
7 hours ago
Job type
  • Full-time
Job description

Work Location :

Markham Ontario Canada

Hours : 37.5

Line of Business : Compliance

Pay Details :

$81600.00 - $115200.00 CAD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. Growth opportunities and skill development are defining features of the colleague experience at TD. Our compensation policies and practices have been designed to allow colleagues to progress through the salary range over time as they progress in their role. The base pay actually offered may vary based upon the candidates skills and experience job-related knowledge geographic location and other specific business and organizational needs.

As a candidate you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Job Description : KEY ACCOUNTABILITIES

CUSTOMER

  • Execute testing engagement work in accordance with established standards to achieve completion within target timelines
  • Conduct skilled analytical research and analysis as part of the testing engagement and initiatives
  • Work collaboratively with key partners throughout the testing engagement
  • Present objective and independent opinion on the adequacy of RCM processes and controls in accordance with regulatory and internal requirements
  • Execute follow-up of findings raised from testing engagements in accordance with established standards
  • Provide subject matter expertise and / or input to projects / initiatives as a representative for area of specialization
  • Proactively identify matters which require additional attention further escalation or review and liaise with the appropriate groups to resolve

SHAREHOLDER

  • Prioritize and manage own workload to deliver quality results and meet assigned timelines
  • Contribute to the analysis due diligence and implementation of initiatives within defined area of responsibility
  • Adhere to internal policies standards and procedures methodologies and applicable regulatory requirements to contribute to the review of internal processes and activities and assist in identifying potential opportunities to improve Compliance controls
  • Understand the operations of the business unit / area being tested and to identify potential Compliance risks and apply information to complete a quality risk-based engagement
  • Clearly and concisely document research as required to understand requirements specific to an engagement
  • Keep abreast of emerging trends / developments and changes to regulatory framework internal policies and standards
  • Actively manage relationships within and across various business lines corporate and / or control functions and ensure alignment with enterprise and / or regulatory requirements
  • Provide analysis on issues and effectively communicate results to Compliance Testing management and the client
  • Maintain a culture of risk management and control supported by effective processes in alignment with risk appetite
  • EMPLOYEE / TEAM

  • Participate fully as a member of the team support a positive work environment that promotes service to the business quality innovation and teamwork and promote timely communication of issues / points of interest
  • Provide thought leadership and / or industry knowledge for own area of expertise in own area and participate in knowledge transfer within the team and business unit
  • Keep current on emerging trends / developments and grow knowledge of the business related tools and techniques
  • Participate in personal performance management and development activities including cross training within own team
  • Keep others informed and up-to-date about the status / progress of projects and / or all relevant or useful information related to day-to-day activities
  • Contribute to team development of skills and capabilities through mentorship of others by sharing knowledge and experiences and leveraging best practices.
  • Lead motivate and develop relationships with internal and external business partners / stakeholders to develop productive working relationships
  • Contribute to a fair positive and equitable environment that supports a diverse workforce
  • Act as a brand ambassador for your business area / function and the bank both internally and / or externally
  • BREADTH & DEPTH

  • Work independently as an subject matter expert of the functional area and / or business are supported and applicable regulatory requirements and may coach and educate others
  • Oversee and / or independently perform work from end to end
  • Execute on more complex and / or non-standard requests
  • Undertake and complete a variety of projects and initiatives may include the integration of cross functional processes within own area of expertise
  • Performs complex analysis and reporting
  • Generally reports to a Manager role
  • EXPERIENCE & EDUCATION

  • 35 years of Internal Audit experience preferably with exposure to design and operating effectiveness testing of controls.
  • Professional credentials such as CPA or CA; experience from external audit firms considered an asset.
  • Hands-on end-to-end control testing capability including planning conducting process and control walkthroughs documenting results and supporting review / oversight with strong quality-of-work standards.
  • Ability to lead control testing activities including running kickoff and exit meetings raising findings obtaining materials efficiently and preparing clear control testing reports.
  • Who We Are :

    TD is one of the worlds leading global financial institutions and is the fifth largest bank in North America by branches / stores. Every day we deliver legendary customer experiences to over 27 million households and businesses in Canada the United States and around the world. More than 95000 TD colleagues bring their skills talent and creativity to the Bank those we serve and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers communities and colleagues.

    TD is deeply committed to being a leader in customer experience that is why we believe that all colleagues no matter where they work are customer facing. As we build our business and deliver on our strategy we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether youve got years of banking experience or are just starting your career in financial services we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs were here to support you towards your goals. As an organization we keep growing and so will you.

    Our Total Rewards Package

    Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial physical and mental well-being goals. Total Rewards at TD includes a base salary variable compensation and several other key plans such as health and well-being benefits savings and retirement programs paid time off banking benefits and discounts career development and reward and recognition programs. Learn more

    Additional Information :

    Were delighted that youre considering building a career with TD. Through regular development conversations training programs and a competitive benefits plan were committed to providing the support our colleagues need to thrive both at work and at home.

    Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations requirements.

    Colleague Development

    If youre interested in a specific career path or are looking to build certain skills we want to help you succeed. Youll have regular career development and performance conversations with your manager as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience or you want to coach and inspire your colleagues there are many different career paths within our organization at TD and were committed to helping you identify opportunities that support your goals.

    Training & Onboarding

    We will provide training and onboarding sessions to ensure that youve got everything you need to succeed in your new role.

    Interview Process

    Well reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

    Accommodation

    Your accessibility is important to us. Please let us know if youd like accommodations (including accessible meeting rooms captioning for virtual interviews etc.) to help us remove barriers so that you can participate throughout the interview process.

    We look forward to hearing from you!

    Language Requirement (Quebec only) :

    Sans Objet

    Required Experience :

    Senior IC

    Key Skills

    Compliance Management,Risk Management,Financial Services,PCI,Banking,Cost Accounting Standards,Quality Systems,Research Experience,NIST Standards,Securities Law,SOX,ISO 27000

    Employment Type : Full-Time

    Experience : years

    Vacancy : 1

    Monthly Salary Salary : 81600 - 115200

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    Senior Compliance Testing Analyst 4466 • Markham, Ontario, Canada

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